Prospect Capital Corp
PSEC- Exchange
- Nasdaq
- SEC CIK
- 0001287032
In the last 90 days, Prospect Capital Corp insiders filed 1 open-market purchase and 0 sales; 204 institutions reported holding it in 13F filings for Q2 2026, worth $206.6M in total; no superinvestor holds it.
Other share classesPSEC.PA
13F holders, Q4 2024
Institutional positions in Prospect Capital Corp as of Dec 31, 2024. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 239
- +17 vs. Q3 2024
- Shares held
- 44.8M
- +7.19M (+19.1%) vs. Q3 2024
- Total value
- $193.5M
- −$2.48M (−1.3%) vs. Q3 2024
- New holders
- 48
- 84 more added
- Sold out
- 31
- 63 more reduced
4 institutions that held it in Q3 2024 haven't filed for Q4 2024 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q3 2024: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting PSEC on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 204 | $206.6M |
| Q1 2026 | 218 | $223.8M |
| Q4 2025 | 224 | $214.1M |
| Q3 2025 | 228 | $224.4M |
| Q2 2025 | 224 | $208.4M |
| Q1 2025 | 224 | $239.8M |
| Q4 2024 | 239 | $193.5M |
| Q3 2024 | 226 | $200.9M |
| Q2 2024 | 230 | $221.4M |
| Q1 2024 | 230 | $228.3M |
| Q4 2023 | 244 | $219.5M |
| Q3 2023 | 234 | $195.5M |
| Q2 2023 | 234 | $194.5M |
| Q1 2023 | 250 | $203.2M |
| Q4 2022 | 246 | $206.9M |
| Q3 2022 | 229 | $174.7M |
| Q2 2022 | 228 | $206.6M |
| Q1 2022 | 215 | $232.4M |
| Q4 2021 | 228 | $254.5M |
| Q3 2021 | 194 | $258.3M |
| Q2 2021 | 202 | $316.6M |
| Q1 2021 | 192 | $267.3M |
Institutions, Q4 2024
Shares, value and share of portfolio for each institution holding Prospect Capital Corp; share changes are against Q3 2024.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Van Eck Associates Corp | 8,127,617 | $35.0M | 0.04% | −811,246−9.1% | Reduced |
| Legal & General Group Plc | 2,898,651 | $12.5M | 0.00% | −153,172−5.0% | Reduced |
| Morgan Stanley | 2,580,006 | $11.1M | 0.00% | +375,818+17.1% | Added |
| Balyasny Asset Management LLC | 2,478,914 | $10.7M | 0.02% | +2,439,426+6,177.6% | Added |
| Thomas J. Herzfeld Advisors, Inc. | 1,828,411 | $7.88M | 2.53% | +1,828,411 | New |
| Commonwealth Equity Services, LLC | 1,498,346 | $6.46M | 0.01% | +125,142+9.1% | Added |
| BlackRock, Inc. | 1,480,300 | $6.38M | 0.00% | +248,248+20.1% | Added |
| UBS Group AG | 1,274,088 | $5.49M | 0.00% | +925,806+265.8% | Added |
| LPL Financial LLC | 988,657 | $4.26M | 0.00% | −16,143−1.6% | Reduced |
| Envestnet Asset Management Inc | 946,648 | $4.08M | 0.00% | +924,428+4,160.3% | Added |
| XML Financial, LLC | 946,006 | $4.08M | 0.37% | −1,098,442−53.7% | Reduced |
| Raymond James Financial Inc | 795,862 | $3.43M | 0.00% | +795,862 | New |
| Susquehanna International Group, LLP | 790,032 | $3.41M | 0.01% | +392,020+98.5% | Added |
| BI Asset Management Fondsmaeglerselskab A/S | 707,827 | $3.05M | 0.03% | +233,948+49.4% | Added |
| Two Sigma Investments, LP | 684,812 | $2.95M | 0.01% | +367,634+115.9% | Added |
| Northern Trust Corp | 598,848 | $2.58M | 0.00% | +6,641+1.1% | Added |
| LSV Asset Management | 563,735 | $2.43M | 0.01% | 00.0% | Unchanged |
| Jane Street Group, LLC | 539,232 | $2.32M | 0.00% | +449,168+498.7% | Added |
| HRT Financial LP | 514,885 | $2.22M | 0.01% | +514,885 | New |
