Prospect Capital Corp
PSEC- Exchange
- Nasdaq
- SEC CIK
- 0001287032
In the last 90 days, Prospect Capital Corp insiders filed 1 open-market purchase and 0 sales; 204 institutions reported holding it in 13F filings for Q2 2026, worth $206.6M in total; no superinvestor holds it.
Other share classesPSEC.PA
13F holders, Q4 2021
Institutional positions in Prospect Capital Corp as of Dec 31, 2021. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 228
- +35 vs. Q3 2021
- Shares held
- 30.3M
- −3.27M (−9.7%) vs. Q3 2021
- Total value
- $254.5M
- −$3.74M (−1.4%) vs. Q3 2021
- New holders
- 49
- 75 more added
- Sold out
- 14
- 55 more reduced
1 institution that held it in Q3 2021 haven't filed for Q4 2021 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q3 2021: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting PSEC on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 204 | $206.6M |
| Q1 2026 | 218 | $223.8M |
| Q4 2025 | 224 | $214.1M |
| Q3 2025 | 228 | $224.4M |
| Q2 2025 | 224 | $208.4M |
| Q1 2025 | 224 | $239.8M |
| Q4 2024 | 239 | $193.5M |
| Q3 2024 | 226 | $200.9M |
| Q2 2024 | 230 | $221.4M |
| Q1 2024 | 230 | $228.3M |
| Q4 2023 | 244 | $219.5M |
| Q3 2023 | 234 | $195.5M |
| Q2 2023 | 234 | $194.5M |
| Q1 2023 | 250 | $203.2M |
| Q4 2022 | 246 | $206.9M |
| Q3 2022 | 229 | $174.7M |
| Q2 2022 | 228 | $206.6M |
| Q1 2022 | 215 | $232.4M |
| Q4 2021 | 228 | $254.5M |
| Q3 2021 | 194 | $258.3M |
| Q2 2021 | 202 | $316.6M |
| Q1 2021 | 192 | $267.3M |
Institutions, Q4 2021
Shares, value and share of portfolio for each institution holding Prospect Capital Corp; share changes are against Q3 2021.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Van Eck Associates Corp | 3,192,176 | $26.8M | 0.06% | +40,723+1.3% | Added |
| BlackRock Inc. | 2,578,090 | $21.7M | 0.00% | +207,900+8.8% | Added |
| Legal & General Group Plc | 2,241,838 | $18.8M | 0.01% | −69,770−3.0% | Reduced |
| LSV Asset Management | 1,941,902 | $16.3M | 0.03% | −283,933−12.8% | Reduced |
| Two Sigma Advisers, LP | 1,477,100 | $12.4M | 0.03% | −498,000−25.2% | Reduced |
| Morgan Stanley | 1,418,953 | $11.9M | 0.00% | +50,516+3.7% | Added |
| Sumitomo Mitsui Trust Holdings, Inc. | 928,757 | $7.81M | 0.00% | −156,722−14.4% | Reduced |
| Muzinich & Co., Inc. | 928,757 | $7.80M | 5.38% | −156,722−14.4% | Reduced |
| Commonwealth Equity Services, LLC | 829,192 | $6.97M | 0.02% | −41,234−4.7% | Reduced |
| UBS Group AG | 826,730 | $6.95M | 0.00% | −67,019−7.5% | Reduced |
| LPL Financial LLC | 649,198 | $5.46M | 0.00% | +72,635+12.6% | Added |
| Advisors Asset Management, Inc. | 618,052 | $5.20M | 0.07% | +102,583+19.9% | Added |
| Allianz Asset Management GmbH | 586,832 | $4.93M | 0.00% | −20,511−3.4% | Reduced |
| McKinley Capital Management LLC /Delaware | 556,652 | $4.68M | 0.42% | −6,185−1.1% | Reduced |
| Advisor Group Holdings, Inc. | 526,332 | $4.43M | 0.01% | −9,796−1.8% | Reduced |
| First Republic Investment Management, Inc. | 469,397 | $3.95M | 0.01% | +30,651+7.0% | Added |
| D. E. Shaw & Co., Inc. | 460,338 | $3.87M | 0.00% | −406,846−46.9% | Reduced |
| Citadel Advisors LLC | 411,940 | $3.46M | 0.00% | +363,998+759.2% | Added |
| US Bancorp | 405,167 | $3.41M | 0.01% | −19,575−4.6% | Reduced |
