Prospect Capital Corp
PSEC- Exchange
- Nasdaq
- SEC CIK
- 0001287032
In the last 90 days, Prospect Capital Corp insiders filed 1 open-market purchase and 0 sales; 204 institutions reported holding it in 13F filings for Q2 2026, worth $206.6M in total; no superinvestor holds it.
Other share classesPSEC.PA
13F holders, Q3 2025
Institutional positions in Prospect Capital Corp as of Sep 30, 2025. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 228
- +7 vs. Q2 2025
- Shares held
- 81.6M
- +16.1M (+24.6%) vs. Q2 2025
- Total value
- $224.4M
- +$16.2M (+7.8%) vs. Q2 2025
- New holders
- 34
- 91 more added
- Sold out
- 27
- 59 more reduced
3 institutions that held it in Q2 2025 haven't filed for Q3 2025 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q2 2025: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting PSEC on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 204 | $206.6M |
| Q1 2026 | 218 | $223.8M |
| Q4 2025 | 224 | $214.1M |
| Q3 2025 | 228 | $224.4M |
| Q2 2025 | 224 | $208.4M |
| Q1 2025 | 224 | $239.8M |
| Q4 2024 | 239 | $193.5M |
| Q3 2024 | 226 | $200.9M |
| Q2 2024 | 230 | $221.4M |
| Q1 2024 | 230 | $228.3M |
| Q4 2023 | 244 | $219.5M |
| Q3 2023 | 234 | $195.5M |
| Q2 2023 | 234 | $194.5M |
| Q1 2023 | 250 | $203.2M |
| Q4 2022 | 246 | $206.9M |
| Q3 2022 | 229 | $174.7M |
| Q2 2022 | 228 | $206.6M |
| Q1 2022 | 215 | $232.4M |
| Q4 2021 | 228 | $254.5M |
| Q3 2021 | 194 | $258.3M |
| Q2 2021 | 202 | $316.6M |
| Q1 2021 | 192 | $267.3M |
Institutions, Q3 2025
Shares, value and share of portfolio for each institution holding Prospect Capital Corp; share changes are against Q2 2025.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Van Eck Associates Corp | 10,255,640 | $28.2M | 0.03% | +866,860+9.2% | Added |
| Two Sigma Advisers, LP | 6,773,200 | $18.6M | 0.04% | +1,506,100+28.6% | Added |
| Marshall Wace, LLP | 6,668,376 | $18.3M | 0.02% | +2,761,351+70.7% | Added |
| Millennium Management LLC | 6,231,987 | $17.1M | 0.01% | +4,766,312+325.2% | Added |
| Two Sigma Investments, LP | 4,096,924 | $11.3M | 0.02% | +2,047,189+99.9% | Added |
| Susquehanna International Group, LLP | 3,736,232 | $10.3M | 0.02% | +2,624,706+236.1% | Added |
| UBS Group AG | 3,453,178 | $9.50M | 0.00% | −154,173−4.3% | Reduced |
| Gendell Jeffrey L | 3,166,215 | $8.71M | 0.16% | +3,166,215 | New |
| Morgan Stanley | 2,930,181 | $8.06M | 0.00% | −178,825−5.8% | Reduced |
| Legal & General Group Plc | 2,727,914 | $7.52M | 0.00% | −320,613−10.5% | Reduced |
| Tudor Investment Corp Et Al | 2,604,286 | $7.16M | 0.05% | +282,119+12.1% | Added |
| BlackRock, Inc. | 2,370,085 | $6.52M | 0.00% | +397,617+20.2% | Added |
| Private Advisor Group, LLC | 1,546,380 | $4.25M | 0.02% | +29,917+2.0% | Added |
| Caxton Associates LLP | 1,176,623 | $3.24M | 0.09% | +486,564+70.5% | Added |
| Jane Street Group, LLC | 1,045,052 | $2.87M | 0.00% | +1,045,052 | New |
| Citadel Advisors LLC | 945,845 | $2.60M | 0.00% | +945,845 | New |
| LPL Financial LLC | 882,630 | $2.43M | 0.00% | +27,713+3.2% | Added |
| Palogic Value Management, L.P. | 745,831 | $2.05M | 0.87% | +378,434+103.0% | Added |
| Virtus Investment Advisers, Inc. | 657,589 | $1.81M | 0.52% | +233,111+54.9% | Added |
| XML Financial, LLC | 648,224 | $1.78M | 0.15% | +3,620+0.6% | Added |
