Prospect Capital Corp
PSEC- Exchange
- Nasdaq
- SEC CIK
- 0001287032
In the last 90 days, Prospect Capital Corp insiders filed 1 open-market purchase and 0 sales; 204 institutions reported holding it in 13F filings for Q2 2026, worth $207.4M in total; no superinvestor holds it.
Other share classesPSEC.PA
13F holders, Q2 2023
Institutional positions in Prospect Capital Corp as of Jun 30, 2023. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 234
- −15 vs. Q1 2023
- Shares held
- 32.6M
- +2.19M (+7.2%) vs. Q1 2023
- Total value
- $194.5M
- −$8.50M (−4.2%) vs. Q1 2023
- New holders
- 22
- 93 more added
- Sold out
- 37
- 55 more reduced
1 institution that held it in Q1 2023 haven't filed for Q2 2023 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q1 2023: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting PSEC on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 204 | $207.4M |
| Q1 2026 | 218 | $223.8M |
| Q4 2025 | 224 | $214.1M |
| Q3 2025 | 228 | $224.6M |
| Q2 2025 | 224 | $208.6M |
| Q1 2025 | 225 | $240.0M |
| Q4 2024 | 239 | $193.8M |
| Q3 2024 | 226 | $376.1M |
| Q2 2024 | 230 | $240.0M |
| Q1 2024 | 230 | $251.6M |
| Q4 2023 | 244 | $265.4M |
| Q3 2023 | 234 | $227.3M |
| Q2 2023 | 234 | $226.4M |
| Q1 2023 | 250 | $235.0M |
| Q4 2022 | 246 | $238.7M |
| Q3 2022 | 229 | $174.7M |
| Q2 2022 | 228 | $206.6M |
| Q1 2022 | 215 | $232.4M |
| Q4 2021 | 228 | $255.2M |
| Q3 2021 | 194 | $258.3M |
| Q2 2021 | 202 | $316.6M |
| Q1 2021 | 192 | $267.4M |
Institutions, Q2 2023
Shares, value and share of portfolio for each institution holding Prospect Capital Corp; share changes are against Q1 2023.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Van Eck Associates Corp | 4,524,004 | $28.0M | 0.06% | +783,914+21.0% | Added |
| Legal & General Group Plc | 2,946,962 | $18.3M | 0.01% | +220,975+8.1% | Added |
| Morgan Stanley | 1,755,259 | $10.9M | 0.00% | +100,590+6.1% | Added |
| LSV Asset Management | 1,713,054 | $10.6M | 0.02% | −54,048−3.1% | Reduced |
| BlackRock Inc. | 1,622,066 | $10.1M | 0.00% | −97,027−5.6% | Reduced |
| XML Financial, LLC | 1,324,844 | $8.20M | 0.95% | +38,729+3.0% | Added |
| Commonwealth Equity Services, LLC | 910,806 | $5.65M | 0.01% | +12,816+1.4% | Added |
| LPL Financial LLC | 860,315 | $5.33M | 0.00% | −95,316−10.0% | Reduced |
| Cambridge Investment Research Advisors, Inc. | 750,357 | $4.65M | 0.02% | +35,183+4.9% | Added |
| Advisor Group Holdings, Inc. | 638,518 | $3.96M | 0.01% | +19,587+3.2% | Added |
| Paragon Wealth Strategies, LLC | 588,460 | $3.65M | 1.15% | +588,460 | New |
| Advisors Asset Management, Inc. | 574,149 | $3.56M | 0.07% | −90,575−13.6% | Reduced |
| First Republic Investment Management, Inc. | 560,340 | $3.47M | 0.02% | −20,565−3.5% | Reduced |
| Sumitomo Mitsui Trust Holdings, Inc. | 541,754 | $3.36M | 0.00% | −14,641−2.6% | Reduced |
| Muzinich & Co., Inc. | 541,754 | $3.36M | 2.96% | −14,641−2.6% | Reduced |
| McKinley Capital Management LLC /Delaware | 450,417 | $2.79M | 0.37% | −4,910−1.1% | Reduced |
| Northern Trust Corp | 415,268 | $2.57M | 0.00% | +71,288+20.7% | Added |
| Raymond James & Associates | 399,571 | $2.48M | 0.00% | −30,545−7.1% | Reduced |
| UBS Group AG | 370,486 | $2.30M | 0.00% | −22,010−5.6% | Reduced |
