Prospect Capital Corp
PSEC- Exchange
- Nasdaq
- SEC CIK
- 0001287032
In the last 90 days, Prospect Capital Corp insiders filed 1 open-market purchase and 0 sales; 204 institutions reported holding it in 13F filings for Q2 2026, worth $206.6M in total; no superinvestor holds it.
Other share classesPSEC.PA
13F holders, Q2 2023
Institutional positions in Prospect Capital Corp as of Jun 30, 2023. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 234
- −15 vs. Q1 2023
- Shares held
- 32.6M
- +2.19M (+7.2%) vs. Q1 2023
- Total value
- $194.5M
- −$8.50M (−4.2%) vs. Q1 2023
- New holders
- 22
- 93 more added
- Sold out
- 37
- 55 more reduced
1 institution that held it in Q1 2023 haven't filed for Q2 2023 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q1 2023: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting PSEC on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 204 | $206.6M |
| Q1 2026 | 218 | $223.8M |
| Q4 2025 | 224 | $214.1M |
| Q3 2025 | 228 | $224.4M |
| Q2 2025 | 224 | $208.4M |
| Q1 2025 | 224 | $239.8M |
| Q4 2024 | 239 | $193.5M |
| Q3 2024 | 226 | $200.9M |
| Q2 2024 | 230 | $221.4M |
| Q1 2024 | 230 | $228.3M |
| Q4 2023 | 244 | $219.5M |
| Q3 2023 | 234 | $195.5M |
| Q2 2023 | 234 | $194.5M |
| Q1 2023 | 250 | $203.2M |
| Q4 2022 | 246 | $206.9M |
| Q3 2022 | 229 | $174.7M |
| Q2 2022 | 228 | $206.6M |
| Q1 2022 | 215 | $232.4M |
| Q4 2021 | 228 | $254.5M |
| Q3 2021 | 194 | $258.3M |
| Q2 2021 | 202 | $316.6M |
| Q1 2021 | 192 | $267.3M |
Institutions, Q2 2023
Shares, value and share of portfolio for each institution holding Prospect Capital Corp; share changes are against Q1 2023.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Smithfield Trust Co | 47 | $0 | 0.00% | 00.0% | Unchanged |
| VitalStone Financial, LLC | 20 | $0 | 0.00% | +20 | New |
| Gradient Investments LLC | 2 | $12 | 0.00% | −655−99.7% | Reduced |
| FMR LLC | 4 | $25 | 0.00% | 00.0% | Unchanged |
| Citigroup Inc | 10 | $62 | 0.00% | 00.0% | Unchanged |
| Sofos Investments, Inc. | 6 | $116 | 0.00% | +6 | New |
| Allworth Financial LP | 35 | $217 | 0.00% | −8−18.6% | Reduced |
| Quantbot Technologies LP | 47 | $291 | 0.00% | +47 | New |
| Hexagon Capital Partners LLC | 84 | $521 | 0.00% | −128−60.4% | Reduced |
| Barclays PLC | 89 | $552 | 0.00% | 00.0% | Unchanged |
| Heritage Wealth Advisors | 100 | $620 | 0.00% | 00.0% | Unchanged |
| Venturi Wealth Management, LLC | 110 | $682 | 0.00% | +110 | New |
| Fifth Third Bancorp | 111 | $688 | 0.00% | −700−86.3% | Reduced |
| Baker Avenue Asset Management, LP | 135 | $837 | 0.00% | +74+121.3% | Added |
| Cutler Group LP | 215 | $1.00K | 0.00% | +215 | New |
| Peoples Financial Services Corp. | 205 | $1.27K | 0.00% | 00.0% | Unchanged |
| Federation des caisses Desjardins du Quebec | 300 | $1.86K | 0.00% | 00.0% | Unchanged |
| Rise Advisors, LLC | 348 | $2.16K | 0.00% | +10+3.0% | Added |
| Cape Investment Advisory, Inc. | 559 | $3.47K | 0.00% | 00.0% | Unchanged |
| PSI Advisors, LLC | 575 | $3.56K | 0.00% | 00.0% | Unchanged |
| Leonteq Securities AG | 800 | $4.96K | 0.00% | −2,400−75.0% | Reduced |