| Cambridge Investment Research Advisors, Inc. | 364,850 | $3.07M | 0.01% | +11,488+3.3% | Added |
| HRT Financial LP | 358,357 | $3.01M | 0.02% | +358,357 | New |
| DnB Asset Management AS | 329,300 | $2.77M | 0.02% | +66,130+25.1% | Added |
| Raymond James & Associates | 290,472 | $2.44M | 0.00% | −21,996−7.0% | Reduced |
| Strategic Wealth Advisors Group, LLC | 253,661 | $2.16M | 0.10% | −80,872−24.2% | Reduced |
| D.A. Davidson & Co. | 251,992 | $2.12M | 0.02% | +7,268+3.0% | Added |
| XML Financial, LLC | 221,328 | $1.86M | 0.22% | +849+0.4% | Added |
| Kestra Private Wealth Services, LLC | 215,870 | $1.81M | 0.09% | +4,482+2.1% | Added |
| International Assets Investment Management, LLC | 249,233 | $1.81M | 0.32% | +6,350+2.6% | Added |
| Garner Asset Management Corp | 185,545 | $1.56M | 0.65% | 00.0% | Unchanged |
| Philadelphia Trust Co | 183,600 | $1.54M | 0.11% | 00.0% | Unchanged |
| Nissay Asset Management Corp | 180,270 | $1.52M | 0.01% | 00.0% | Unchanged |
| Royal Bank of Canada | 165,861 | $1.40M | 0.00% | +1,339+0.8% | Added |
| Invesco Ltd. | 162,325 | $1.36M | 0.00% | −2,198,746−93.1% | Reduced |
| Mackenzie Financial Corp | 160,271 | $1.35M | 0.00% | +352+0.2% | Added |
| Truist Financial Corp | 160,038 | $1.35M | 0.00% | +3,759+2.4% | Added |
| Two Sigma Investments, LP | 151,375 | $1.27M | 0.00% | −280,648−65.0% | Reduced |
| Northern Trust Corp | 149,783 | $1.26M | 0.00% | +6,818+4.8% | Added |
| Davenport & Co LLC | 138,581 | $1.17M | 0.01% | +43,560+45.8% | Added |
| HighTower Advisors, LLC | 127,099 | $1.07M | 0.00% | +99,456+359.8% | Added |
| Alberta Investment Management Corp | 124,900 | $1.05M | 0.01% | −8,700−6.5% | Reduced |
| SMH Capital Advisors Inc | 115,107 | $968.0K | 1.92% | −17,090−12.9% | Reduced |
| Group One Trading, L.P. | 111,289 | $936.0K | 0.02% | +24,183+27.8% | Added |
| Advisory Services Network, LLC | 110,681 | $931.0K | 0.03% | −5,301−4.6% | Reduced |
| Janney Montgomery Scott LLC | 110,301 | $928.0K | 0.00% | +93,190+544.6% | Added |
| Great West Life Assurance Co | 110,340 | $924.0K | 0.00% | −3,376−3.0% | Reduced |
| Catalyst Capital Advisors LLC | 109,809 | $923.0K | 0.04% | −17,091−13.5% | Reduced |
| Sigma Planning Corp | 105,004 | $883.0K | 0.02% | −7,084−6.3% | Reduced |
| Wells Fargo & Company | 98,969 | $832.0K | 0.00% | +5,233+5.6% | Added |
| AE Wealth Management LLC | 98,277 | $827.0K | 0.01% | +21,295+27.7% | Added |
| Raymond James Financial Services Advisors, Inc. | 94,034 | $791.0K | 0.00% | +2,236+2.4% | Added |
| Westwood Holdings Group Inc. | 92,667 | $779.0K | 0.01% | 00.0% | Unchanged |
| Susquehanna International Group, LLP | 82,961 | $698.0K | 0.00% | −818,262−90.8% | Reduced |
| GraniteShares Advisors LLC | 82,945 | $697.0K | 0.32% | +82,945 | New |
| Independent Advisor Alliance | 81,660 | $687.0K | 0.03% | +20,120+32.7% | Added |
| Eagle Global Advisors LLC | 78,490 | $660.0K | 0.04% | +31,050+65.5% | Added |
| Vanguard Capital Wealth Advisors | 78,055 | $656.0K | 0.47% | −8,204−9.5% | Reduced |
| Prospera Financial Services Inc | 77,000 | $648.0K | 0.03% | 00.0% | Unchanged |
| Summit Global Investments | 75,000 | $631.0K | 0.04% | 00.0% | Unchanged |
| Sheaff Brock Investment Advisors, LLC | 70,928 | $596.0K | 0.05% | −11,260−13.7% | Reduced |
