Prospect Capital Corp
PSEC- Exchange
- Nasdaq
- SEC CIK
- 0001287032
In the last 90 days, Prospect Capital Corp insiders filed 1 open-market purchase and 0 sales; 204 institutions reported holding it in 13F filings for Q2 2026, worth $206.6M in total; no superinvestor holds it.
Other share classesPSEC.PA
13F holders, Q3 2023
Institutional positions in Prospect Capital Corp as of Sep 30, 2023. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 234
- +2 vs. Q2 2023
- Shares held
- 33.6M
- +994.9K (+3.0%) vs. Q2 2023
- Total value
- $195.5M
- +$999.9K (+0.5%) vs. Q2 2023
- New holders
- 29
- 101 more added
- Sold out
- 27
- 47 more reduced
2 institutions that held it in Q2 2023 haven't filed for Q3 2023 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q2 2023: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting PSEC on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 204 | $206.6M |
| Q1 2026 | 218 | $223.8M |
| Q4 2025 | 224 | $214.1M |
| Q3 2025 | 228 | $224.4M |
| Q2 2025 | 224 | $208.4M |
| Q1 2025 | 224 | $239.8M |
| Q4 2024 | 239 | $193.5M |
| Q3 2024 | 226 | $200.9M |
| Q2 2024 | 230 | $221.4M |
| Q1 2024 | 230 | $228.3M |
| Q4 2023 | 244 | $219.5M |
| Q3 2023 | 234 | $195.5M |
| Q2 2023 | 234 | $194.5M |
| Q1 2023 | 250 | $203.2M |
| Q4 2022 | 246 | $206.9M |
| Q3 2022 | 229 | $174.7M |
| Q2 2022 | 228 | $206.6M |
| Q1 2022 | 215 | $232.4M |
| Q4 2021 | 228 | $254.5M |
| Q3 2021 | 194 | $258.3M |
| Q2 2021 | 202 | $316.6M |
| Q1 2021 | 192 | $267.3M |
Institutions, Q3 2023
Shares, value and share of portfolio for each institution holding Prospect Capital Corp; share changes are against Q2 2023.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Van Eck Associates Corp | 4,884,389 | $29.6M | 0.06% | +360,385+8.0% | Added |
| Legal & General Group Plc | 2,954,370 | $17.9M | 0.01% | +7,408+0.3% | Added |
| Morgan Stanley | 1,856,990 | $11.2M | 0.00% | +101,731+5.8% | Added |
| LSV Asset Management | 1,737,254 | $10.5M | 0.02% | +24,200+1.4% | Added |
| XML Financial, LLC | 1,384,395 | $8.38M | 1.00% | +59,551+4.5% | Added |
| BlackRock Inc. | 1,243,630 | $7.52M | 0.00% | −378,436−23.3% | Reduced |
| Commonwealth Equity Services, LLC | 930,603 | $5.63M | 0.01% | +19,797+2.2% | Added |
| LPL Financial LLC | 899,525 | $5.44M | 0.00% | +39,210+4.6% | Added |
| Advisor Group Holdings, Inc. | 839,302 | $5.08M | 0.01% | +200,784+31.4% | Added |
| Cambridge Investment Research Advisors, Inc. | 791,903 | $4.79M | 0.02% | +41,546+5.5% | Added |
| Advisors Asset Management, Inc. | 614,524 | $3.72M | 0.08% | +40,375+7.0% | Added |
| Paragon Wealth Strategies, LLC | 593,101 | $3.59M | 1.07% | +4,641+0.8% | Added |
| Northern Trust Corp | 579,739 | $3.51M | 0.00% | +164,471+39.6% | Added |
| First Republic Investment Management, Inc. | 567,771 | $3.44M | 0.01% | +7,431+1.3% | Added |
| Qube Research & Technologies Ltd | 464,374 | $2.81M | 0.01% | +100,982+27.8% | Added |
| McKinley Capital Management LLC /Delaware | 426,654 | $2.58M | 0.36% | −23,763−5.3% | Reduced |
| Group One Trading, L.P. | 419,803 | $2.54M | 0.10% | +57,677+15.9% | Added |
| Raymond James & Associates | 398,977 | $2.41M | 0.00% | −594−0.1% | Reduced |
| UBS Group AG | 389,074 | $2.35M | 0.00% | +18,588+5.0% | Added |
