Prospect Capital Corp
PSEC- Exchange
- Nasdaq
- SEC CIK
- 0001287032
In the last 90 days, Prospect Capital Corp insiders filed 1 open-market purchase and 0 sales; 204 institutions reported holding it in 13F filings for Q2 2026, worth $206.6M in total; no superinvestor holds it.
Other share classesPSEC.PA
13F holders, Q3 2023
Institutional positions in Prospect Capital Corp as of Sep 30, 2023. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 234
- +2 vs. Q2 2023
- Shares held
- 33.6M
- +994.9K (+3.0%) vs. Q2 2023
- Total value
- $195.5M
- +$999.9K (+0.5%) vs. Q2 2023
- New holders
- 29
- 101 more added
- Sold out
- 27
- 47 more reduced
2 institutions that held it in Q2 2023 haven't filed for Q3 2023 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q2 2023: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting PSEC on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 204 | $206.6M |
| Q1 2026 | 218 | $223.8M |
| Q4 2025 | 224 | $214.1M |
| Q3 2025 | 228 | $224.4M |
| Q2 2025 | 224 | $208.4M |
| Q1 2025 | 224 | $239.8M |
| Q4 2024 | 239 | $193.5M |
| Q3 2024 | 226 | $200.9M |
| Q2 2024 | 230 | $221.4M |
| Q1 2024 | 230 | $228.3M |
| Q4 2023 | 244 | $219.5M |
| Q3 2023 | 234 | $195.5M |
| Q2 2023 | 234 | $194.5M |
| Q1 2023 | 250 | $203.2M |
| Q4 2022 | 246 | $206.9M |
| Q3 2022 | 229 | $174.7M |
| Q2 2022 | 228 | $206.6M |
| Q1 2022 | 215 | $232.4M |
| Q4 2021 | 228 | $254.5M |
| Q3 2021 | 194 | $258.3M |
| Q2 2021 | 202 | $316.6M |
| Q1 2021 | 192 | $267.3M |
Institutions, Q3 2023
Shares, value and share of portfolio for each institution holding Prospect Capital Corp; share changes are against Q2 2023.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Smithfield Trust Co | 47 | $0 | 0.00% | 00.0% | Unchanged |
| Ronald Blue Trust, Inc. | 1 | $0 | 0.00% | +1 | New |
| FMR LLC | 2 | $12 | 0.00% | −2−50.0% | Reduced |
| Northwestern Mutual Wealth Management Co | 42 | $253 | 0.00% | −1,266−96.8% | Reduced |
| Sound Income Strategies, LLC | 73 | $442 | 0.00% | +73 | New |
| Baker Avenue Asset Management, LP | 74 | $448 | 0.00% | −61−45.2% | Reduced |
| Hexagon Capital Partners LLC | 82 | $496 | 0.00% | −2−2.4% | Reduced |
| Heritage Wealth Advisors | 100 | $605 | 0.00% | 00.0% | Unchanged |
| Fifth Third Bancorp | 111 | $672 | 0.00% | 00.0% | Unchanged |
| Rogco, LP | 165 | $998 | 0.00% | +165 | New |
| Barclays PLC | 178 | $1.08K | 0.00% | +89+100.0% | Added |
| Peoples Financial Services Corp. | 205 | $1.24K | 0.00% | 00.0% | Unchanged |
| Federation des caisses Desjardins du Quebec | 300 | $1.81K | 0.00% | 00.0% | Unchanged |
| Rise Advisors, LLC | 359 | $2.17K | 0.00% | +11+3.2% | Added |
| Nomura Asset Management Co Ltd | 491 | $2.97K | 0.00% | −1,317−72.8% | Reduced |
| Cape Investment Advisory, Inc. | 559 | $3.38K | 0.00% | 00.0% | Unchanged |
| Carmel Capital Partners, LLC | 624 | $3.77K | 0.00% | +624 | New |
| IFP Advisors, Inc | 750 | $4.54K | 0.00% | −1,101−59.5% | Reduced |
| Leonteq Securities AG | 800 | $4.84K | 0.00% | 00.0% | Unchanged |