| Focused Wealth Management, Inc | 908 | $5.63K | 0.00% | +3+0.3% | Added |
| Larson Financial Group LLC | 913 | $5.66K | 0.00% | 00.0% | Unchanged |
| Gables Capital Management Inc. | 1,000 | $6.20K | 0.00% | 00.0% | Unchanged |
| Tower Research Capital LLC (TRC) | 1,029 | $6.38K | 0.00% | −19,599−95.0% | Reduced |
| Oliver Lagore Vanvalin Investment Group | 1,300 | $8.06K | 0.00% | −275−17.5% | Reduced |
| Cowen Prime Advisors LLC | 1,300 | $8.06K | 0.00% | 00.0% | Unchanged |
| Northwestern Mutual Wealth Management Co | 1,308 | $8.11K | 0.00% | +1,266+3,014.3% | Added |
| Kistler-Tiffany Companies, LLC | 1,334 | $8.27K | 0.00% | 00.0% | Unchanged |
| Beacon Capital Management, LLC | 1,449 | $8.98K | 0.00% | +42+3.0% | Added |
| Toronto Dominion Bank | 1,500 | $9.00K | 0.00% | 00.0% | Unchanged |
| Carmichael Hill & Associates, Inc. | 1,465 | $9.08K | 0.00% | 00.0% | Unchanged |
| Huntington National Bank | 1,500 | $9.30K | 0.00% | 00.0% | Unchanged |
| Coppell Advisory Solutions LLC | 1,548 | $9.63K | 0.00% | +1,548 | New |
| McIlrath & Eck, LLC | 1,631 | $10.1K | 0.00% | 00.0% | Unchanged |
| Cypress Capital Management LLC (WY) | 1,677 | $10.4K | 0.01% | +46+2.8% | Added |
| AdvisorNet Financial, Inc | 1,697 | $10.5K | 0.00% | +783+85.7% | Added |
| GWM Advisors LLC | 1,795 | $11.1K | 0.00% | −759−29.7% | Reduced |
| Nomura Asset Management Co Ltd | 1,808 | $11.2K | 0.00% | 00.0% | Unchanged |
| West Branch Capital LLC | 2,018 | $12.5K | 0.01% | 00.0% | Unchanged |
| IFP Advisors, Inc | 1,851 | $12.6K | 0.00% | +101+5.8% | Added |
| First Horizon Advisors, Inc. | 2,250 | $13.9K | 0.00% | 00.0% | Unchanged |
| Geneos Wealth Management Inc. | 2,300 | $14.3K | 0.00% | 00.0% | Unchanged |
| Core Wealth Advisors, Inc. | 2,344 | $14.5K | 0.01% | +68+3.0% | Added |
| Webster Bank, N. A. | 2,620 | $16.2K | 0.00% | 00.0% | Unchanged |
| Lindbrook Capital, LLC | 2,742 | $17.0K | 0.00% | −2,041−42.7% | Reduced |
| Financial Management Professionals, Inc. | 2,904 | $18.0K | 0.00% | +80+2.8% | Added |
| Founders Capital Management | 3,000 | $18.6K | 0.01% | 00.0% | Unchanged |
| Coastal Investment Advisors, Inc. | 3,195 | $19.8K | 0.00% | +3,195 | New |
| Avion Wealth | 3,410 | $21.0K | 0.01% | +174+5.4% | Added |
| Farther Finance Advisors, LLC | 4,000 | $24.8K | 0.01% | 00.0% | Unchanged |
| Banque Cantonale Vaudoise | 4,000 | $25.0K | 0.00% | 00.0% | Unchanged |
| Farmers & Merchants Trust Co of Chambersburg PA | 5,000 | $31.0K | 0.02% | 00.0% | Unchanged |
| Private Trust Co NA | 5,014 | $31.1K | 0.00% | 00.0% | Unchanged |
| HHM Wealth Advisors, LLC | 5,372 | $33.3K | 0.01% | 00.0% | Unchanged |
| Signaturefd, LLC | 5,724 | $35.5K | 0.00% | −4,483−43.9% | Reduced |
| Asset Dedication, LLC | 5,880 | $36.0K | 0.00% | 00.0% | Unchanged |
| Quent Capital, LLC | 6,000 | $37.2K | 0.01% | +173+3.0% | Added |
| AllSquare Wealth Management LLC | 6,000 | $37.4K | 0.02% | 00.0% | Unchanged |
| Global Retirement Partners, LLC | 6,351 | $39.4K | 0.00% | +84+1.3% | Added |