| US Bancorp | 290,066 | $1.75M | 0.00% | −3,691−1.3% | Reduced |
| Great West Life Assurance Co | 285,251 | $1.73M | 0.00% | +10,377+3.8% | Added |
| D.A. Davidson & Co. | 276,761 | $1.67M | 0.02% | +6,752+2.5% | Added |
| Sumitomo Mitsui Trust Holdings, Inc. | 275,474 | $1.67M | 0.00% | −266,280−49.2% | Reduced |
| Muzinich & Co., Inc. | 275,474 | $1.67M | 1.46% | −266,280−49.2% | Reduced |
| Kestra Private Wealth Services, LLC | 240,906 | $1.46M | 0.05% | +11,379+5.0% | Added |
| BI Asset Management Fondsmaeglerselskab A/S | 239,132 | $1.45M | 0.03% | +79,874+50.2% | Added |
| International Assets Investment Management, LLC | 269,322 | $1.44M | 0.20% | +34,910+14.9% | Added |
| Caxton Associates LP | 235,729 | $1.43M | 0.20% | +167,316+244.6% | Added |
| DnB Asset Management AS | 212,110 | $1.28M | 0.01% | 00.0% | Unchanged |
| Philadelphia Trust Co | 191,350 | $1.16M | 0.12% | 00.0% | Unchanged |
| Truist Financial Corp | 191,060 | $1.16M | 0.00% | −2,335−1.2% | Reduced |
| Cetera Advisor Networks LLC | 190,502 | $1.15M | 0.01% | +40,040+26.6% | Added |
| Palogic Value Management, L.P. | 173,505 | $1.05M | 0.52% | +1,787+1.0% | Added |
| KBC Group NV | 172,304 | $1.04M | 0.00% | −715−0.4% | Reduced |
| Garner Asset Management Corp | 163,010 | $986.0K | 0.59% | +200+0.1% | Added |
| Jump Financial, LLC | 159,400 | $964.4K | 0.04% | +146,815+1,166.6% | Added |
| HighTower Advisors, LLC | 158,932 | $961.0K | 0.00% | +5,588+3.6% | Added |
| Wells Fargo & Company | 149,901 | $906.9K | 0.00% | +35,508+31.0% | Added |
| Dark Forest Capital Management LP | 148,264 | $897.0K | 0.08% | +100,056+207.6% | Added |
| Virtus ETF Advisers LLC | 131,691 | $796.7K | 0.48% | +74,468+130.1% | Added |
| Kovack Advisors, Inc. | 127,558 | $771.7K | 0.11% | +2,986+2.4% | Added |
| Arkadios Wealth Advisors | 127,306 | $770.2K | 0.07% | −4,718−3.6% | Reduced |
| Mariner, LLC | 125,325 | $758.0K | 0.00% | −48,539−27.9% | Reduced |
| Alberta Investment Management Corp | 124,900 | $755.6K | 0.01% | 00.0% | Unchanged |
| Advisory Services Network, LLC | 120,253 | $727.5K | 0.02% | −50.0% | Reduced |
| Stifel Financial Corp | 112,898 | $683.0K | 0.00% | +19,138+20.4% | Added |
| Royal Bank of Canada | 112,337 | $680.0K | 0.00% | +24,732+28.2% | Added |
| The PNC Financial Services Group, Inc. | 111,012 | $671.6K | 0.00% | +95,444+613.1% | Added |
| AE Wealth Management LLC | 101,304 | $612.9K | 0.00% | −46,370−31.4% | Reduced |
| SMH Capital Advisors Inc | 100,720 | $609.0K | 1.42% | +10.0% | Added |
| Raymond James Financial Services Advisors, Inc. | 96,810 | $585.7K | 0.00% | +3,510+3.8% | Added |
| Catalyst Capital Advisors LLC | 95,140 | $575.6K | 0.02% | 00.0% | Unchanged |
| Westwood Holdings Group Inc. | 93,246 | $564.0K | 0.01% | 00.0% | Unchanged |
| Sigma Planning Corp | 92,839 | $561.7K | 0.02% | +7,006+8.2% | Added |
| Sculati Wealth Management, LLC | 86,125 | $521.1K | 0.27% | −30,440−26.1% | Reduced |
| Garden State Investment Advisory Services LLC | 85,399 | $516.7K | 0.24% | +4,606+5.7% | Added |
| Invesco Ltd. | 85,377 | $516.5K | 0.00% | −73,775−46.4% | Reduced |
| Tactive Advisors, LLC | 83,484 | $505.1K | 0.44% | +83,484 | New |
| Cetera Advisors LLC | 82,822 | $501.1K | 0.01% | +29,968+56.7% | Added |