| Focused Wealth Management, Inc | 911 | $5.51K | 0.00% | +3+0.3% | Added |
| Larson Financial Group LLC | 913 | $5.52K | 0.00% | 00.0% | Unchanged |
| Gables Capital Management Inc. | 1,000 | $6.05K | 0.00% | 00.0% | Unchanged |
| Tower Research Capital LLC (TRC) | 1,077 | $6.52K | 0.00% | +48+4.7% | Added |
| Quadrant Capital Group LLC | 1,238 | $7.49K | 0.00% | +1,238 | New |
| Global Retirement Partners, LLC | 1,403 | $8.26K | 0.00% | −4,948−77.9% | Reduced |
| Semmax Financial Advisors Inc. | 1,480 | $8.32K | 0.00% | +1,480 | New |
| Carmichael Hill & Associates, Inc. | 1,465 | $8.86K | 0.00% | 00.0% | Unchanged |
| Beacon Capital Management, LLC | 1,449 | $8.98K | 0.00% | 00.0% | Unchanged |
| Huntington National Bank | 1,500 | $9.07K | 0.00% | 00.0% | Unchanged |
| Toronto Dominion Bank | 1,500 | $9.07K | 0.00% | 00.0% | Unchanged |
| Coppell Advisory Solutions LLC | 1,465 | $10.2K | 0.00% | −83−5.4% | Reduced |
| Cypress Capital Management LLC (WY) | 1,726 | $10.4K | 0.01% | +49+2.9% | Added |
| AdvisorNet Financial, Inc | 1,747 | $10.6K | 0.00% | +50+2.9% | Added |
| GWM Advisors LLC | 1,812 | $11.0K | 0.00% | +17+0.9% | Added |
| West Branch Capital LLC | 2,018 | $12.2K | 0.01% | 00.0% | Unchanged |
| Allworth Financial LP | 2,183 | $13.2K | 0.00% | +2,148+6,137.1% | Added |
| First Horizon Advisors, Inc. | 2,250 | $13.6K | 0.00% | 00.0% | Unchanged |
| Geneos Wealth Management Inc. | 2,300 | $13.9K | 0.00% | 00.0% | Unchanged |
| Core Wealth Advisors, Inc. | 2,415 | $14.6K | 0.01% | +71+3.0% | Added |
| Webster Bank, N. A. | 2,620 | $15.9K | 0.00% | 00.0% | Unchanged |
| Founders Capital Management | 3,000 | $18.1K | 0.01% | 00.0% | Unchanged |
| Coastal Investment Advisors, Inc. | 3,195 | $19.8K | 0.00% | 00.0% | Unchanged |
| Avion Wealth | 3,509 | $21.0K | 0.01% | +99+2.9% | Added |
| Lindbrook Capital, LLC | 3,922 | $23.7K | 0.00% | +1,180+43.0% | Added |
| Banque Cantonale Vaudoise | 4,000 | $24.0K | 0.00% | 00.0% | Unchanged |
| Farther Finance Advisors, LLC | 4,000 | $24.2K | 0.00% | 00.0% | Unchanged |
| Comerica Bank | 4,000 | $24.2K | 0.00% | +4,000 | New |
| Farmers & Merchants Trust Co of Chambersburg PA | 5,000 | $30.0K | 0.02% | 00.0% | Unchanged |
| Private Trust Co NA | 5,014 | $30.3K | 0.00% | 00.0% | Unchanged |
| HHM Wealth Advisors, LLC | 5,372 | $32.5K | 0.01% | 00.0% | Unchanged |
| Citadel Advisors LLC | 5,510 | $33.3K | 0.00% | +5,510 | New |
| NBC Securities, Inc. | 5,700 | $34.0K | 0.00% | +5,700 | New |
| Asset Dedication, LLC | 5,880 | $36.0K | 0.00% | 00.0% | Unchanged |
| Signaturefd, LLC | 5,973 | $36.1K | 0.00% | +249+4.4% | Added |
| AllSquare Wealth Management LLC | 6,000 | $36.3K | 0.02% | 00.0% | Unchanged |
| Quent Capital, LLC | 6,183 | $37.4K | 0.01% | +183+3.1% | Added |
| CNB Bank | 7,842 | $47.4K | 0.03% | +342+4.6% | Added |
| Citigroup Inc | 8,037 | $48.6K | 0.00% | +8,027+80,270.0% | Added |
| CWM, LLC | 9,863 | $60.0K | 0.00% | +11+0.1% | Added |
| Shufro Rose & Co LLC | 10,000 | $60.5K | 0.01% | 00.0% | Unchanged |
| Koshinski Asset Management, Inc. | 10,210 | $61.8K | 0.01% | 00.0% | Unchanged |
