Prospect Capital Corp
PSEC- Exchange
- Nasdaq
- SEC CIK
- 0001287032
In the last 90 days, Prospect Capital Corp insiders filed 1 open-market purchase and 0 sales; 204 institutions reported holding it in 13F filings for Q2 2026, worth $206.6M in total; no superinvestor holds it.
Other share classesPSEC.PA
13F holders, Q1 2023
Institutional positions in Prospect Capital Corp as of Mar 31, 2023. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 250
- +8 vs. Q4 2022
- Shares held
- 30.5M
- −551.0K (−1.8%) vs. Q4 2022
- Total value
- $203.2M
- −$3.67M (−1.8%) vs. Q4 2022
- New holders
- 38
- 87 more added
- Sold out
- 30
- 61 more reduced
4 institutions that held it in Q4 2022 haven't filed for Q1 2023 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q4 2022: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting PSEC on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 204 | $206.6M |
| Q1 2026 | 218 | $223.8M |
| Q4 2025 | 224 | $214.1M |
| Q3 2025 | 228 | $224.4M |
| Q2 2025 | 224 | $208.4M |
| Q1 2025 | 224 | $239.8M |
| Q4 2024 | 239 | $193.5M |
| Q3 2024 | 226 | $200.9M |
| Q2 2024 | 230 | $221.4M |
| Q1 2024 | 230 | $228.3M |
| Q4 2023 | 244 | $219.5M |
| Q3 2023 | 234 | $195.5M |
| Q2 2023 | 234 | $194.5M |
| Q1 2023 | 250 | $203.2M |
| Q4 2022 | 246 | $206.9M |
| Q3 2022 | 229 | $174.7M |
| Q2 2022 | 228 | $206.6M |
| Q1 2022 | 215 | $232.4M |
| Q4 2021 | 228 | $254.5M |
| Q3 2021 | 194 | $258.3M |
| Q2 2021 | 202 | $316.6M |
| Q1 2021 | 192 | $267.3M |
Institutions, Q1 2023
Shares, value and share of portfolio for each institution holding Prospect Capital Corp; share changes are against Q4 2022.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Van Eck Associates Corp | 3,740,090 | $26.0M | 0.06% | +355,522+10.5% | Added |
| Legal & General Group Plc | 2,725,987 | $19.0M | 0.01% | +100,931+3.8% | Added |
| LSV Asset Management | 1,767,102 | $12.3M | 0.03% | −35,300−2.0% | Reduced |
| BlackRock Inc. | 1,719,093 | $12.0M | 0.00% | −428,813−20.0% | Reduced |
| Morgan Stanley | 1,654,669 | $11.5M | 0.00% | +69,718+4.4% | Added |
| XML Financial, LLC | 1,286,115 | $9.06M | 1.10% | +352,121+37.7% | Added |
| LPL Financial LLC | 955,631 | $6.65M | 0.01% | +129,997+15.7% | Added |
| Commonwealth Equity Services, LLC | 897,990 | $6.25M | 0.01% | +9,664+1.1% | Added |
| Cambridge Investment Research Advisors, Inc. | 715,174 | $4.98M | 0.02% | +48,997+7.4% | Added |
| Advisors Asset Management, Inc. | 664,724 | $4.63M | 0.09% | +24,168+3.8% | Added |
| Advisor Group Holdings, Inc. | 618,931 | $4.31M | 0.01% | +45,914+8.0% | Added |
| First Republic Investment Management, Inc. | 580,905 | $4.04M | 0.01% | −22,334−3.7% | Reduced |
| Sumitomo Mitsui Trust Holdings, Inc. | 556,395 | $3.87M | 0.00% | 00.0% | Unchanged |
| Muzinich & Co., Inc. | 556,395 | $3.87M | 3.35% | 00.0% | Unchanged |
| McKinley Capital Management LLC /Delaware | 455,327 | $3.17M | 0.42% | −57,924−11.3% | Reduced |
| Raymond James & Associates | 430,116 | $2.99M | 0.00% | +17,590+4.3% | Added |
| UBS Group AG | 392,496 | $2.73M | 0.00% | −5,498−1.4% | Reduced |
| Northern Trust Corp | 343,980 | $2.39M | 0.00% | −100,643−22.6% | Reduced |
| US Bancorp | 294,786 | $2.05M | 0.00% | +982+0.3% | Added |
