Prospect Capital Corp
PSEC- Exchange
- Nasdaq
- SEC CIK
- 0001287032
In the last 90 days, Prospect Capital Corp insiders filed 1 open-market purchase and 0 sales; 204 institutions reported holding it in 13F filings for Q2 2026, worth $206.6M in total; no superinvestor holds it.
Other share classesPSEC.PA
13F holders, Q2 2024
Institutional positions in Prospect Capital Corp as of Jun 30, 2024. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 230
- +2 vs. Q1 2024
- Shares held
- 39.9M
- +3.32M (+9.1%) vs. Q1 2024
- Total value
- $221.4M
- −$4.93M (−2.2%) vs. Q1 2024
- New holders
- 30
- 91 more added
- Sold out
- 28
- 57 more reduced
2 institutions that held it in Q1 2024 haven't filed for Q2 2024 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q1 2024: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting PSEC on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 204 | $206.6M |
| Q1 2026 | 218 | $223.8M |
| Q4 2025 | 224 | $214.1M |
| Q3 2025 | 228 | $224.4M |
| Q2 2025 | 224 | $208.4M |
| Q1 2025 | 224 | $239.8M |
| Q4 2024 | 239 | $193.5M |
| Q3 2024 | 226 | $200.9M |
| Q2 2024 | 230 | $221.4M |
| Q1 2024 | 230 | $228.3M |
| Q4 2023 | 244 | $219.5M |
| Q3 2023 | 234 | $195.5M |
| Q2 2023 | 234 | $194.5M |
| Q1 2023 | 250 | $203.2M |
| Q4 2022 | 246 | $206.9M |
| Q3 2022 | 229 | $174.7M |
| Q2 2022 | 228 | $206.6M |
| Q1 2022 | 215 | $232.4M |
| Q4 2021 | 228 | $254.5M |
| Q3 2021 | 194 | $258.3M |
| Q2 2021 | 202 | $316.6M |
| Q1 2021 | 192 | $267.3M |
Institutions, Q2 2024
Shares, value and share of portfolio for each institution holding Prospect Capital Corp; share changes are against Q1 2024.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Van Eck Associates Corp | 7,248,573 | $40.1M | 0.06% | +368,412+5.4% | Added |
| Y.D. More Investments Ltd | 5,062,879 | $29.1M | 2.96% | +3,808,560+303.6% | Added |
| Legal & General Group Plc | 3,334,096 | $18.4M | 0.01% | +3,870+0.1% | Added |
| Invesco Ltd. | 2,111,616 | $11.7M | 0.00% | −3,191−0.2% | Reduced |
| Morgan Stanley | 2,035,637 | $11.3M | 0.00% | +77,934+4.0% | Added |
| XML Financial, LLC | 1,891,268 | $10.5M | 1.05% | +178,330+10.4% | Added |
| BlackRock Inc. | 1,383,018 | $7.65M | 0.00% | +12,260+0.9% | Added |
| Commonwealth Equity Services, LLC | 1,199,197 | $6.63M | 0.01% | +54,210+4.7% | Added |
| LPL Financial LLC | 1,066,922 | $5.90M | 0.00% | −12,210−1.1% | Reduced |
| LSV Asset Management | 891,235 | $4.93M | 0.01% | −717,379−44.6% | Reduced |
| Cambridge Investment Research Advisors, Inc. | 882,952 | $4.88M | 0.02% | −161,680−15.5% | Reduced |
| Raymond James & Associates | 762,194 | $4.21M | 0.00% | +80,735+11.8% | Added |
| BI Asset Management Fondsmaeglerselskab A/S | 450,087 | $2.49M | 0.04% | +55,722+14.1% | Added |
| UBS Group AG | 449,521 | $2.49M | 0.00% | −12,424−2.7% | Reduced |
| Rockefeller Capital Management L.P. | 427,966 | $2.37M | 0.01% | +427,966 | New |
| McKinley Capital Management LLC /Delaware | 409,469 | $2.26M | 0.40% | +1,028+0.3% | Added |
| TrueMark Investments, LLC | 380,932 | $2.11M | 0.72% | +380,932 | New |
| Advisor Group Holdings, Inc. | 366,871 | $2.03M | 0.00% | −224,480−38.0% | Reduced |
| DnB Asset Management AS | 342,285 | $1.89M | 0.01% | +23,229+7.3% | Added |