| AlphaQ Advisors LLC | 10,228 | $61.9K | 0.05% | 00.0% | Unchanged |
| WealthPLAN Partners, LLC | 10,330 | $62.5K | 0.01% | +2,000+24.0% | Added |
| BBR Partners, LLC | 10,385 | $62.8K | 0.01% | +11+0.1% | Added |
| Fox Run Management, L.L.C. | 10,523 | $63.7K | 0.02% | +10,523 | New |
| Lido Advisors, LLC | 10,626 | $64.3K | 0.00% | +33+0.3% | Added |
| KG&L Capital Management,LLC | 10,660 | $64.5K | 0.03% | +61+0.6% | Added |
| Archer Investment Corp | 11,000 | $66.5K | 0.02% | 00.0% | Unchanged |
| Texas Yale Capital Corp. | 11,150 | $67.5K | 0.00% | +650+6.2% | Added |
| CI Private Wealth, LLC | 11,215 | $67.9K | 0.00% | +11,215 | New |
| Verition Fund Management LLC | 11,347 | $68.6K | 0.00% | +11,347 | New |
| Oppenheimer & Co Inc | 11,522 | $69.7K | 0.00% | −1,500−11.5% | Reduced |
| SFI Advisors, LLC | 11,820 | $71.5K | 0.07% | 00.0% | Unchanged |
| Balyasny Asset Management LLC | 11,851 | $71.7K | 0.00% | −148,410−92.6% | Reduced |
| PFG Advisors | 11,960 | $72.4K | 0.01% | 00.0% | Unchanged |
| Silverlake Wealth Management LLC | 12,099 | $73.2K | 0.04% | +133+1.1% | Added |
| LVW Advisors, LLC | 12,196 | $73.8K | 0.02% | +44+0.4% | Added |
| Merit Financial Group, LLC | 12,453 | $75.3K | 0.00% | +12,453 | New |
| Gerber Kawasaki Wealth & Investment Management | 12,725 | $77.0K | 0.01% | −50.0% | Reduced |
| Moneta Group Investment Advisors LLC | 12,747 | $77.1K | 0.00% | −50−0.4% | Reduced |
| Two Sigma Securities, LLC | 13,000 | $78.7K | 0.00% | +13,000 | New |
| MML Investors Services, LLC | 13,008 | $79.0K | 0.00% | −1,660−11.3% | Reduced |
| MAI Capital Management | 13,105 | $79.3K | 0.00% | 00.0% | Unchanged |
| National Asset Management, Inc. | 13,116 | $80.1K | 0.00% | +137+1.1% | Added |
| StoneX Group Inc. | 13,455 | $81.5K | 0.01% | +13,455 | New |
| Detalus Advisors, LLC | 13,500 | $81.7K | 0.04% | +545+4.2% | Added |
| Traynor Capital Management, Inc. | 13,947 | $84.4K | 0.01% | +112+0.8% | Added |
| MQS Management LLC | 13,984 | $84.6K | 0.05% | +13,984 | New |
| Envestnet Asset Management Inc | 14,079 | $85.2K | 0.00% | +1,520+12.1% | Added |
| NinePointTwo Capital | 14,410 | $87.0K | 0.04% | 00.0% | Unchanged |
| Parallel Advisors, LLC | 14,395 | $87.1K | 0.00% | −3,238−18.4% | Reduced |
| Money Concepts Capital Corp | 15,000 | $90.8K | 0.01% | −1,724−10.3% | Reduced |
| Girard Partners Ltd. | 15,063 | $91.1K | 0.01% | 00.0% | Unchanged |
| Cherry Creek Investment Advisors, Inc. | 15,111 | $91.4K | 0.06% | 00.0% | Unchanged |
| First National Bank of Mount Dora, Trust Investment Services | 15,300 | $92.6K | 0.03% | 00.0% | Unchanged |
| Wedbush Securities Inc | 16,316 | $99.0K | 0.00% | +5,200+46.8% | Added |
| EMC Capital Management | 16,677 | $101.0K | 0.07% | +11,036+195.6% | Added |
| Gries Financial LLC | 17,308 | $104.7K | 0.03% | +17,308 | New |
| Wealth Enhancement Advisory Services, LLC | 17,722 | $107.2K | 0.00% | +17,722 | New |
| Zimmermann Investment Management & Planning LLC | 18,053 | $109.2K | 0.05% | +330+1.9% | Added |