| Group One Trading, L.P. | 288,811 | $2.01M | 0.10% | +1,033+0.4% | Added |
| D.A. Davidson & Co. | 270,396 | $1.88M | 0.02% | +13,790+5.4% | Added |
| Great West Life Assurance Co | 258,609 | $1.80M | 0.00% | −60,343−18.9% | Reduced |
| International Assets Investment Management, LLC | 241,987 | $1.68M | 0.24% | −316,736−56.7% | Reduced |
| Kestra Private Wealth Services, LLC | 221,741 | $1.54M | 0.06% | −1,408−0.6% | Reduced |
| DnB Asset Management AS | 212,110 | $1.48M | 0.01% | 00.0% | Unchanged |
| Philadelphia Trust Co | 194,100 | $1.35M | 0.14% | 00.0% | Unchanged |
| Truist Financial Corp | 193,395 | $1.35M | 0.00% | −1,110−0.6% | Reduced |
| Garner Asset Management Corp | 187,210 | $1.30M | 0.62% | +3,105+1.7% | Added |
| Palogic Value Management, L.P. | 165,375 | $1.15M | 0.56% | +16,262+10.9% | Added |
| HighTower Advisors, LLC | 162,961 | $1.13M | 0.00% | +3,152+2.0% | Added |
| Sona Asset Management (US) LLC | 160,000 | $1.11M | 0.24% | 00.0% | Unchanged |
| Sculati Wealth Management, LLC | 144,175 | $1.00M | 0.53% | −39,086−21.3% | Reduced |
| Arkadios Wealth Advisors | 137,846 | $959.4K | 0.11% | +6,490+4.9% | Added |
| BI Asset Management Fondsmaeglerselskab A/S | 126,915 | $883.0K | 0.02% | −10,953−7.9% | Reduced |
| Alberta Investment Management Corp | 124,900 | $869.3K | 0.01% | 00.0% | Unchanged |
| Advisory Services Network, LLC | 123,803 | $861.7K | 0.02% | −13,619−9.9% | Reduced |
| Invesco Ltd. | 122,711 | $854.1K | 0.00% | −33,727−21.6% | Reduced |
| Nissay Asset Management Corp | 116,246 | $809.1K | 0.01% | −64,024−35.5% | Reduced |
| Mariner, LLC | 114,554 | $797.0K | 0.00% | −27,756−19.5% | Reduced |
| KBC Group NV | 113,593 | $791.0K | 0.00% | −13,438−10.6% | Reduced |
| Wells Fargo & Company | 111,338 | $774.9K | 0.00% | −4,731−4.1% | Reduced |
| Sigma Planning Corp | 110,137 | $766.6K | 0.03% | +2,009+1.9% | Added |
| AE Wealth Management LLC | 108,913 | $758.0K | 0.00% | −348−0.3% | Reduced |
| Mackenzie Financial Corp | 101,024 | $703.1K | 0.00% | +29,063+40.4% | Added |
| Caxton Associates LP | 99,366 | $691.6K | 0.11% | +14,657+17.3% | Added |
| Kovack Advisors, Inc. | 99,024 | $689.2K | 0.09% | +8,399+9.3% | Added |
| Bank of America Corp | 98,690 | $686.9K | 0.00% | −10,335−9.5% | Reduced |
| SMH Capital Advisors Inc | 100,718 | $686.0K | 4.08% | +276+0.3% | Added |
| Westwood Holdings Group Inc. | 93,246 | $649.0K | 0.01% | −255−0.3% | Reduced |
| Ameriprise Financial Inc | 92,070 | $643.9K | 0.00% | −21,768−19.1% | Reduced |
| Raymond James Financial Services Advisors, Inc. | 91,712 | $638.3K | 0.00% | −62,760−40.6% | Reduced |
| Royal Bank of Canada | 88,329 | $615.0K | 0.00% | +1,144+1.3% | Added |
| Stifel Financial Corp | 86,335 | $600.9K | 0.00% | +8,513+10.9% | Added |
| Acrisure Capital Management, LLC | 83,906 | $584.0K | 0.59% | +54,950+189.8% | Added |
| Cetera Advisor Networks LLC | 81,748 | $569.0K | 0.00% | +30,025+58.0% | Added |
| Prospera Financial Services Inc | 80,882 | $562.9K | 0.02% | +350.0% | Added |
| Millennium Management LLC | 80,198 | $558.0K | 0.00% | +80,198 | New |
| Sheaff Brock Investment Advisors, LLC | 78,738 | $548.0K | 0.06% | +250.0% | Added |
| Summit Global Investments | 75,022 | $522.0K | 0.04% | +220.0% | Added |
