Skip to main content

Prospect Capital Corp

PSEC
Exchange
Nasdaq
SEC CIK
0001287032

In the last 90 days, Prospect Capital Corp insiders filed 1 open-market purchase and 0 sales; 204 institutions reported holding it in 13F filings for Q2 2026, worth $206.6M in total; no superinvestor holds it.

Other share classesPSEC.PA

Q1 2023 vs. Q4 2022

How the institutions holding Prospect Capital Corp changed between Q4 2022 and Q1 2023.

All holders in Q1 2023All holders in Q4 2022

13F holders of PSEC: Q4 2022 compared with Q1 2023
MeasureQ4 2022Of which not filed for Q1 2023Q1 2023Change
Holders2464250+8
Shares31.0M6.28K30.5M−551.0K (−1.8%)
Value$206.9M$43.8K$203.2M−$3.67M (−1.8%)

4 institutions that held it in Q4 2022 haven't filed for Q1 2023 yet. Not filing isn't selling, so the changes leave them out.

New holders (38)

Institutions that held Prospect Capital Corp at the end of Q1 2023 but not at the end of Q4 2022.

Institutions new to PSEC in Q1 2023
InstitutionSharesValue% of portfolio
Millennium Management LLC80,198$558.0K0.00%
MidWestOne Financial Group, Inc.55,000$382.8K0.09%
ProShare Advisors LLC49,167$342.2K0.00%
Prostatis Group LLC51,638$323.9K0.17%
Bessemer Group Inc40,000$278.0K0.00%
Dynamic Technology Lab Private Ltd38,223$266.0K0.02%
XTX Topco Ltd36,626$254.9K0.05%
Dark Forest Capital Management LP23,382$162.7K0.04%
Sunesis Advisors, LLC22,246$154.8K0.11%
Moloney Securities Asset Management, LLC21,743$151.3K0.03%
IHT Wealth Management, LLC21,406$149.0K0.01%
Emerald Mutual Fund Advisers Trust21,340$148.5K0.01%
Strategic Financial Concepts, LLC21,133$147.1K0.06%
Level Four Advisory Services, LLC18,877$131.4K0.01%
Evergreen Capital Management LLC16,407$115.2K0.01%
State of Wyoming16,351$113.8K0.04%
PFG Investments, LLC13,948$97.1K0.02%
Cypress Wealth Services, LLC13,450$93.6K0.03%
Sawtooth Solutions, LLC12,724$88.6K0.00%
Moneta Group Investment Advisors LLC12,697$88.4K0.00%
Jump Financial, LLC11,800$82.1K0.00%
Equitable Trust Co11,000$76.6K0.01%
Balyasny Asset Management LLC10,228$71.2K0.00%
Two Sigma Investments, LP10,220$71.1K0.00%
Arete Wealth Advisors, LLC10,177$71.0K0.01%
Carmel Capital Partners, LLC9,850$68.6K0.04%
Ameritas Advisory Services, LLC6,529$45.3K0.00%
Quent Capital, LLC5,827$40.6K0.01%
PEAK6 Investments LLC2,384$16.6K0.00%
WealthPLAN Partners, LLC1,491$10.4K0.00%
TD Waterhouse Canada Inc.1,000$9.30K0.00%
Citadel Advisors LLC1,240$8.63K0.00%
Gradient Investments LLC657$4.57K0.00%
Cape Investment Advisory, Inc.559$3.89K0.00%
Assetmark, Inc404$2.81K0.00%
Sageworth Trust Co278$1.94K0.00%
Deutsche Bank AG19$1320.00%
FMR LLC4$280.00%

Sold out (30)

Institutions that held Prospect Capital Corp at the end of Q4 2022 and filed for Q1 2023 without it.

Not filed for Q1 2023 yet (4)

Institutions that held Prospect Capital Corp at the end of Q4 2022 and haven't filed a 13F for Q1 2023. Not filing isn't selling, so they aren't counted as sold out.

Institutions holding PSEC in Q4 2022 that haven't filed for Q1 2023
InstitutionShares, Q4 2022Value, Q4 2022
CoreCap Advisors, LLC2,683$18.8K
Semmax Financial Advisors Inc.1,480$11.0K
Cribstone Capital Management, LLC1,115$7.79K
Align Wealth Management, LLC1,000$6.20K