| CNB Bank | 7,500 | $46.5K | 0.03% | 00.0% | Unchanged |
| WealthPLAN Partners, LLC | 8,330 | $51.6K | 0.01% | +6,839+458.7% | Added |
| CWM, LLC | 9,852 | $61.0K | 0.00% | −690−6.5% | Reduced |
| Bank Julius Baer & Co. Ltd, Zurich | 9,816 | $61.0K | 0.00% | +9,816 | New |
| Capital Advisors Wealth Management, LLC | 10,000 | $62.0K | 0.02% | −3,500−25.9% | Reduced |
| Capasso Planning Partners LLC | 10,000 | $62.0K | 0.03% | 00.0% | Unchanged |
| Shufro Rose & Co LLC | 10,000 | $62.0K | 0.01% | 00.0% | Unchanged |
| Clarity Wealth Advisors, LLC | 10,076 | $62.5K | 0.03% | +10,076 | New |
| Koshinski Asset Management, Inc. | 10,210 | $63.3K | 0.01% | −8,025−44.0% | Reduced |
| AlphaQ Advisors LLC | 10,228 | $63.4K | 0.05% | +10.0% | Added |
| BBR Partners, LLC | 10,374 | $64.3K | 0.01% | +10,374 | New |
| Texas Yale Capital Corp. | 10,500 | $65.1K | 0.00% | 00.0% | Unchanged |
| Lido Advisors, LLC | 10,593 | $65.7K | 0.00% | +30+0.3% | Added |
| KG&L Capital Management,LLC | 10,599 | $65.7K | 0.03% | +88+0.8% | Added |
| Archer Investment Corp | 11,000 | $68.2K | 0.02% | 00.0% | Unchanged |
| Wedbush Securities Inc | 11,116 | $69.0K | 0.00% | −4,249−27.7% | Reduced |
| SFI Advisors, LLC | 11,820 | $73.3K | 0.07% | 00.0% | Unchanged |
| PFG Advisors | 11,960 | $74.2K | 0.01% | −2,322−16.3% | Reduced |
| Silverlake Wealth Management LLC | 11,966 | $74.2K | 0.04% | +126+1.1% | Added |
| Two Sigma Investments, LP | 12,002 | $74.4K | 0.00% | +1,782+17.4% | Added |
| LVW Advisors, LLC | 12,152 | $75.3K | 0.02% | +28+0.2% | Added |
| Envestnet Asset Management Inc | 12,559 | $77.9K | 0.00% | −8,565−40.5% | Reduced |
| Highlander Capital Management, LLC | 12,500 | $78.0K | 0.04% | 00.0% | Unchanged |
| Jump Financial, LLC | 12,585 | $78.0K | 0.00% | +785+6.7% | Added |
| Gerber Kawasaki Wealth & Investment Management | 12,730 | $78.9K | 0.01% | −373−2.8% | Reduced |
| Moneta Group Investment Advisors LLC | 12,797 | $79.3K | 0.00% | +100+0.8% | Added |
| Detalus Advisors, LLC | 12,955 | $80.3K | 0.04% | 00.0% | Unchanged |
| Oppenheimer & Co Inc | 13,022 | $80.7K | 0.00% | 00.0% | Unchanged |
| National Asset Management, Inc. | 12,979 | $81.2K | 0.00% | +830+6.8% | Added |
| MAI Capital Management | 13,105 | $81.3K | 0.00% | −2,120−13.9% | Reduced |
| Arete Wealth Advisors, LLC | 13,439 | $83.0K | 0.01% | +3,262+32.1% | Added |
| Traynor Capital Management, Inc. | 13,835 | $85.8K | 0.01% | +106+0.8% | Added |
| Captrust Financial Advisors | 13,990 | $86.7K | 0.00% | +9+0.1% | Added |
| NinePointTwo Capital | 14,410 | $89.0K | 0.03% | 00.0% | Unchanged |
| Salvus Wealth Management, LLC | 14,571 | $90.3K | 0.07% | +14,571 | New |
| MML Investors Services, LLC | 14,668 | $91.0K | 0.00% | +15+0.1% | Added |
| Girard Partners Ltd. | 15,063 | $93.4K | 0.01% | 00.0% | Unchanged |
| Cherry Creek Investment Advisors, Inc. | 15,111 | $93.7K | 0.06% | 00.0% | Unchanged |
| First National Bank of Mount Dora, Trust Investment Services | 15,300 | $94.9K | 0.03% | 00.0% | Unchanged |
| Walleye Trading LLC | 15,383 | $95.4K | 0.00% | −17,564−53.3% | Reduced |