Prospect Capital Corp
PSEC- Exchange
- Nasdaq
- SEC CIK
- 0001287032
In the last 90 days, Prospect Capital Corp insiders filed 1 open-market purchase and 0 sales; 204 institutions reported holding it in 13F filings for Q2 2026, worth $206.6M in total; no superinvestor holds it.
Other share classesPSEC.PA
13F holders, Q3 2024
Institutional positions in Prospect Capital Corp as of Sep 30, 2024. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 226
- −2 vs. Q2 2024
- Shares held
- 38.5M
- +409.6K (+1.1%) vs. Q2 2024
- Total value
- $200.9M
- −$10.6M (−5.0%) vs. Q2 2024
- New holders
- 30
- 85 more added
- Sold out
- 32
- 62 more reduced
2 institutions that held it in Q2 2024 haven't filed for Q3 2024 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q2 2024: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting PSEC on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 204 | $206.6M |
| Q1 2026 | 218 | $223.8M |
| Q4 2025 | 224 | $214.1M |
| Q3 2025 | 228 | $224.4M |
| Q2 2025 | 224 | $208.4M |
| Q1 2025 | 224 | $239.8M |
| Q4 2024 | 239 | $193.5M |
| Q3 2024 | 226 | $200.9M |
| Q2 2024 | 230 | $221.4M |
| Q1 2024 | 230 | $228.3M |
| Q4 2023 | 244 | $219.5M |
| Q3 2023 | 234 | $195.5M |
| Q2 2023 | 234 | $194.5M |
| Q1 2023 | 250 | $203.2M |
| Q4 2022 | 246 | $206.9M |
| Q3 2022 | 229 | $174.7M |
| Q2 2022 | 228 | $206.6M |
| Q1 2022 | 215 | $232.4M |
| Q4 2021 | 228 | $254.5M |
| Q3 2021 | 194 | $258.3M |
| Q2 2021 | 202 | $316.6M |
| Q1 2021 | 192 | $267.3M |
Institutions, Q3 2024
Shares, value and share of portfolio for each institution holding Prospect Capital Corp; share changes are against Q2 2024.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Van Eck Associates Corp | 8,938,863 | $47.4M | 0.06% | +1,690,290+23.3% | Added |
| Legal & General Group Plc | 3,051,823 | $16.3M | 0.00% | −282,273−8.5% | Reduced |
| Invesco Ltd. | 2,734,322 | $14.6M | 0.00% | +622,706+29.5% | Added |
| Morgan Stanley | 2,204,188 | $11.8M | 0.00% | +168,551+8.3% | Added |
| XML Financial, LLC | 2,044,448 | $10.9M | 1.02% | +153,180+8.1% | Added |
| Commonwealth Equity Services, LLC | 1,373,204 | $7.35M | 0.01% | +174,007+14.5% | Added |
| BlackRock, Inc. | 1,232,052 | $6.59M | 0.00% | +1,232,052 | New |
| LPL Financial LLC | 1,004,800 | $5.38M | 0.00% | −62,122−5.8% | Reduced |
| Raymond James & Associates | 846,244 | $4.53M | 0.00% | +84,050+11.0% | Added |
| TrueMark Investments, LLC | 738,152 | $3.95M | 1.27% | +357,220+93.8% | Added |
| Northern Trust Corp | 592,207 | $3.17M | 0.00% | +456,530+336.5% | Added |
| LSV Asset Management | 563,735 | $3.02M | 0.01% | −327,500−36.7% | Reduced |
| BI Asset Management Fondsmaeglerselskab A/S | 473,879 | $2.54M | 0.04% | +23,792+5.3% | Added |
| Rockefeller Capital Management L.P. | 428,189 | $2.29M | 0.01% | +223+0.1% | Added |
| Susquehanna International Group, LLP | 398,012 | $2.13M | 0.00% | +318,267+399.1% | Added |
| Cambridge Investment Research Advisors, Inc. | 378,177 | $2.02M | 0.01% | −504,775−57.2% | Reduced |
| DnB Asset Management AS | 372,294 | $1.99M | 0.01% | +30,009+8.8% | Added |
| UBS Group AG | 348,282 | $1.86M | 0.00% | −101,239−22.5% | Reduced |
| Denali Advisors LLC | 317,236 | $1.70M | 0.18% | +317,236 | New |
