Prospect Capital Corp
PSEC- Exchange
- Nasdaq
- SEC CIK
- 0001287032
In the last 90 days, Prospect Capital Corp insiders filed 1 open-market purchase and 0 sales; 204 institutions reported holding it in 13F filings for Q2 2026, worth $206.6M in total; no superinvestor holds it.
Other share classesPSEC.PA
13F holders, Q1 2026
Institutional positions in Prospect Capital Corp as of Mar 31, 2026. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 218
- −1 vs. Q4 2025
- Shares held
- 85.7M
- +3.17M (+3.8%) vs. Q4 2025
- Total value
- $223.8M
- +$9.90M (+4.6%) vs. Q4 2025
- New holders
- 27
- 87 more added
- Sold out
- 28
- 57 more reduced
5 institutions that held it in Q4 2025 haven't filed for Q1 2026 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q4 2025: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting PSEC on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 204 | $206.6M |
| Q1 2026 | 218 | $223.8M |
| Q4 2025 | 224 | $214.1M |
| Q3 2025 | 228 | $224.4M |
| Q2 2025 | 224 | $208.4M |
| Q1 2025 | 224 | $239.8M |
| Q4 2024 | 239 | $193.5M |
| Q3 2024 | 226 | $200.9M |
| Q2 2024 | 230 | $221.4M |
| Q1 2024 | 230 | $228.3M |
| Q4 2023 | 244 | $219.5M |
| Q3 2023 | 234 | $195.5M |
| Q2 2023 | 234 | $194.5M |
| Q1 2023 | 250 | $203.2M |
| Q4 2022 | 246 | $206.9M |
| Q3 2022 | 229 | $174.7M |
| Q2 2022 | 228 | $206.6M |
| Q1 2022 | 215 | $232.4M |
| Q4 2021 | 228 | $254.5M |
| Q3 2021 | 194 | $258.3M |
| Q2 2021 | 202 | $316.6M |
| Q1 2021 | 192 | $267.3M |
Institutions, Q1 2026
Shares, value and share of portfolio for each institution holding Prospect Capital Corp; share changes are against Q4 2025.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Two Sigma Investments, LP | 15,849,407 | $41.4M | 0.03% | +9,316,639+142.6% | Added |
| Private Management Group Inc | 13,535,291 | $35.3M | 1.02% | +10,310,442+319.7% | Added |
| Van Eck Associates Corp | 7,296,734 | $19.0M | 0.01% | −2,347,674−24.3% | Reduced |
| UBS Group AG | 5,473,368 | $14.3M | 0.00% | +483,382+9.7% | Added |
| Marshall Wace, LLP | 4,751,220 | $12.4M | 0.01% | −1,462,296−23.5% | Reduced |
| Gendell Jeffrey L | 4,009,902 | $10.5M | 0.14% | +281,583+7.6% | Added |
| Legal & General Group Plc | 3,640,665 | $9.52M | 0.00% | +319,188+9.6% | Added |
| Independent Financial Group, LLC | 3,460,351 | $9.03M | 0.20% | +2,105,502+155.4% | Added |
| Morgan Stanley | 2,451,916 | $6.40M | 0.00% | −756,930−23.6% | Reduced |
| Private Advisor Group, LLC | 1,711,638 | $4.47M | 0.02% | +6,262+0.4% | Added |
| Susquehanna International Group, LLP | 1,701,769 | $4.44M | 0.01% | +56,610+3.4% | Added |
| BlackRock, Inc. | 1,572,472 | $4.10M | 0.00% | −815,115−34.1% | Reduced |
| Tudor Investment Corp Et Al | 1,456,870 | $3.80M | 0.02% | −791,762−35.2% | Reduced |
| LPL Financial LLC | 951,562 | $2.48M | 0.00% | +130,415+15.9% | Added |
| GraniteShares Advisors LLC | 951,110 | $2.48M | 1.79% | −108,870−10.3% | Reduced |
| Commonwealth Equity Services, LLC | 800,310 | $2.09M | 0.00% | +137,275+20.7% | Added |
| Jane Street Group, LLC | 584,196 | $1.52M | 0.00% | +94,447+19.3% | Added |
| Tactive Advisors, LLC | 581,994 | $1.52M | 0.43% | +3,157+0.5% | Added |
| Naviter Wealth, LLC | 570,785 | $1.52M | 0.19% | +186,566+48.6% | Added |