| Ameriprise Financial Inc | 70,131 | $590.0K | 0.00% | −1,742−2.4% | Reduced |
| Arkadios Wealth Advisors | 69,245 | $582.0K | 0.08% | 00.0% | Unchanged |
| Centaurus Financial, Inc. | 68,086 | $573.0K | 0.04% | −1,300−1.9% | Reduced |
| Bank of America Corp | 62,022 | $521.0K | 0.00% | −24,892−28.6% | Reduced |
| Jefferies Group LLC | 61,000 | $513.0K | 0.01% | +38,000+165.2% | Added |
| KBC Group NV | 61,005 | $513.0K | 0.00% | +61,005 | New |
| Corsicana & Co. | 60,000 | $505.0K | 0.31% | +10,000+20.0% | Added |
| Bank of Montreal | 60,000 | $503.0K | 0.00% | +4,400+7.9% | Added |
| Virtus ETF Advisers LLC | 59,590 | $501.0K | 0.19% | −19,142−24.3% | Reduced |
| American Portfolios Advisors | 58,926 | $495.6K | 0.02% | +211+0.4% | Added |
| Kestra Advisory Services, LLC | 57,503 | $484.0K | 0.00% | −5,049−8.1% | Reduced |
| Millennium Management LLC | 56,225 | $473.0K | 0.00% | +56,225 | New |
| Quadrature Capital Ltd | 55,439 | $466.0K | 0.02% | +55,439 | New |
| Jane Street Group, LLC | 54,776 | $460.0K | 0.00% | +35,663+186.6% | Added |
| Blair William & Co | 54,400 | $458.0K | 0.00% | 00.0% | Unchanged |
| Teamwork Financial Advisors, LLC | 54,086 | $455.0K | 0.08% | +841+1.6% | Added |
| Roman Butler Fullerton & Co | 53,254 | $448.0K | 0.20% | +889+1.7% | Added |
| Thrive Wealth Management, LLC | 51,204 | $431.0K | 0.15% | +51,204 | New |
| Berkeley Capital Partners, LLC | 50,243 | $423.0K | 0.17% | 00.0% | Unchanged |
| Apollon Wealth Management, LLC | 46,900 | $394.0K | 0.03% | 00.0% | Unchanged |
| Schonfeld Strategic Advisors LLC | 44,800 | $377.0K | 0.00% | −28,800−39.1% | Reduced |
| Bank of New York Mellon Corp | 42,649 | $359.0K | 0.00% | +8,376+24.4% | Added |
| Wealth Management Solutions, LLC | 42,028 | $353.0K | 0.18% | +42,028 | New |
| Victory Capital Management Inc | 41,401 | $348.0K | 0.00% | −1,207−2.8% | Reduced |
| Greytown Advisors Inc. | 39,600 | $335.0K | 0.14% | +39,600 | New |
| JPMorgan Chase & Co | 39,576 | $333.0K | 0.00% | +1,907+5.1% | Added |
| Biltmore Capital Advisors LLC | 39,000 | $328.0K | 0.05% | +9,000+30.0% | Added |
| Cetera Advisors LLC | 38,402 | $323.0K | 0.01% | −1,215−3.1% | Reduced |
| Guggenheim Capital LLC | 36,387 | $306.0K | 0.00% | −67,109−64.8% | Reduced |
| Kathmere Capital Management, LLC | 36,339 | $306.0K | 0.05% | 00.0% | Unchanged |
| Avantax Advisory Services, Inc. | 33,524 | $282.0K | 0.00% | −983−2.8% | Reduced |
| Creative Financial Designs Inc | 33,220 | $279.0K | 0.04% | +598+1.8% | Added |
| Belpointe Asset Management LLC | 33,061 | $278.0K | 0.02% | −3,600−9.8% | Reduced |
| Cetera Investment Advisers | 32,935 | $277.0K | 0.00% | −3,217−8.9% | Reduced |
| Tower Research Capital LLC (TRC) | 32,839 | $276.0K | 0.00% | +23,113+237.6% | Added |
| United Capital Financial Advisers, LLC | 31,033 | $261.0K | 0.00% | −4,810−13.4% | Reduced |
| Independent Financial Group, LLC | 30,361 | $255.3K | 0.02% | +5,626+22.7% | Added |
| Harbour Investments, Inc. | 30,313 | $255.0K | 0.02% | −26,006−46.2% | Reduced |
| Creative Planning | 30,027 | $253.0K | 0.00% | +7,692+34.4% | Added |
| Spire Wealth Management | 29,908 | $252.0K | 0.01% | −287−1.0% | Reduced |
| Cubist Systematic Strategies, LLC | 29,974 | $252.0K | 0.00% | +29,974 | New |