| Two Sigma Investments, LP | 317,178 | $1.70M | 0.00% | +255,744+416.3% | Added |
| Advisors Asset Management, Inc. | 303,806 | $1.63M | 0.03% | −10,887−3.5% | Reduced |
| D.A. Davidson & Co. | 299,078 | $1.60M | 0.01% | +7,641+2.6% | Added |
| Cetera Investment Advisers | 284,742 | $1.52M | 0.00% | −18,078−6.0% | Reduced |
| Advisor Group Holdings, Inc. | 283,365 | $1.52M | 0.00% | −83,506−22.8% | Reduced |
| Great West Life Assurance Co | 267,135 | $1.43M | 0.00% | −35,392−11.7% | Reduced |
| TCFG Wealth Management, LLC | 265,184 | $1.42M | 0.71% | +265,184 | New |
| Wells Fargo & Company | 238,249 | $1.27M | 0.00% | −38,807−14.0% | Reduced |
| Palogic Value Management, L.P. | 232,894 | $1.25M | 0.50% | +9,434+4.2% | Added |
| Arete Wealth Advisors, LLC | 224,886 | $1.20M | 0.10% | +224,886 | New |
| Kestra Private Wealth Services, LLC | 207,314 | $1.11M | 0.02% | −35,322−14.6% | Reduced |
| Virtus ETF Advisers LLC | 202,133 | $1.08M | 0.51% | −4,258−2.1% | Reduced |
| Truist Financial Corp | 189,538 | $1.01M | 0.00% | −2,650−1.4% | Reduced |
| Independent Financial Group, LLC | 187,602 | $1.00M | 0.04% | +104,367+125.4% | Added |
| US Bancorp | 180,000 | $963.0K | 0.00% | −80,100−30.8% | Reduced |
| Stifel Financial Corp | 171,195 | $915.9K | 0.00% | +33,843+24.6% | Added |
| Creative Planning | 168,803 | $903.1K | 0.00% | −7,150−4.1% | Reduced |
| Garner Asset Management Corp | 106,529 | $877.0K | 0.40% | −21,892−17.0% | Reduced |
| Virtu Financial LLC | 162,844 | $871.0K | 0.05% | +103,679+175.2% | Added |
| SMH Capital Advisors Inc | 145,605 | $779.0K | 2.41% | +44,301+43.7% | Added |
| Kovack Advisors, Inc. | 142,363 | $761.6K | 0.08% | −1,051−0.7% | Reduced |
| Group One Trading, L.P. | 137,049 | $733.2K | 0.03% | +137,049 | New |
| BNP Paribas Arbitrage, SA | 136,249 | $728.9K | 0.00% | +67,920+99.4% | Added |
| Alberta Investment Management Corp | 124,900 | $668.2K | 0.01% | 00.0% | Unchanged |
| Paloma Partners Management Co | 108,056 | $578.1K | 0.03% | +108,056 | New |
| Squarepoint Ops LLC | 102,985 | $551.0K | 0.00% | +81,843+387.1% | Added |
| Catalyst Capital Advisors LLC | 95,140 | $509.0K | 0.01% | 00.0% | Unchanged |
| Westwood Holdings Group Inc. | 93,246 | $498.9K | 0.00% | 00.0% | Unchanged |
| Mariner, LLC | 90,181 | $482.5K | 0.00% | +27,782+44.5% | Added |
| Jane Street Group, LLC | 90,064 | $481.8K | 0.00% | −19,329−17.7% | Reduced |
| Garden State Investment Advisory Services LLC | 88,786 | $475.0K | 0.15% | −174−0.2% | Reduced |
| Goldman Sachs Group Inc | 86,870 | $464.8K | 0.00% | +44,756+106.3% | Added |
| Two Sigma Securities, LLC | 86,164 | $461.0K | 0.04% | +86,164 | New |
| Legacy Wealth Management, LLC | 84,316 | $451.1K | 0.17% | +84,316 | New |
| Guggenheim Capital LLC | 82,096 | $439.2K | 0.00% | +10,134+14.1% | Added |
| Philadelphia Trust Co | 78,450 | $420.0K | 0.03% | −2,900−3.6% | Reduced |
| Royal Bank of Canada | 76,949 | $412.0K | 0.00% | −13,832−15.2% | Reduced |
| CWM Advisors, LLC | 76,885 | $411.3K | 0.04% | +13,335+21.0% | Added |
| Prospera Financial Services Inc | 75,942 | $406.3K | 0.01% | 00.0% | Unchanged |
| Lido Advisors, LLC | 75,450 | $403.7K | 0.00% | +47,545+170.4% | Added |
| Summit Global Investments | 75,000 | $401.0K | 0.03% | 00.0% | Unchanged |