| Advisors Asset Management, Inc. | 314,693 | $1.74M | 0.03% | −129,847−29.2% | Reduced |
| Cetera Investment Advisers | 302,820 | $1.67M | 0.00% | −6,966−2.2% | Reduced |
| Great West Life Assurance Co | 302,527 | $1.67M | 0.00% | +7,821+2.7% | Added |
| D.A. Davidson & Co. | 291,437 | $1.61M | 0.01% | +12,125+4.3% | Added |
| Wells Fargo & Company | 277,056 | $1.53M | 0.00% | +11,295+4.3% | Added |
| US Bancorp | 260,100 | $1.44M | 0.00% | −33,016−11.3% | Reduced |
| Kestra Private Wealth Services, LLC | 242,636 | $1.34M | 0.03% | +1,035+0.4% | Added |
| Palogic Value Management, L.P. | 223,460 | $1.24M | 0.52% | +4,585+2.1% | Added |
| Virtus ETF Advisers LLC | 206,391 | $1.14M | 0.56% | +64,642+45.6% | Added |
| Truist Financial Corp | 192,188 | $1.06M | 0.00% | −8,453−4.2% | Reduced |
| Creative Planning | 175,953 | $973.0K | 0.00% | +139,842+387.3% | Added |
| International Assets Investment Management, LLC | 175,158 | $968.6K | 0.09% | −348−0.2% | Reduced |
| Garner Asset Management Corp | 128,421 | $931.0K | 0.45% | −340.0% | Reduced |
| Boothbay Fund Management, LLC | 161,250 | $891.7K | 0.03% | −53,750−25.0% | Reduced |
| Atria Wealth Solutions, Inc. | 153,122 | $847.0K | 0.01% | −22,611−12.9% | Reduced |
| Kovack Advisors, Inc. | 143,414 | $793.1K | 0.09% | +4,865+3.5% | Added |
| Stifel Financial Corp | 137,352 | $759.6K | 0.00% | +14,597+11.9% | Added |
| Northern Trust Corp | 135,677 | $750.3K | 0.00% | −21,213−13.5% | Reduced |
| Alberta Investment Management Corp | 124,900 | $690.7K | 0.01% | 00.0% | Unchanged |
| Caxton Associates LP | 124,102 | $686.3K | 0.03% | 00.0% | Unchanged |
| HighTower Advisors, LLC | 119,051 | $660.0K | 0.00% | +2,099+1.8% | Added |
| Jane Street Group, LLC | 109,393 | $604.9K | 0.00% | +5,971+5.8% | Added |
| SMH Capital Advisors Inc | 101,304 | $560.2K | 1.71% | −180.0% | Reduced |
| Kestra Advisory Services, LLC | 100,029 | $553.2K | 0.00% | +30,696+44.3% | Added |
| Y-Intercept (Hong Kong) Ltd | 95,843 | $530.0K | 0.03% | +95,843 | New |
| Catalyst Capital Advisors LLC | 95,140 | $526.1K | 0.01% | 00.0% | Unchanged |
| Westwood Holdings Group Inc. | 93,246 | $515.6K | 0.00% | 00.0% | Unchanged |
| HRT Financial LP | 92,135 | $509.0K | 0.00% | +38,470+71.7% | Added |
| JPMorgan Chase & Co | 90,799 | $502.1K | 0.00% | −218,104−70.6% | Reduced |
| Royal Bank of Canada | 90,781 | $502.0K | 0.00% | −11,316−11.1% | Reduced |
| Garden State Investment Advisory Services LLC | 88,960 | $492.0K | 0.17% | −182−0.2% | Reduced |
| Independent Financial Group, LLC | 83,235 | $460.3K | 0.02% | +57,169+219.3% | Added |
| Readystate Asset Management LP | 82,898 | $458.4K | 0.02% | +82,898 | New |
| Ameriprise Financial Inc | 81,812 | $452.4K | 0.00% | +11,243+15.9% | Added |
| Philadelphia Trust Co | 81,350 | $450.0K | 0.03% | −5,000−5.8% | Reduced |
| Susquehanna International Group, LLP | 79,745 | $441.0K | 0.00% | +68,846+631.7% | Added |
| Sigma Planning Corp | 76,695 | $424.1K | 0.01% | +1,004+1.3% | Added |
| Prospera Financial Services Inc | 75,942 | $420.0K | 0.01% | +8,442+12.5% | Added |
| Summit Global Investments | 75,000 | $415.0K | 0.03% | 00.0% | Unchanged |
| Guggenheim Capital LLC | 71,962 | $397.9K | 0.00% | +4,233+6.2% | Added |
