Prospect Capital Corp
PSEC- Exchange
- Nasdaq
- SEC CIK
- 0001287032
In the last 90 days, Prospect Capital Corp insiders filed 1 open-market purchase and 0 sales; 204 institutions reported holding it in 13F filings for Q2 2026, worth $206.6M in total; no superinvestor holds it.
Other share classesPSEC.PA
13F holders, Q1 2025
Institutional positions in Prospect Capital Corp as of Mar 31, 2025. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 224
- −12 vs. Q4 2024
- Shares held
- 58.5M
- +13.7M (+30.6%) vs. Q4 2024
- Total value
- $239.8M
- +$46.4M (+24.0%) vs. Q4 2024
- New holders
- 28
- 98 more added
- Sold out
- 40
- 56 more reduced
3 institutions that held it in Q4 2024 haven't filed for Q1 2025 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q4 2024: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting PSEC on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 204 | $206.6M |
| Q1 2026 | 218 | $223.8M |
| Q4 2025 | 224 | $214.1M |
| Q3 2025 | 228 | $224.4M |
| Q2 2025 | 224 | $208.4M |
| Q1 2025 | 224 | $239.8M |
| Q4 2024 | 239 | $193.5M |
| Q3 2024 | 226 | $200.9M |
| Q2 2024 | 230 | $221.4M |
| Q1 2024 | 230 | $228.3M |
| Q4 2023 | 244 | $219.5M |
| Q3 2023 | 234 | $195.5M |
| Q2 2023 | 234 | $194.5M |
| Q1 2023 | 250 | $203.2M |
| Q4 2022 | 246 | $206.9M |
| Q3 2022 | 229 | $174.7M |
| Q2 2022 | 228 | $206.6M |
| Q1 2022 | 215 | $232.4M |
| Q4 2021 | 228 | $254.5M |
| Q3 2021 | 194 | $258.3M |
| Q2 2021 | 202 | $316.6M |
| Q1 2021 | 192 | $267.3M |
Institutions, Q1 2025
Shares, value and share of portfolio for each institution holding Prospect Capital Corp; share changes are against Q4 2024.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Van Eck Associates Corp | 8,655,753 | $35.5M | 0.05% | +528,136+6.5% | Added |
| Two Sigma Advisers, LP | 5,925,600 | $24.3M | 0.05% | +5,612,000+1,789.5% | Added |
| Two Sigma Investments, LP | 3,459,044 | $14.2M | 0.03% | +2,774,232+405.1% | Added |
| Balyasny Asset Management LLC | 3,255,822 | $13.3M | 0.03% | +776,908+31.3% | Added |
| Morgan Stanley | 3,014,596 | $12.4M | 0.00% | +434,590+16.8% | Added |
| Legal & General Group Plc | 2,845,407 | $11.7M | 0.00% | −53,244−1.8% | Reduced |
| UBS Group AG | 2,569,368 | $10.5M | 0.00% | +1,295,280+101.7% | Added |
| Thomas J. Herzfeld Advisors, Inc. | 2,315,582 | $9.49M | 3.23% | +487,171+26.6% | Added |
| Commonwealth Equity Services, LLC | 1,508,635 | $6.18M | 0.01% | +10,289+0.7% | Added |
| BlackRock, Inc. | 1,486,345 | $6.09M | 0.00% | +6,045+0.4% | Added |
| Envestnet Asset Management Inc | 1,181,787 | $4.85M | 0.00% | +235,139+24.8% | Added |
| LPL Financial LLC | 1,001,866 | $4.11M | 0.00% | +13,209+1.3% | Added |
| Trexquant Investment LP | 915,452 | $3.75M | 0.04% | +583,844+176.1% | Added |
| XML Financial, LLC | 898,508 | $3.68M | 0.34% | −47,498−5.0% | Reduced |
| Citadel Advisors LLC | 861,086 | $3.53M | 0.00% | +487,306+130.4% | Added |
| Raymond James Financial Inc | 840,585 | $3.45M | 0.00% | +44,723+5.6% | Added |
| Susquehanna International Group, LLP | 819,628 | $3.36M | 0.01% | +29,596+3.7% | Added |
| PFG Investments, LLC | 624,419 | $2.56M | 0.16% | +606,733+3,430.6% | Added |
| Private Advisor Group, LLC | 589,686 | $2.42M | 0.01% | +204,354+53.0% | Added |