| Qube Research & Technologies Ltd | 363,392 | $2.25M | 0.01% | +347,633+2,205.9% | Added |
| Group One Trading, L.P. | 362,126 | $2.25M | 0.10% | +73,315+25.4% | Added |
| Cubist Systematic Strategies, LLC | 318,384 | $1.97M | 0.02% | +318,384 | New |
| US Bancorp | 293,757 | $1.82M | 0.00% | −1,029−0.3% | Reduced |
| Great West Life Assurance Co | 274,874 | $1.71M | 0.00% | +16,265+6.3% | Added |
| D.A. Davidson & Co. | 270,009 | $1.67M | 0.02% | −387−0.1% | Reduced |
| International Assets Investment Management, LLC | 234,412 | $1.45M | 0.20% | −7,575−3.1% | Reduced |
| Kestra Private Wealth Services, LLC | 229,527 | $1.42M | 0.05% | +7,786+3.5% | Added |
| DnB Asset Management AS | 212,110 | $1.32M | 0.01% | 00.0% | Unchanged |
| Truist Financial Corp | 193,395 | $1.20M | 0.00% | 00.0% | Unchanged |
| Philadelphia Trust Co | 191,350 | $1.19M | 0.11% | −2,750−1.4% | Reduced |
| Bank of America Corp | 183,366 | $1.14M | 0.00% | +84,676+85.8% | Added |
| Mariner, LLC | 173,864 | $1.08M | 0.00% | +59,310+51.8% | Added |
| KBC Group NV | 173,019 | $1.07M | 0.00% | +59,426+52.3% | Added |
| Palogic Value Management, L.P. | 171,718 | $1.06M | 0.50% | +6,343+3.8% | Added |
| Garner Asset Management Corp | 162,810 | $1.01M | 0.56% | −24,400−13.0% | Reduced |
| Balyasny Asset Management LLC | 160,261 | $993.6K | 0.00% | +150,033+1,466.9% | Added |
| BI Asset Management Fondsmaeglerselskab A/S | 159,258 | $987.0K | 0.02% | +32,343+25.5% | Added |
| Invesco Ltd. | 159,152 | $986.7K | 0.00% | +36,441+29.7% | Added |
| HighTower Advisors, LLC | 153,344 | $951.0K | 0.00% | −9,617−5.9% | Reduced |
| Cetera Advisor Networks LLC | 150,462 | $932.9K | 0.01% | +68,714+84.1% | Added |
| AE Wealth Management LLC | 147,674 | $915.6K | 0.01% | +38,761+35.6% | Added |
| Arkadios Wealth Advisors | 132,024 | $818.5K | 0.10% | −5,822−4.2% | Reduced |
| Alberta Investment Management Corp | 124,900 | $774.4K | 0.01% | 00.0% | Unchanged |
| Kovack Advisors, Inc. | 124,572 | $772.3K | 0.10% | +25,548+25.8% | Added |
| Advisory Services Network, LLC | 120,258 | $745.6K | 0.02% | −3,545−2.9% | Reduced |
| Sculati Wealth Management, LLC | 116,565 | $722.7K | 0.36% | −27,610−19.2% | Reduced |
| Wells Fargo & Company | 114,393 | $709.2K | 0.00% | +3,055+2.7% | Added |
| SMH Capital Advisors Inc | 100,719 | $624.0K | 1.35% | +10.0% | Added |
| Catalyst Capital Advisors LLC | 95,140 | $589.9K | 0.02% | +95,140 | New |
| Stifel Financial Corp | 93,760 | $581.3K | 0.00% | +7,425+8.6% | Added |
| Raymond James Financial Services Advisors, Inc. | 93,300 | $578.5K | 0.00% | +1,588+1.7% | Added |
| Westwood Holdings Group Inc. | 93,246 | $578.0K | 0.01% | 00.0% | Unchanged |
| Royal Bank of Canada | 87,605 | $542.0K | 0.00% | −724−0.8% | Reduced |
| Sigma Planning Corp | 85,833 | $532.2K | 0.02% | −24,304−22.1% | Reduced |
| Garden State Investment Advisory Services LLC | 80,793 | $500.9K | 0.22% | +11,590+16.7% | Added |
| Ameriprise Financial Inc | 78,939 | $489.4K | 0.00% | −13,131−14.3% | Reduced |
| Prospera Financial Services Inc | 78,914 | $489.3K | 0.02% | −1,968−2.4% | Reduced |
| Sheaff Brock Investment Advisors, LLC | 78,738 | $488.2K | 0.05% | 00.0% | Unchanged |
| Mackenzie Financial Corp | 78,083 | $486.5K | 0.00% | −22,941−22.7% | Reduced |