| LSV Asset Management | 535,835 | $1.40M | 0.00% | 00.0% | Unchanged |
| BI Asset Management Fondsmaeglerselskab A/S | 520,592 | $1.36M | 0.01% | 00.0% | Unchanged |
| Raymond James Financial Inc | 499,760 | $1.30M | 0.00% | +27,174+5.8% | Added |
| Kovack Advisors, Inc. | 468,541 | $1.23M | 0.07% | +65,451+16.2% | Added |
| SMH Capital Advisors Inc | 426,418 | $1.11M | 3.15% | −550.0% | Reduced |
| Cambridge Investment Research Advisors, Inc. | 425,133 | $1.11M | 0.00% | +67,063+18.7% | Added |
| DnB Asset Management AS | 401,659 | $1.05M | 0.00% | 00.0% | Unchanged |
| 180 Wealth Advisors, LLC | 400,521 | $1.05M | 0.12% | +54,424+15.7% | Added |
| Squarepoint Ops LLC | 386,695 | $1.01M | 0.00% | +101,800+35.7% | Added |
| Great West Life Assurance Co | 378,837 | $994.0K | 0.00% | −30,390−7.4% | Reduced |
| Concorde Asset Management, LLC | 359,960 | $955.6K | 0.47% | +55,680+18.3% | Added |
| Virtus Investment Advisers, Inc. | 337,946 | $882.0K | 0.24% | −122,843−26.7% | Reduced |
| Cetera Investment Advisers | 316,704 | $826.6K | 0.00% | +61,182+23.9% | Added |
| Engineers Gate Manager LP | 303,743 | $792.8K | 0.01% | +168,503+124.6% | Added |
| TCFG Wealth Management, LLC | 277,914 | $725.4K | 0.27% | +2,581+0.9% | Added |
| TCFG Investment Advisors, LLC | 277,914 | $725.4K | 0.27% | +277,914 | New |
| Two Sigma Securities, LLC | 268,208 | $700.0K | 0.08% | +268,208 | New |
| Brevan Howard Capital Management LP | 246,087 | $642.3K | 0.01% | +119,080+93.8% | Added |
| Bank of America Corp | 243,138 | $634.6K | 0.00% | −11,532−4.5% | Reduced |
| GatePass Capital, LLC | 236,900 | $618.3K | 0.30% | −69,250−22.6% | Reduced |
| Millennium Management LLC | 221,708 | $578.7K | 0.00% | −2,836,722−92.8% | Reduced |
| Family Wealth Partners, LLC | 212,817 | $554.3K | 0.19% | +62,338+41.4% | Added |
| Buckingham Strategic Partners | 205,853 | $536.1K | 0.01% | +50,531+32.5% | Added |
| Guggenheim Capital LLC | 200,777 | $524.0K | 0.00% | +43,945+28.0% | Added |
| Catalyst Capital Advisors LLC | 200,742 | $523.9K | 0.01% | 00.0% | Unchanged |
| Kestra Private Wealth Services, LLC | 200,390 | $523.0K | 0.01% | −1,292−0.6% | Reduced |
| Claro Advisors LLC | 197,405 | $515.2K | 0.06% | +5,000+2.6% | Added |
| Stifel Financial Corp | 187,828 | $490.2K | 0.00% | −1,596−0.8% | Reduced |
| Advisor Group Holdings, Inc. | 184,211 | $481.0K | 0.00% | −22,393−10.8% | Reduced |
| Creative Planning | 182,353 | $475.9K | 0.00% | −13,714−7.0% | Reduced |
| Tweedy, Browne Co LLC | 162,953 | $422.0K | 0.03% | 00.0% | Unchanged |
| Truist Financial Corp | 153,940 | $401.8K | 0.00% | 00.0% | Unchanged |
| BNP Paribas Arbitrage, SA | 152,207 | $397.3K | 0.00% | −304,792−66.7% | Reduced |
| Quantbot Technologies LP | 136,738 | $356.9K | 0.01% | −126,272−48.0% | Reduced |
| Caxton Associates LLP | 133,523 | $348.5K | 0.01% | −576,730−81.2% | Reduced |
| International Assets Investment Management, LLC | 125,024 | $327.6K | 0.02% | +924+0.7% | Added |
| Group One Trading, L.P. | 114,459 | $298.7K | 0.01% | +30,117+35.7% | Added |
| Universal- Beteiligungs- und Servicegesellschaft mbH | 105,900 | $276.4K | 0.00% | 00.0% | Unchanged |
| Spire Wealth Management | 102,608 | $267.8K | 0.01% | +558+0.5% | Added |
| IMC-Chicago, LLC | 101,242 | $264.2K | 0.00% | +101,242 | New |
