Prospect Capital Corp

PSEC

Exchange: Nasdaq
SEC CIK: 0001287032

SEC filings (opens in a new tab)

In the last 90 days, Prospect Capital Corp insiders filed 1 open-market purchase and 0 sales; 204 institutions reported holding it in 13F filings for Q2 2026, worth $206.6M in total; no superinvestor holds it.

Other share classesPSEC.PA

Q4 2021 vs. Q3 2021

How the institutions holding Prospect Capital Corp changed between Q3 2021 and Q4 2021.

All holders in Q4 2021 All holders in Q3 2021

13F holders of PSEC: Q3 2021 compared with Q4 2021
Measure	Q3 2021	Of which not filed for Q4 2021	Q4 2021	Change
Holders	194	1	228	+35
Shares	33.6M	4.64K	30.3M	−3.27M (−9.7%)
Value	$258.3M	$36.0K	$254.5M	−$3.74M (−1.4%)

1 institution that held it in Q3 2021 haven't filed for Q4 2021 yet. Not filing isn't selling, so the changes leave them out.

New holders (49)

Institutions that held Prospect Capital Corp at the end of Q4 2021 but not at the end of Q3 2021.

Institutions new to PSEC in Q4 2021
Institution	Shares	Value	% of portfolio
HRT Financial LP	358,357	$3.01M	0.02%
GraniteShares Advisors LLC	82,945	$697.0K	0.32%
KBC Group NV	61,005	$513.0K	0.00%
Millennium Management LLC	56,225	$473.0K	0.00%
Quadrature Capital Ltd	55,439	$466.0K	0.02%
Thrive Wealth Management, LLC	51,204	$431.0K	0.15%
Wealth Management Solutions, LLC	42,028	$353.0K	0.18%
Greytown Advisors Inc.	39,600	$335.0K	0.14%
Cubist Systematic Strategies, LLC	29,974	$252.0K	0.00%
Strategies Wealth Advisors, LLC	23,253	$195.6K	0.05%
Jump Financial, LLC	21,928	$184.0K	0.01%
ExodusPoint Capital Management, LP	21,364	$180.0K	0.00%
WMG Financial Advisors, LLC	21,100	$178.0K	0.14%
J.W. Cole Advisors, Inc.	19,908	$167.0K	0.01%
Zimmermann Investment Management & Planning LLC	16,185	$136.0K	0.08%
Two Sigma Securities, LLC	15,185	$128.0K	0.02%
Gitterman Wealth Management, LLC	15,167	$128.0K	0.09%
PFG Advisors	14,534	$122.0K	0.01%
National Wealth Management Group, LLC	14,504	$122.0K	0.11%
Morling Financial Advisors, LLC	13,226	$111.0K	0.11%
SFI Advisors, LLC	11,820	$103.0K	0.09%
Bank Hapoalim BM	11,700	$98.0K	0.01%
State of Wyoming	11,654	$98.0K	0.05%
Silverlake Wealth Management LLC	11,400	$95.9K	0.05%
Mitchell McLeod Pugh & Williams Inc	10,628	$89.0K	0.03%
Envestnet Asset Management Inc	10,314	$87.0K	0.00%
Carmel Capital Partners, LLC	10,100	$85.0K	0.06%
Karp Capital Management Corp	10,000	$84.0K	0.01%
Marshall Wace, LLP	9,838	$82.0K	0.00%
Simplex Trading, LLC	3,944	$33.0K	0.00%
Umb Bank N A	3,627	$31.0K	0.00%
CoreCap Advisors, LLC	3,683	$31.0K	0.00%
Selective Wealth Management, Inc.	2,997	$25.0K	0.01%
SJS Investment Consulting Inc.	2,805	$24.0K	0.01%
Widmann Financial Services, Inc.	2,500	$21.0K	0.02%
Clearstead Advisors, LLC	1,500	$13.0K	0.00%
Cypress Capital Management LLC (WY)	1,450	$12.0K	0.01%
Miller Wealth Advisors, LLC	700	$6.00K	0.00%
Cullen/Frost Bankers, Inc.	500	$4.00K	0.00%
Cornerstone Advisory, LLC	400	$3.00K	0.00%
RE Dickinson Investment Advisors, LLC	320	$3.00K	0.00%
Rise Advisors, LLC	399	$2.51K	0.00%
Aquatic Capital Management LLC	200	$2.00K	0.00%
Outfitter Financial LLC	200	$2.00K	0.00%
Gradient Investments LLC	80	$1.00K	0.00%
Heritage Wealth Advisors	100	$1.00K	0.00%
Hudock, Inc.	5	$0	0.00%
Ford Financial Group, LLC	8	$0	0.00%
Snowden Capital Advisors LLC	35	$0	0.00%

Sold out (14)

Institutions that held Prospect Capital Corp at the end of Q3 2021 and filed for Q4 2021 without it.

Institutions that sold out of PSEC in Q4 2021
Institution	Shares, Q3 2021	Value, Q3 2021
Concorde Asset Management, LLC	101,877	$784.0K
Aurora Private Wealth, Inc.	84,178	$648.0K
Virtu Financial LLC	57,473	$443.0K
Mercer Global Advisors Inc	35,742	$275.0K
Stratos Wealth Partners, LTD.	27,006	$208.0K
Mirae Asset Global Investments Co., Ltd.	16,796	$129.0K
Aviance Capital Partners, LLC	11,100	$85.0K
Centiva Capital, LP	10,295	$79.0K
Atlas Private Wealth Advisors	8,001	$62.0K
Macquarie Group Ltd	7,400	$57.0K
Jacobi Capital Management LLC	3,500	$27.0K
Dark Forest Capital Management LP	1,239	$10.0K
Allworth Financial LP	949	$7.00K
Pacitti Group Inc.	900	$7.00K

Not filed for Q4 2021 yet (1)

Institutions that held Prospect Capital Corp at the end of Q3 2021 and haven't filed a 13F for Q4 2021. Not filing isn't selling, so they aren't counted as sold out.

Institutions holding PSEC in Q3 2021 that haven't filed for Q4 2021
Institution	Shares, Q3 2021	Value, Q3 2021
Wealth Quarterback LLC	4,639	$36.0K