| TrueMark Investments, LLC | 564,932 | $2.32M | 0.61% | +63,015+12.6% | Added |
| LSV Asset Management | 563,735 | $2.31M | 0.01% | 00.0% | Unchanged |
| Independent Financial Group, LLC | 519,088 | $2.13M | 0.07% | +113,650+28.0% | Added |
| BI Asset Management Fondsmaeglerselskab A/S | 514,076 | $2.11M | 0.02% | −193,751−27.4% | Reduced |
| Naviter Wealth, LLC | 452,540 | $1.88M | 0.23% | −56,374−11.1% | Reduced |
| BNP Paribas Arbitrage, SA | 431,307 | $1.77M | 0.00% | +171,858+66.2% | Added |
| Goldman Sachs Group Inc | 393,034 | $1.61M | 0.00% | +121,139+44.6% | Added |
| Virtus Investment Advisers, Inc. | 376,696 | $1.54M | 0.42% | +376,696 | New |
| Caxton Associates LLP | 370,075 | $1.52M | 0.05% | +370,075 | New |
| Palogic Value Management, L.P. | 365,066 | $1.50M | 0.66% | +13,772+3.9% | Added |
| HRT Financial LP | 359,593 | $1.47M | 0.01% | −155,292−30.2% | Reduced |
| D.A. Davidson & Co. | 346,881 | $1.42M | 0.01% | +4,050+1.2% | Added |
| Schonfeld Strategic Advisors LLC | 336,171 | $1.38M | 0.01% | +336,171 | New |
| Dark Forest Capital Management LP | 334,240 | $1.37M | 0.06% | +268,193+406.1% | Added |
| RSM US Wealth Management LLC | 308,801 | $1.28M | 0.02% | +56,064+22.2% | Added |
| Cubist Systematic Strategies, LLC | 308,764 | $1.27M | 0.02% | +147,882+91.9% | Added |
| Cambridge Investment Research Advisors, Inc. | 308,331 | $1.26M | 0.00% | −34,742−10.1% | Reduced |
| Great West Life Assurance Co | 303,636 | $1.25M | 0.00% | +55,335+22.3% | Added |
| DnB Asset Management AS | 301,970 | $1.24M | 0.01% | −81,972−21.4% | Reduced |
| TCFG Wealth Management, LLC | 274,657 | $1.13M | 0.57% | +5,077+1.9% | Added |
| Cetera Investment Advisers | 257,741 | $1.06M | 0.00% | +33,715+15.0% | Added |
| Advisor Group Holdings, Inc. | 205,745 | $843.6K | 0.00% | −17,637−7.9% | Reduced |
| Stifel Financial Corp | 200,025 | $820.1K | 0.00% | +24,808+14.2% | Added |
| Kestra Private Wealth Services, LLC | 198,072 | $812.1K | 0.01% | −11,183−5.3% | Reduced |
| Truist Financial Corp | 189,538 | $777.1K | 0.00% | −750−0.4% | Reduced |
| Wells Fargo & Company | 185,528 | $760.7K | 0.00% | +18,012+10.8% | Added |
| Advisors Asset Management, Inc. | 182,346 | $747.6K | 0.01% | −840.0% | Reduced |
| Aquatic Capital Management LLC | 174,383 | $715.0K | 0.02% | +101,359+138.8% | Added |
| Bank of America Corp | 168,916 | $692.6K | 0.00% | +100.0% | Added |
| Creative Planning | 163,925 | $672.1K | 0.00% | −5,781−3.4% | Reduced |
| Tudor Investment Corp Et Al | 150,395 | $616.6K | 0.01% | +150,395 | New |
| SMH Capital Advisors Inc | 146,335 | $600.0K | 1.39% | +1,683+1.2% | Added |
| Kovack Advisors, Inc. | 139,972 | $573.9K | 0.06% | −5,123−3.5% | Reduced |
| International Assets Investment Management, LLC | 139,252 | $570.9K | 0.05% | −34,662−19.9% | Reduced |
| Brevan Howard Capital Management LP | 135,507 | $555.6K | 0.02% | −112,151−45.3% | Reduced |
| US Bancorp | 132,617 | $543.7K | 0.00% | +2,617+2.0% | Added |
| Denali Advisors LLC | 128,237 | $525.8K | 0.06% | +18,099+16.4% | Added |
| Alberta Investment Management Corp | 124,900 | $512.1K | 0.00% | 00.0% | Unchanged |
| Millennium Management LLC | 119,402 | $489.5K | 0.00% | −151,131−55.9% | Reduced |
| Squarepoint Ops LLC | 114,210 | $468.3K | 0.00% | −23,078−16.8% | Reduced |