| Cubist Systematic Strategies, LLC | 635,676 | $1.75M | 0.02% | −513,877−44.7% | Reduced |
| Bank of America Corp | 628,801 | $1.73M | 0.00% | −31,864−4.8% | Reduced |
| Commonwealth Equity Services, LLC | 610,515 | $1.68M | 0.00% | −420,740−40.8% | Reduced |
| Tactive Advisors, LLC | 585,837 | $1.61M | 0.46% | −2860.0% | Reduced |
| IMC-Chicago, LLC | 539,210 | $1.48M | 0.03% | +539,210 | New |
| LSV Asset Management | 535,835 | $1.47M | 0.00% | −27,900−4.9% | Reduced |
| BI Asset Management Fondsmaeglerselskab A/S | 520,592 | $1.43M | 0.01% | 00.0% | Unchanged |
| Raymond James Financial Inc | 510,881 | $1.40M | 0.00% | −333,584−39.5% | Reduced |
| Naviter Wealth, LLC | 496,290 | $1.39M | 0.16% | −183,845−27.0% | Reduced |
| BNP Paribas Arbitrage, SA | 504,342 | $1.39M | 0.00% | +9,008+1.8% | Added |
| Kovack Advisors, Inc. | 480,638 | $1.32M | 0.12% | +135,558+39.3% | Added |
| Northern Trust Corp | 473,612 | $1.30M | 0.00% | +146,201+44.7% | Added |
| Independent Financial Group, LLC | 455,132 | $1.25M | 0.03% | +17,645+4.0% | Added |
| SMH Capital Advisors Inc | 438,847 | $1.17M | 2.38% | +293,311+201.5% | Added |
| DnB Asset Management AS | 401,659 | $1.10M | 0.00% | +99,689+33.0% | Added |
| Great West Life Assurance Co | 393,598 | $1.03M | 0.00% | +74,053+23.2% | Added |
| Group One Trading, L.P. | 372,522 | $1.02M | 0.03% | +267,262+253.9% | Added |
| Virtu Financial LLC | 313,952 | $863.0K | 0.05% | +273,664+679.3% | Added |
| Cetera Investment Advisers | 302,455 | $831.8K | 0.00% | +39,736+15.1% | Added |
| Cambridge Investment Research Advisors, Inc. | 280,399 | $771.0K | 0.00% | −66,948−19.3% | Reduced |
| Aquatic Capital Management LLC | 279,072 | $767.4K | 0.01% | +279,072 | New |
| Buckingham Strategic Partners | 261,539 | $752.9K | 0.01% | +174,809+201.6% | Added |
| TCFG Wealth Management, LLC | 272,203 | $748.6K | 0.29% | −4,869−1.8% | Reduced |
| Dark Forest Capital Management LP | 268,440 | $738.2K | 0.03% | −276,955−50.8% | Reduced |
| DRW Securities, LLC | 257,441 | $717.5K | 0.04% | +121,012+88.7% | Added |
| Qube Research & Technologies Ltd | 227,359 | $625.2K | 0.00% | +190,798+521.9% | Added |
| Balyasny Asset Management LLC | 226,326 | $622.4K | 0.00% | −5,434,795−96.0% | Reduced |
| Squarepoint Ops LLC | 224,845 | $618.3K | 0.00% | +135,582+151.9% | Added |
| Concorde Asset Management, LLC | 217,150 | $600.4K | 0.25% | +217,150 | New |
| 180 Wealth Advisors, LLC | 211,039 | $580.4K | 0.07% | +127,200+151.7% | Added |
| Brevan Howard Capital Management LP | 207,971 | $571.9K | 0.01% | −204,724−49.6% | Reduced |
| Kestra Private Wealth Services, LLC | 206,898 | $569.0K | 0.01% | +2,486+1.2% | Added |
| Stifel Financial Corp | 205,475 | $565.1K | 0.00% | +11,211+5.8% | Added |
| GatePass Capital, LLC | 204,800 | $563.2K | 0.33% | +204,800 | New |
| Verition Fund Management LLC | 202,253 | $556.2K | 0.00% | +20,700+11.4% | Added |
| Catalyst Capital Advisors LLC | 200,742 | $552.0K | 0.01% | +105,602+111.0% | Added |
| Creative Planning | 189,336 | $520.7K | 0.00% | +872+0.5% | Added |
| Advisor Group Holdings, Inc. | 173,489 | $505.1K | 0.00% | +4,281+2.5% | Added |
| Spire Wealth Management | 182,514 | $501.9K | 0.02% | +24,639+15.6% | Added |
| Claro Advisors LLC | 169,865 | $467.1K | 0.07% | +142,700+525.3% | Added |