| Raymond James Financial Services Advisors, Inc. | 69,556 | $384.6K | 0.00% | −415−0.6% | Reduced |
| Kathmere Capital Management, LLC | 69,462 | $384.1K | 0.04% | +11,495+19.8% | Added |
| BNP Paribas Arbitrage, SA | 68,329 | $377.9K | 0.00% | +24,713+56.7% | Added |
| Moloney Securities Asset Management, LLC | 63,802 | $352.8K | 0.05% | +2,875+4.7% | Added |
| CWM Advisors, LLC | 63,550 | $351.4K | 0.04% | −1,495−2.3% | Reduced |
| Avantax Advisory Services, Inc. | 63,078 | $348.8K | 0.00% | +41+0.1% | Added |
| Mariner, LLC | 62,399 | $345.1K | 0.00% | −31,337−33.4% | Reduced |
| Bank of America Corp | 61,509 | $340.1K | 0.00% | −23,389−27.5% | Reduced |
| Two Sigma Investments, LP | 61,434 | $339.7K | 0.00% | −11,117−15.3% | Reduced |
| Virtu Financial LLC | 59,165 | $327.0K | 0.02% | +18,742+46.4% | Added |
| Spire Wealth Management | 58,476 | $323.4K | 0.01% | +39,455+207.4% | Added |
| Centiva Capital, LP | 54,604 | $302.0K | 0.01% | +54,604 | New |
| Blair William & Co | 54,600 | $301.9K | 0.00% | +405+0.7% | Added |
| Teamwork Financial Advisors, LLC | 54,135 | $299.4K | 0.04% | −1,853−3.3% | Reduced |
| Thrive Wealth Management, LLC | 52,273 | $289.1K | 0.06% | +144+0.3% | Added |
| Lodestar Private Asset Management LLC | 50,000 | $276.5K | 0.04% | 00.0% | Unchanged |
| ProShare Advisors LLC | 49,209 | $272.1K | 0.00% | −2,140−4.2% | Reduced |
| Next Level Private LLC | 47,110 | $260.5K | 0.12% | +1,099+2.4% | Added |
| Advisory Services Network, LLC | 46,926 | $259.5K | 0.01% | −24,466−34.3% | Reduced |
| Dark Forest Capital Management LP | 46,411 | $256.7K | 0.05% | +11,825+34.2% | Added |
| Roman Butler Fullerton & Co | 45,226 | $253.3K | 0.08% | +1,459+3.3% | Added |
| Barrett & Company, Inc. | 44,350 | $245.3K | 0.11% | +394+0.9% | Added |
| Csenge Advisory Group | 44,128 | $244.0K | 0.01% | 00.0% | Unchanged |
| Claro Advisors LLC | 42,390 | $234.4K | 0.04% | 00.0% | Unchanged |
| Goldman Sachs Group Inc | 42,114 | $232.9K | 0.00% | +12,543+42.4% | Added |
| Bessemer Group Inc | 40,000 | $221.0K | 0.00% | 00.0% | Unchanged |
| Balyasny Asset Management LLC | 39,249 | $217.0K | 0.00% | +22,158+129.6% | Added |
| Ausdal Financial Partners, Inc. | 39,166 | $216.6K | 0.02% | +10,097+34.7% | Added |
| Harbour Investments, Inc. | 38,499 | $212.9K | 0.01% | +1,391+3.7% | Added |
| Brinker Capital Investments, LLC | 37,612 | $208.0K | 0.00% | −532−1.4% | Reduced |
| Orion Portfolio Solutions, LLC | 37,612 | $208.0K | 0.00% | −532−1.4% | Reduced |
| IFG Advisory, LLC | 36,195 | $200.2K | 0.01% | +3,000+9.0% | Added |
| Bank of Montreal | 35,400 | $198.4K | 0.00% | +200+0.6% | Added |
| Mercer Global Advisors Inc | 35,867 | $198.3K | 0.00% | −19,402−35.1% | Reduced |
| The PNC Financial Services Group, Inc. | 35,068 | $193.9K | 0.00% | +552+1.6% | Added |
| Family Wealth Group, LLC | 34,955 | $193.3K | 0.20% | +5,542+18.8% | Added |
| Private Advisor Group, LLC | 33,838 | $187.1K | 0.00% | +33,838 | New |
| Sculati Wealth Management, LLC | 33,695 | $186.3K | 0.08% | −4,130−10.9% | Reduced |
| Natixis | 33,386 | $184.6K | 0.00% | +386+1.2% | Added |
| BancorpSouth Bank | 32,636 | $180.5K | 0.01% | +1,030+3.3% | Added |
| Strategies Wealth Advisors, LLC | 31,680 | $175.2K | 0.03% | +1,059+3.5% | Added |