| Garden State Investment Advisory Services LLC | 69,203 | $481.7K | 0.24% | +4,229+6.5% | Added |
| Barrett & Company, Inc. | 68,334 | $475.6K | 0.30% | +230+0.3% | Added |
| Centaurus Financial, Inc. | 63,286 | $440.0K | 0.04% | −800−1.2% | Reduced |
| Blair William & Co | 56,300 | $391.8K | 0.00% | +2,000+3.7% | Added |
| Eagle Global Advisors LLC | 55,970 | $389.6K | 0.03% | −20,380−26.7% | Reduced |
| Kestra Advisory Services, LLC | 55,943 | $389.4K | 0.00% | −13,759−19.7% | Reduced |
| Wealth Management Solutions, LLC | 55,329 | $385.1K | 0.22% | +1,403+2.6% | Added |
| MidWestOne Financial Group, Inc. | 55,000 | $382.8K | 0.09% | +55,000 | New |
| Guggenheim Capital LLC | 54,101 | $376.5K | 0.00% | +5,861+12.1% | Added |
| Virtus ETF Advisers LLC | 52,084 | $362.5K | 0.20% | +4,736+10.0% | Added |
| Thrive Wealth Management, LLC | 51,638 | $359.4K | 0.09% | +95+0.2% | Added |
| Berkeley Capital Partners, LLC | 50,243 | $349.7K | 0.13% | 00.0% | Unchanged |
| Teamwork Financial Advisors, LLC | 50,145 | $349.0K | 0.06% | −1,579−3.1% | Reduced |
| Bank of Montreal | 50,000 | $348.5K | 0.00% | 00.0% | Unchanged |
| Natixis | 50,021 | $348.1K | 0.00% | +845+1.7% | Added |
| Lodestar Private Asset Management LLC | 50,000 | $348.0K | 0.06% | 00.0% | Unchanged |
| Roman Butler Fullerton & Co | 51,618 | $345.8K | 0.17% | −160−0.3% | Reduced |
| ProShare Advisors LLC | 49,167 | $342.2K | 0.00% | +49,167 | New |
| Avantax Advisory Services, Inc. | 48,206 | $335.5K | 0.00% | +1,721+3.7% | Added |
| Kathmere Capital Management, LLC | 47,267 | $329.0K | 0.05% | 00.0% | Unchanged |
| Prostatis Group LLC | 51,638 | $323.9K | 0.17% | +51,638 | New |
| Cetera Investment Advisers | 45,961 | $319.9K | 0.00% | +6,228+15.7% | Added |
| Vanguard Capital Wealth Advisors | 45,107 | $313.9K | 0.31% | +479+1.1% | Added |
| Creative Financial Designs Inc | 44,678 | $311.0K | 0.04% | +2,770+6.6% | Added |
| Parallel Advisors, LLC | 44,372 | $308.8K | 0.01% | +4,661+11.7% | Added |
| Creative Planning | 42,565 | $296.3K | 0.00% | −1,163−2.7% | Reduced |
| Next Level Private LLC | 42,562 | $296.2K | 0.23% | 00.0% | Unchanged |
| Claro Advisors LLC | 42,390 | $295.0K | 0.09% | 00.0% | Unchanged |
| Clear Creek Financial Management, LLC | 41,696 | $290.2K | 0.06% | −2,985−6.7% | Reduced |
| Bank of New York Mellon Corp | 40,767 | $283.7K | 0.00% | +4,339+11.9% | Added |
| Belpointe Asset Management LLC | 40,258 | $280.2K | 0.02% | +2,962+7.9% | Added |
| Bessemer Group Inc | 40,000 | $278.0K | 0.00% | +40,000 | New |
| Dynamic Technology Lab Private Ltd | 38,223 | $266.0K | 0.02% | +38,223 | New |
| Spire Wealth Management | 37,523 | $261.2K | 0.01% | +2,421+6.9% | Added |
| Cetera Advisors LLC | 37,215 | $259.0K | 0.00% | +3,386+10.0% | Added |
| XTX Topco Ltd | 36,626 | $254.9K | 0.05% | +36,626 | New |
| Measured Wealth Private Client Group, LLC | 34,367 | $239.2K | 0.09% | +3,199+10.3% | Added |
| Walleye Trading LLC | 32,947 | $229.3K | 0.01% | +15,689+90.9% | Added |
| Harbour Investments, Inc. | 31,413 | $218.6K | 0.01% | +2,759+9.6% | Added |
| Sunbelt Securities, Inc. | 31,143 | $214.6K | 0.03% | −6,938−18.2% | Reduced |
| Jane Street Group, LLC | 29,773 | $207.2K | 0.00% | −17,089−36.5% | Reduced |