Prospect Capital Corp
PSEC- Exchange
- Nasdaq
- SEC CIK
- 0001287032
In the last 90 days, Prospect Capital Corp insiders filed 3 open-market purchases and 0 sales; 205 institutions reported holding it in 13F filings for Q2 2026, worth $206.8M in total; no superinvestor holds it.
Other share classesPSEC.PA
Holders of 5% or more of PSEC
Holders whose latest Schedule 13D or 13G filing reports 5% or more of Prospect Capital Corp, largest stake first. The change is against the holder's previous filing.
| Holder | Latest form | Stake | Change | First filed | Latest filing | Filing |
|---|---|---|---|---|---|---|
| John & Daria Barry Foundation | 13D/A | 26.90%130.3M shares | – | Mar 3, 20261 filing | Mar 3, 2026 | SEC |
| Barry John F | 13D/A | 25.20%134.7M shares | −0.90 ppfrom 26.10% | Jan 8, 20215 filings | Oct 20, 2026 | SEC |
Stakes are as of each holder's latest filing. Holders whose last filing was in the old format (before December 18, 2024) have no stake on record and are not listed, and after an acquisition or delisting holders usually stop filing.
13D and 13G filings
6 Schedule 13D and 13G filings on Prospect Capital Corp, newest first, including old-format filings without a stake.
| Filed (ET) | Filer | Form | Stake | Change | Event date | Filing |
|---|---|---|---|---|---|---|
| Oct 20, 20265:07 PM ET | Barry John Fand 1 other | 13D/A | 25.20%134.7M shares | −0.90 ppfrom 26.10% | Oct 16, 2026 | SEC |
| May 21, 20269:29 PM ET | Barry John Fand 1 other | 13D/A | 26.10%130.6M shares | – | May 19, 2026 | SEC |
| Mar 3, 20265:00 PM ET | John & Daria Barry Foundationand 1 other | 13D/A | 26.90%130.3M shares | – | Feb 27, 2026 | SEC |
| Nov 22, 20244:52 PM ET | Barry John F | 13D/AOld format | – | – | – | SEC |
| Mar 22, 20244:58 PM ET | Barry John F | 13D/AOld format | – | – | – | SEC |
| Jan 8, 2021 | Barry John F | 13D/AOld format | – | – | – | SEC |
Form 144: proposed insider sales
Notices from officers, directors and other affiliates planning to sell Prospect Capital Corp shares.
No Form 144 notices for Prospect Capital Corp are on file.