| Naviter Wealth, LLC | 508,914 | $2.22M | 0.27% | +508,914 | New |
| TrueMark Investments, LLC | 501,917 | $2.16M | 0.69% | −236,235−32.0% | Reduced |
| Independent Financial Group, LLC | 405,438 | $1.75M | 0.06% | +217,836+116.1% | Added |
| Private Advisor Group, LLC | 385,332 | $1.66M | 0.01% | +351,593+1,042.1% | Added |
| DnB Asset Management AS | 383,942 | $1.65M | 0.01% | +11,648+3.1% | Added |
| Citadel Advisors LLC | 373,780 | $1.61M | 0.00% | +345,501+1,221.8% | Added |
| Palogic Value Management, L.P. | 351,294 | $1.51M | 0.61% | +118,400+50.8% | Added |
| Cambridge Investment Research Advisors, Inc. | 343,073 | $1.48M | 0.00% | −35,104−9.3% | Reduced |
| D.A. Davidson & Co. | 342,831 | $1.48M | 0.01% | +43,753+14.6% | Added |
| Trexquant Investment LP | 331,608 | $1.43M | 0.02% | +331,608 | New |
| Two Sigma Advisers, LP | 313,600 | $1.35M | 0.00% | +288,500+1,149.4% | Added |
| Virtus ETF Advisers LLC | 279,372 | $1.20M | 0.49% | +77,239+38.2% | Added |
| Goldman Sachs Group Inc | 271,895 | $1.17M | 0.00% | +185,025+213.0% | Added |
| Millennium Management LLC | 270,533 | $1.17M | 0.00% | +270,533 | New |
| TCFG Wealth Management, LLC | 269,580 | $1.16M | 0.58% | +4,396+1.7% | Added |
| BNP Paribas Arbitrage, SA | 259,449 | $1.12M | 0.00% | +123,200+90.4% | Added |
| Group One Trading, L.P. | 258,853 | $1.12M | 0.04% | +121,804+88.9% | Added |
| RSM US Wealth Management LLC | 252,737 | $1.09M | 0.02% | +252,737 | New |
| Great West Life Assurance Co | 248,301 | $1.07M | 0.00% | −18,834−7.1% | Reduced |
| Brevan Howard Capital Management LP | 247,658 | $1.07M | 0.03% | +228,028+1,161.6% | Added |
| Cetera Investment Advisers | 224,026 | $965.6K | 0.00% | −60,716−21.3% | Reduced |
| Advisor Group Holdings, Inc. | 223,382 | $962.2K | 0.00% | −59,983−21.2% | Reduced |
| Kestra Private Wealth Services, LLC | 209,255 | $901.9K | 0.02% | +1,941+0.9% | Added |
| Virtu Financial LLC | 205,041 | $884.0K | 0.05% | +42,197+25.9% | Added |
| Truist Financial Corp | 190,288 | $820.1K | 0.00% | +750+0.4% | Added |
| Garner Asset Management Corp | 97,583 | $817.0K | 0.38% | −8,946−8.4% | Reduced |
| ExodusPoint Capital Management, LP | 183,854 | $792.0K | 0.01% | +183,854 | New |
| Advisors Asset Management, Inc. | 182,430 | $786.3K | 0.01% | −121,376−40.0% | Reduced |
| Stifel Financial Corp | 175,217 | $755.2K | 0.00% | +4,022+2.3% | Added |
| International Assets Investment Management, LLC | 173,914 | $754.8K | 0.06% | −759,169−81.4% | Reduced |
| XTX Topco Ltd | 172,329 | $742.7K | 0.06% | +155,820+943.8% | Added |
| Creative Planning | 169,706 | $731.4K | 0.00% | +903+0.5% | Added |
| Bank of America Corp | 168,906 | $728.0K | 0.00% | +109,582+184.7% | Added |
| Wells Fargo & Company | 167,516 | $722.0K | 0.00% | −70,733−29.7% | Reduced |
| Cubist Systematic Strategies, LLC | 160,882 | $693.4K | 0.01% | +160,882 | New |
| Kovack Advisors, Inc. | 145,095 | $625.4K | 0.06% | +2,732+1.9% | Added |
| SMH Capital Advisors Inc | 144,652 | $623.5K | 1.50% | −953−0.7% | Reduced |
| Squarepoint Ops LLC | 137,288 | $591.7K | 0.00% | +34,303+33.3% | Added |
| D. E. Shaw & Co., Inc. | 136,238 | $587.2K | 0.00% | +136,238 | New |
| US Bancorp | 130,000 | $560.3K | 0.00% | −50,000−27.8% | Reduced |