| Jane Street Group, LLC | 76,334 | $473.3K | 0.00% | +46,561+156.4% | Added |
| Summit Global Investments | 75,022 | $465.0K | 0.03% | 00.0% | Unchanged |
| Triumph Capital Management | 74,853 | $464.1K | 0.21% | +74,853 | New |
| Virtu Financial LLC | 73,343 | $455.0K | 0.03% | +57,224+355.0% | Added |
| JPMorgan Chase & Co | 72,077 | $446.9K | 0.00% | +44,866+164.9% | Added |
| Caxton Associates LP | 68,413 | $424.2K | 0.06% | −30,953−31.2% | Reduced |
| HRT Financial LP | 67,200 | $416.0K | 0.00% | +67,200 | New |
| Barrett & Company, Inc. | 66,624 | $413.1K | 0.24% | −1,710−2.5% | Reduced |
| Bank of New York Mellon Corp | 66,493 | $412.3K | 0.00% | +25,726+63.1% | Added |
| Guggenheim Capital LLC | 59,304 | $367.7K | 0.00% | +5,203+9.6% | Added |
| Bank of Montreal | 57,788 | $362.9K | 0.00% | +7,788+15.6% | Added |
| Virtus ETF Advisers LLC | 57,223 | $354.8K | 0.21% | +5,139+9.9% | Added |
| Creative Planning | 56,517 | $350.4K | 0.00% | +13,952+32.8% | Added |
| Roman Butler Fullerton & Co | 52,903 | $346.5K | 0.16% | +1,285+2.5% | Added |
| MidWestOne Financial Group, Inc. | 55,000 | $341.0K | 0.07% | 00.0% | Unchanged |
| Blair William & Co | 54,300 | $336.7K | 0.00% | −2,000−3.6% | Reduced |
| Cetera Advisors LLC | 52,854 | $327.7K | 0.01% | +15,639+42.0% | Added |
| Teamwork Financial Advisors, LLC | 52,318 | $324.4K | 0.05% | +2,173+4.3% | Added |
| Thrive Wealth Management, LLC | 51,748 | $320.8K | 0.08% | +110+0.2% | Added |
| Cetera Investment Advisers | 50,951 | $315.9K | 0.00% | +4,990+10.9% | Added |
| Berkeley Capital Partners, LLC | 50,243 | $311.5K | 0.11% | 00.0% | Unchanged |
| Lodestar Private Asset Management LLC | 50,000 | $310.0K | 0.05% | 00.0% | Unchanged |
| ProShare Advisors LLC | 49,920 | $309.5K | 0.00% | +753+1.5% | Added |
| Dark Forest Capital Management LP | 48,208 | $298.9K | 0.03% | +24,826+106.2% | Added |
| Kathmere Capital Management, LLC | 47,267 | $293.1K | 0.05% | 00.0% | Unchanged |
| Avantax Advisory Services, Inc. | 46,225 | $286.6K | 0.00% | −1,981−4.1% | Reduced |
| Creative Financial Designs Inc | 45,526 | $282.3K | 0.03% | +848+1.9% | Added |
| Kestra Advisory Services, LLC | 44,745 | $277.4K | 0.00% | −11,198−20.0% | Reduced |
| Vanguard Capital Wealth Advisors | 44,488 | $275.8K | 0.25% | −619−1.4% | Reduced |
| Next Level Private LLC | 43,135 | $273.5K | 0.18% | +573+1.3% | Added |
| Claro Advisors LLC | 42,390 | $262.8K | 0.07% | 00.0% | Unchanged |
| Bessemer Group Inc | 40,000 | $248.0K | 0.00% | 00.0% | Unchanged |
| Spire Wealth Management | 37,739 | $234.0K | 0.01% | +216+0.6% | Added |
| IFG Advisory, LLC | 36,195 | $224.4K | 0.02% | +17,149+90.0% | Added |
| Natixis | 34,728 | $215.3K | 0.00% | −15,293−30.6% | Reduced |
| Clear Creek Financial Management, LLC | 32,116 | $199.1K | 0.03% | −9,580−23.0% | Reduced |
| Harbour Investments, Inc. | 32,065 | $198.8K | 0.01% | +652+2.1% | Added |
| Sunbelt Securities, Inc. | 31,217 | $193.5K | 0.03% | +74+0.2% | Added |
| BancorpSouth Bank | 29,135 | $180.6K | 0.02% | +839+3.0% | Added |
| Dudley Capital Management, LLC | 28,900 | $179.2K | 0.12% | 00.0% | Unchanged |
| Susquehanna International Group, LLP | 28,362 | $175.8K | 0.00% | +28,362 | New |