| Spire Wealth Management | 112,389 | $460.8K | 0.01% | +20,245+22.0% | Added |
| Generali Investments CEE, investicni spolecnost, a.s. | 109,962 | $450.8K | 0.04% | +109,962 | New |
| Universal- Beteiligungs- und Servicegesellschaft mbH | 105,900 | $434.2K | 0.00% | +105,900 | New |
| The PNC Financial Services Group, Inc. | 104,338 | $427.8K | 0.00% | +68,034+187.4% | Added |
| Jane Street Group, LLC | 102,283 | $419.4K | 0.00% | −436,949−81.0% | Reduced |
| Guggenheim Capital LLC | 99,565 | $408.2K | 0.00% | +10,735+12.1% | Added |
| Northern Trust Corp | 98,466 | $403.7K | 0.00% | −500,382−83.6% | Reduced |
| Catalyst Capital Advisors LLC | 95,140 | $390.1K | 0.01% | 00.0% | Unchanged |
| Ridgeline Wealth, LLC | 94,334 | $386.8K | 0.33% | 00.0% | Unchanged |
| Westwood Holdings Group Inc. | 93,246 | $382.3K | 0.00% | 00.0% | Unchanged |
| Glenview Trust Co | 90,719 | $371.9K | 0.01% | 00.0% | Unchanged |
| Empowered Funds, LLC | 88,397 | $362.4K | 0.01% | +51,562+140.0% | Added |
| CWM Advisors, LLC | 83,864 | $343.8K | 0.04% | −9,335−10.0% | Reduced |
| Ameriprise Financial Inc | 76,027 | $311.7K | 0.00% | +5,178+7.3% | Added |
| Prospera Financial Services Inc | 75,942 | $311.4K | 0.01% | 00.0% | Unchanged |
| Summit Global Investments | 75,000 | $308.0K | 0.02% | 00.0% | Unchanged |
| ProShare Advisors LLC | 75,078 | $307.8K | 0.00% | +5,090+7.3% | Added |
| Garden State Investment Advisory Services LLC | 71,910 | $294.8K | 0.09% | −5,538−7.2% | Reduced |
| Kathmere Capital Management, LLC | 69,462 | $284.8K | 0.02% | 00.0% | Unchanged |
| Kestra Advisory Services, LLC | 69,071 | $283.2K | 0.00% | +549+0.8% | Added |
| Concorde Asset Management, LLC | 72,900 | $271.2K | 0.15% | +43,650+149.2% | Added |
| Philadelphia Trust Co | 65,700 | $269.0K | 0.02% | −6,000−8.4% | Reduced |
| Tower Research Capital LLC (TRC) | 63,407 | $260.0K | 0.01% | +48,847+335.5% | Added |
| Royal Bank of Canada | 63,146 | $259.0K | 0.00% | −27,725−30.5% | Reduced |
| Headlands Technologies LLC | 63,025 | $258.4K | 0.03% | +62,086+6,611.9% | Added |
| Mariner, LLC | 62,493 | $256.2K | 0.00% | +1,096+1.8% | Added |
| Avantax Advisory Services, Inc. | 60,352 | $247.4K | 0.00% | +17,546+41.0% | Added |
| LeClair Wealth Partners LLC | 60,131 | $246.5K | 0.18% | +60,131 | New |
| Garner Asset Management Corp | 54,917 | $225.2K | 0.10% | −42,666−43.7% | Reduced |
| Stratos Wealth Partners, LTD. | 54,186 | $222.2K | 0.00% | −469−0.9% | Reduced |
| GWN Securities Inc. | 60,831 | $222.1K | 0.01% | +60,831 | New |
| JPMorgan Chase & Co | 53,582 | $219.7K | 0.00% | +55+0.1% | Added |
| Comerica Bank | 50,883 | $208.6K | 0.00% | +25,000+96.6% | Added |
| Aigen Investment Management, LP | 50,127 | $205.5K | 0.03% | +50,127 | New |
| Barrett & Company, Inc. | 48,649 | $199.5K | 0.09% | +417+0.9% | Added |
| Cherry Creek Investment Advisors, Inc. | 48,355 | $198.3K | 0.10% | +517+1.1% | Added |
| Buckingham Strategic Partners | 47,878 | $196.3K | 0.00% | +22,649+89.8% | Added |
| Blair William & Co | 45,600 | $187.0K | 0.00% | −9,000−16.5% | Reduced |
| Sigma Planning Corp | 43,745 | $179.4K | 0.01% | −25,443−36.8% | Reduced |
| Ethos Financial Group, LLC | 43,520 | $178.4K | 0.02% | +43,520 | New |
| Navis Wealth Advisors, LLC | 42,837 | $175.6K | 0.17% | −18,275−29.9% | Reduced |