| Alberta Investment Management Corp | 124,900 | $538.3K | 0.00% | 00.0% | Unchanged |
| Denali Advisors LLC | 110,138 | $474.7K | 0.05% | −207,098−65.3% | Reduced |
| CenterBook Partners LP | 102,651 | $442.4K | 0.03% | +102,651 | New |
| Catalyst Capital Advisors LLC | 95,140 | $410.1K | 0.01% | 00.0% | Unchanged |
| Ridgeline Wealth, LLC | 94,334 | $406.6K | 0.33% | +94,334 | New |
| Westwood Holdings Group Inc. | 93,246 | $401.9K | 0.00% | 00.0% | Unchanged |
| CWM Advisors, LLC | 93,199 | $401.7K | 0.04% | +16,314+21.2% | Added |
| Spire Wealth Management | 92,144 | $397.1K | 0.01% | +66,911+265.2% | Added |
| Royal Bank of Canada | 90,871 | $392.0K | 0.00% | +13,922+18.1% | Added |
| Glenview Trust Co | 90,719 | $391.0K | 0.01% | +90,719 | New |
| Guggenheim Capital LLC | 88,830 | $382.9K | 0.00% | +6,734+8.2% | Added |
| Alpine Global Management, LLC | 80,300 | $346.1K | 0.10% | +80,300 | New |
| Lido Advisors, LLC | 76,929 | $335.0K | 0.00% | +1,479+2.0% | Added |
| Garden State Investment Advisory Services LLC | 77,448 | $333.8K | 0.10% | −11,338−12.8% | Reduced |
| Prospera Financial Services Inc | 75,942 | $327.3K | 0.01% | 00.0% | Unchanged |
| Summit Global Investments | 75,000 | $323.0K | 0.02% | 00.0% | Unchanged |
| Aquatic Capital Management LLC | 73,024 | $314.7K | 0.01% | +61,224+518.8% | Added |
| Philadelphia Trust Co | 71,700 | $309.0K | 0.02% | −6,750−8.6% | Reduced |
| Ameriprise Financial Inc | 70,849 | $305.4K | 0.00% | −3,917−5.2% | Reduced |
| Cerity Partners LLC | 70,504 | $303.9K | 0.00% | +70,504 | New |
| ProShare Advisors LLC | 69,988 | $301.6K | 0.00% | +10,906+18.5% | Added |
| Kathmere Capital Management, LLC | 69,462 | $299.4K | 0.03% | 00.0% | Unchanged |
| Sigma Planning Corp | 69,188 | $298.2K | 0.01% | −1,344−1.9% | Reduced |
| Kestra Advisory Services, LLC | 68,522 | $295.3K | 0.00% | +53+0.1% | Added |
| Dark Forest Capital Management LP | 66,047 | $284.7K | 0.04% | +49,981+311.1% | Added |
| Atria Wealth Solutions, Inc. | 63,477 | $273.6K | 0.00% | +38,923+158.5% | Added |
| Mariner, LLC | 61,397 | $264.6K | 0.00% | −28,784−31.9% | Reduced |
| Navis Wealth Advisors, LLC | 61,112 | $263.4K | 0.29% | +61,112 | New |
| Stratos Wealth Partners, LTD. | 54,655 | $235.6K | 0.00% | +539+1.0% | Added |
| Blair William & Co | 54,600 | $235.3K | 0.00% | 00.0% | Unchanged |
| JPMorgan Chase & Co | 53,527 | $230.7K | 0.00% | −15,327−22.3% | Reduced |
| Rockefeller Capital Management L.P. | 49,358 | $212.7K | 0.00% | −378,831−88.5% | Reduced |
| Barrett & Company, Inc. | 48,232 | $207.9K | 0.09% | −2,543−5.0% | Reduced |
| Cherry Creek Investment Advisors, Inc. | 47,838 | $206.2K | 0.10% | +31,879+199.8% | Added |
| Csenge Advisory Group | 43,922 | $189.3K | 0.01% | 00.0% | Unchanged |
| Avantax Advisory Services, Inc. | 42,806 | $184.5K | 0.00% | −1,085−2.5% | Reduced |
| Simplex Trading, LLC | 42,409 | $182.0K | 0.01% | +27,531+185.0% | Added |
| Bessemer Group Inc | 40,000 | $172.0K | 0.00% | 00.0% | Unchanged |
| Harbour Investments, Inc. | 39,177 | $168.9K | 0.00% | +92+0.2% | Added |
| Centiva Capital, LP | 37,039 | $159.6K | 0.01% | +37,039 | New |
| Empowered Funds, LLC | 36,835 | $158.8K | 0.00% | +21,747+144.1% | Added |