| Ameriprise Financial Inc | 74,766 | $400.0K | 0.00% | −7,046−8.6% | Reduced |
| Sigma Planning Corp | 70,532 | $377.3K | 0.01% | −6,163−8.0% | Reduced |
| Kathmere Capital Management, LLC | 69,462 | $371.6K | 0.03% | 00.0% | Unchanged |
| JPMorgan Chase & Co | 68,854 | $368.4K | 0.00% | −21,945−24.2% | Reduced |
| Kestra Advisory Services, LLC | 68,469 | $366.3K | 0.00% | −31,560−31.6% | Reduced |
| Raymond James Financial Services Advisors, Inc. | 68,355 | $365.7K | 0.00% | −1,201−1.7% | Reduced |
| Teamwork Financial Advisors, LLC | 63,515 | $339.8K | 0.05% | +9,380+17.3% | Added |
| Bank of America Corp | 59,324 | $317.4K | 0.00% | −2,185−3.6% | Reduced |
| ProShare Advisors LLC | 59,082 | $316.1K | 0.00% | +9,873+20.1% | Added |
| Blair William & Co | 54,600 | $292.1K | 0.00% | 00.0% | Unchanged |
| Stratos Wealth Partners, LTD. | 54,116 | $289.5K | 0.00% | +31,361+137.8% | Added |
| Moloney Securities Asset Management, LLC | 52,506 | $280.9K | 0.04% | −11,296−17.7% | Reduced |
| Thrive Wealth Management, LLC | 52,428 | $280.5K | 0.05% | +155+0.3% | Added |
| Barrett & Company, Inc. | 50,775 | $271.6K | 0.12% | +6,425+14.5% | Added |
| Lodestar Private Asset Management LLC | 50,000 | $267.5K | 0.03% | 00.0% | Unchanged |
| Advisory Services Network, LLC | 46,926 | $259.5K | 0.01% | 00.0% | Unchanged |
| Next Level Private LLC | 48,292 | $258.4K | 0.11% | +1,182+2.5% | Added |
| Avantax Advisory Services, Inc. | 43,891 | $234.8K | 0.00% | −19,187−30.4% | Reduced |
| Roman Butler Fullerton & Co | 44,342 | $229.7K | 0.07% | −884−2.0% | Reduced |
| Claro Advisors LLC | 42,390 | $226.8K | 0.03% | 00.0% | Unchanged |
| Csenge Advisory Group | 43,922 | $223.1K | 0.01% | −206−0.5% | Reduced |
| Mercer Global Advisors Inc | 40,448 | $216.0K | 0.00% | +4,581+12.8% | Added |
| Bessemer Group Inc | 40,000 | $214.0K | 0.00% | 00.0% | Unchanged |
| Balyasny Asset Management LLC | 39,488 | $211.3K | 0.00% | +239+0.6% | Added |
| Ausdal Financial Partners, Inc. | 39,191 | $209.7K | 0.02% | +25+0.1% | Added |
| Harbour Investments, Inc. | 39,085 | $209.1K | 0.01% | +586+1.5% | Added |
| Brinker Capital Investments, LLC | 37,743 | $201.9K | 0.00% | +131+0.3% | Added |
| Orion Portfolio Solutions, LLC | 37,743 | $201.9K | 0.00% | +131+0.3% | Added |
| IFG Advisory, LLC | 36,195 | $193.6K | 0.01% | 00.0% | Unchanged |
| The PNC Financial Services Group, Inc. | 35,664 | $190.8K | 0.00% | +596+1.7% | Added |
| Family Wealth Group, LLC | 35,607 | $190.5K | 0.16% | +652+1.9% | Added |
| Bank of Montreal | 35,400 | $188.0K | 0.00% | 00.0% | Unchanged |
| Strategies Wealth Advisors, LLC | 33,957 | $181.7K | 0.02% | +2,277+7.2% | Added |
| BancorpSouth Bank | 33,745 | $180.5K | 0.01% | +1,109+3.4% | Added |
| Private Advisor Group, LLC | 33,739 | $180.5K | 0.00% | −99−0.3% | Reduced |
| Sculati Wealth Management, LLC | 33,695 | $180.3K | 0.07% | 00.0% | Unchanged |
| Modern Wealth Management, LLC | 29,792 | $159.4K | 0.01% | +1,059+3.7% | Added |
| Sheaff Brock Investment Advisors, LLC | 29,260 | $156.5K | 0.01% | +2,010+7.4% | Added |
| Sunbelt Securities, Inc. | 29,177 | $156.1K | 0.02% | +106+0.4% | Added |
| Dudley Capital Management, LLC | 28,500 | $152.5K | 0.08% | 00.0% | Unchanged |