| Generali Investments CEE, investicni spolecnost, a.s. | 101,234 | $264.2K | 0.01% | 00.0% | Unchanged |
| DRW Securities, LLC | 93,339 | $243.6K | 0.01% | −125,780−57.4% | Reduced |
| Westwood Holdings Group Inc. | 93,246 | $243.4K | 0.00% | 00.0% | Unchanged |
| Wealth Enhancement Advisory Services, LLC | 86,903 | $226.8K | 0.00% | +59,414+216.1% | Added |
| Denali Advisors LLC | 84,551 | $220.7K | 0.02% | −750−0.9% | Reduced |
| Royal Bank of Canada | 81,016 | $212.0K | 0.00% | +24,188+42.6% | Added |
| Kestra Advisory Services, LLC | 78,173 | $207.6K | 0.00% | +2,391+3.2% | Added |
| Summit Global Investments | 75,000 | $196.0K | 0.01% | 00.0% | Unchanged |
| BFSG, LLC | 72,844 | $190.1K | 0.02% | +62,334+593.1% | Added |
| Kathmere Capital Management, LLC | 69,462 | $181.3K | 0.01% | 00.0% | Unchanged |
| Cresset Asset Management, LLC | 68,090 | $180.8K | 0.00% | +3,362+5.2% | Added |
| ProShare Advisors LLC | 69,232 | $180.7K | 0.00% | −8,015−10.4% | Reduced |
| M&T Bank Corp | 69,179 | $180.6K | 0.00% | +69,179 | New |
| Vident Advisory, LLC | 68,333 | $178.3K | 0.00% | +68,333 | New |
| Permanens Capital L.P. | 66,180 | $175.7K | 0.02% | +66,180 | New |
| Evergreen Capital Management LLC | 67,139 | $175.2K | 0.00% | +55,405+472.2% | Added |
| Headlands Technologies LLC | 66,088 | $172.5K | 0.02% | −8,689−11.6% | Reduced |
| Clear Harbor Asset Management, LLC | 65,500 | $171.0K | 0.01% | +65,500 | New |
| AREX Capital Management, LP | 65,000 | $169.7K | 0.28% | +65,000 | New |
| Lido Advisors, LLC | 63,090 | $167.2K | 0.00% | −25,693−28.9% | Reduced |
| Garden State Investment Advisory Services LLC | 58,393 | $152.4K | 0.04% | −8,980−13.3% | Reduced |
| Prospera Financial Services Inc | 57,986 | $151.4K | 0.00% | +3,865+7.1% | Added |
| Axq Capital, LP | 56,756 | $148.1K | 0.02% | +56,756 | New |
| XML Financial, LLC | 52,149 | $136.1K | 0.01% | −34,966−40.1% | Reduced |
| Wealthfront Advisers LLC | 51,744 | $135.1K | 0.00% | +2,652+5.4% | Added |
| Blair William & Co | 45,900 | $119.8K | 0.00% | +200+0.4% | Added |
| Harbour Investments, Inc. | 45,861 | $119.7K | 0.00% | +6,886+17.7% | Added |
| Ameriprise Financial Inc | 43,478 | $117.2K | 0.00% | +1,123+2.7% | Added |
| Huntington National Bank | 43,192 | $112.7K | 0.00% | +43,192 | New |
| Wells Fargo & Company | 42,499 | $110.9K | 0.00% | −293−0.7% | Reduced |
| Csenge Advisory Group | 42,460 | $110.8K | 0.01% | 00.0% | Unchanged |
| Strategic Wealth Partners, Ltd. | 40,308 | $105.2K | 0.01% | +30,308+303.1% | Added |
| Brian Low Financial Group, LLC | 40,308 | $105.2K | 0.07% | +30,308+303.1% | Added |
| Ethos Financial Group, LLC | 40,459 | $104.8K | 0.01% | 00.0% | Unchanged |
| Bessemer Group Inc | 40,000 | $104.0K | 0.00% | 00.0% | Unchanged |
| Strategies Wealth Advisors, LLC | 38,459 | $100.4K | 0.01% | +1,898+5.2% | Added |
| Barrett & Company, Inc. | 38,321 | $100.0K | 0.03% | +6,044+18.7% | Added |
| Sowell Financial Services LLC | 38,027 | $99.3K | 0.00% | −5,310−12.3% | Reduced |
| Tower Research Capital LLC (TRC) | 36,821 | $96.1K | 0.00% | −78,342−68.0% | Reduced |
| Sigma Planning Corp | 36,568 | $95.4K | 0.00% | −1,357−3.6% | Reduced |
| Arkadios Wealth Advisors | 36,134 | $94.3K | 0.00% | 00.0% | Unchanged |