| International Assets Investment Management, LLC | 142,545 | $449.6K | 0.04% | +22,500+18.7% | Added |
| Goldman Sachs Group Inc | 162,382 | $446.6K | 0.00% | −46,510−22.3% | Reduced |
| Truist Financial Corp | 153,940 | $423.3K | 0.00% | −35,598−18.8% | Reduced |
| Engineers Gate Manager LP | 147,902 | $406.7K | 0.00% | +36,308+32.5% | Added |
| Guggenheim Capital LLC | 139,970 | $384.9K | 0.00% | +32,141+29.8% | Added |
| Tweedy, Browne Co LLC | 139,622 | $384.0K | 0.03% | +72,590+108.3% | Added |
| Exchange Traded Concepts, LLC | 139,531 | $383.7K | 0.00% | +72,587+108.4% | Added |
| Family Wealth Partners, LLC | 137,260 | $377.5K | 0.14% | +56,074+69.1% | Added |
| Wells Fargo & Company | 106,520 | $292.9K | 0.00% | −40,284−27.4% | Reduced |
| Universal- Beteiligungs- und Servicegesellschaft mbH | 105,900 | $291.2K | 0.00% | 00.0% | Unchanged |
| Moloney Securities Asset Management, LLC | 105,639 | $290.5K | 0.03% | −14,600−12.1% | Reduced |
| Denali Advisors LLC | 104,940 | $288.6K | 0.03% | −20,020−16.0% | Reduced |
| US Bancorp | 101,500 | $279.1K | 0.00% | −28,500−21.9% | Reduced |
| Generali Investments CEE, investicni spolecnost, a.s. | 101,234 | $278.4K | 0.02% | −15,017−12.9% | Reduced |
| Aigen Investment Management, LP | 96,210 | $264.6K | 0.04% | +18,335+23.5% | Added |
| Westwood Holdings Group Inc. | 93,246 | $256.0K | 0.00% | 00.0% | Unchanged |
| Vident Advisory, LLC | 89,003 | $244.8K | 0.00% | +89,003 | New |
| Lido Advisors, LLC | 85,738 | $239.3K | 0.00% | −49,335−36.5% | Reduced |
| XTX Topco Ltd | 86,429 | $237.7K | 0.01% | +86,429 | New |
| ProShare Advisors LLC | 81,823 | $225.0K | 0.00% | +7,994+10.8% | Added |
| Kestra Advisory Services, LLC | 76,096 | $209.3K | 0.00% | +4,042+5.6% | Added |
| Summit Global Investments | 75,000 | $206.0K | 0.01% | 00.0% | Unchanged |
| Kathmere Capital Management, LLC | 69,462 | $191.0K | 0.01% | 00.0% | Unchanged |
| Garden State Investment Advisory Services LLC | 67,432 | $185.4K | 0.05% | −5,203−7.2% | Reduced |
| Two Sigma Securities, LLC | 63,180 | $173.7K | 0.03% | −20,732−24.7% | Reduced |
| Ameriprise Financial Inc | 53,618 | $172.3K | 0.00% | −7,041−11.6% | Reduced |
| Prospera Financial Services Inc | 60,152 | $165.4K | 0.00% | +116+0.2% | Added |
| Royal Bank of Canada | 58,639 | $161.0K | 0.00% | +5,062+9.4% | Added |
| Tower Research Capital LLC (TRC) | 55,597 | $152.9K | 0.00% | +51,962+1,429.5% | Added |
| Quantbot Technologies LP | 53,830 | $148.0K | 0.00% | −186,879−77.6% | Reduced |
| Stratos Wealth Partners, LTD. | 52,454 | $144.3K | 0.00% | −1,383−2.6% | Reduced |
| JPMorgan Chase & Co | 52,244 | $143.7K | 0.00% | +29,769+132.5% | Added |
| Comerica Bank | 52,096 | $143.3K | 0.00% | +1,045+2.0% | Added |
| Simplex Trading, LLC | 51,642 | $142.0K | 0.00% | +51,642 | New |
| Harbour Investments, Inc. | 46,550 | $128.0K | 0.00% | +7,377+18.8% | Added |
| Philadelphia Trust Co | 45,700 | $126.0K | 0.01% | −2,500−5.2% | Reduced |
| Blair William & Co | 45,700 | $125.7K | 0.00% | −7,773−14.5% | Reduced |
| Garner Asset Management Corp | 45,430 | $123.4K | 0.05% | −3,837−7.8% | Reduced |
| Barrett & Company, Inc. | 44,773 | $123.1K | 0.04% | −4,425−9.0% | Reduced |
| Csenge Advisory Group | 43,922 | $120.8K | 0.01% | 00.0% | Unchanged |