| Atria Wealth Solutions, Inc. | 81,037 | $490.3K | 0.01% | +62,722+342.5% | Added |
| Prospera Financial Services Inc | 78,948 | $477.6K | 0.02% | +340.0% | Added |
| Sheaff Brock Investment Advisors, LLC | 78,738 | $476.4K | 0.05% | 00.0% | Unchanged |
| Bank of New York Mellon Corp | 78,172 | $472.9K | 0.00% | +11,679+17.6% | Added |
| Triumph Capital Management | 77,291 | $472.2K | 0.21% | +2,438+3.3% | Added |
| Summit Global Investments | 75,022 | $454.0K | 0.03% | 00.0% | Unchanged |
| Brinker Capital Investments, LLC | 74,083 | $448.2K | 0.01% | +56,951+332.4% | Added |
| Orion Portfolio Solutions, LLC | 74,083 | $448.2K | 0.01% | +56,951+332.4% | Added |
| Bank of America Corp | 72,781 | $440.3K | 0.00% | −110,585−60.3% | Reduced |
| Bank of Montreal | 69,177 | $432.4K | 0.00% | +11,389+19.7% | Added |
| Ameriprise Financial Inc | 71,389 | $431.9K | 0.00% | −7,550−9.6% | Reduced |
| Creative Planning | 70,415 | $426.0K | 0.00% | +13,898+24.6% | Added |
| Two Sigma Investments, LP | 68,466 | $414.2K | 0.00% | +56,464+470.5% | Added |
| Jane Street Group, LLC | 63,544 | $384.4K | 0.00% | −12,790−16.8% | Reduced |
| Guggenheim Capital LLC | 61,768 | $373.7K | 0.00% | +2,464+4.2% | Added |
| Winton Group Ltd | 60,893 | $368.4K | 0.03% | +60,893 | New |
| Two Sigma Advisers, LP | 60,100 | $363.6K | 0.00% | +60,100 | New |
| Moloney Securities Asset Management, LLC | 59,355 | $359.1K | 0.06% | +31,009+109.4% | Added |
| Kathmere Capital Management, LLC | 57,967 | $350.7K | 0.05% | +10,700+22.6% | Added |
| Cetera Investment Advisers | 57,697 | $349.1K | 0.00% | +6,746+13.2% | Added |
| Aigen Investment Management, LP | 57,677 | $348.9K | 0.07% | +40,352+232.9% | Added |
| Teamwork Financial Advisors, LLC | 57,636 | $348.7K | 0.06% | +5,318+10.2% | Added |
| Goldman Sachs Group Inc | 55,148 | $333.6K | 0.00% | +31,747+135.7% | Added |
| MidWestOne Financial Group, Inc. | 55,000 | $332.8K | 0.08% | 00.0% | Unchanged |
| Blair William & Co | 54,275 | $328.4K | 0.00% | −250.0% | Reduced |
| Roman Butler Fullerton & Co | 54,234 | $321.1K | 0.15% | +1,331+2.5% | Added |
| HRT Financial LP | 52,939 | $320.0K | 0.00% | −14,261−21.2% | Reduced |
| Thrive Wealth Management, LLC | 51,866 | $313.8K | 0.08% | +118+0.2% | Added |
| CWM Advisors, LLC | 50,765 | $307.1K | 0.04% | +50,765 | New |
| Berkeley Capital Partners, LLC | 50,243 | $304.0K | 0.11% | 00.0% | Unchanged |
| Lodestar Private Asset Management LLC | 50,000 | $302.5K | 0.05% | 00.0% | Unchanged |
| Barrett & Company, Inc. | 47,440 | $287.0K | 0.17% | −19,184−28.8% | Reduced |
| Avantax Advisory Services, Inc. | 46,332 | $280.3K | 0.00% | +107+0.2% | Added |
| Creative Financial Designs Inc | 45,426 | $274.8K | 0.03% | −100−0.2% | Reduced |
| Next Level Private LLC | 44,015 | $262.3K | 0.17% | +880+2.0% | Added |
| Claro Advisors LLC | 42,390 | $256.5K | 0.06% | 00.0% | Unchanged |
| ProShare Advisors LLC | 41,992 | $254.1K | 0.00% | −7,928−15.9% | Reduced |
| JPMorgan Chase & Co | 41,678 | $252.2K | 0.00% | −30,399−42.2% | Reduced |
| Vanguard Capital Wealth Advisors | 40,163 | $243.0K | 0.23% | −4,325−9.7% | Reduced |
| Bessemer Group Inc | 40,000 | $242.0K | 0.00% | 00.0% | Unchanged |
| Spire Wealth Management | 39,900 | $241.4K | 0.01% | +2,161+5.7% | Added |