Prospect Capital Corp
PSEC- Exchange
- Nasdaq
- SEC CIK
- 0001287032
In the last 90 days, Prospect Capital Corp insiders filed 1 open-market purchase and 0 sales; 204 institutions reported holding it in 13F filings for Q2 2026, worth $207.4M in total; no superinvestor holds it.
Other share classesPSEC.PA
13F holders, Q2 2021
Institutional positions in Prospect Capital Corp as of Jun 30, 2021. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 202
- +11 vs. Q1 2021
- Shares held
- 37.8M
- +2.80M (+8.0%) vs. Q1 2021
- Total value
- $316.6M
- +$49.5M (+18.5%) vs. Q1 2021
- New holders
- 37
- 67 more added
- Sold out
- 26
- 60 more reduced
1 institution that held it in Q1 2021 haven't filed for Q2 2021 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q1 2021: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting PSEC on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 204 | $207.4M |
| Q1 2026 | 218 | $223.8M |
| Q4 2025 | 224 | $214.1M |
| Q3 2025 | 228 | $224.6M |
| Q2 2025 | 224 | $208.6M |
| Q1 2025 | 225 | $240.0M |
| Q4 2024 | 239 | $193.8M |
| Q3 2024 | 226 | $376.1M |
| Q2 2024 | 230 | $240.0M |
| Q1 2024 | 230 | $251.6M |
| Q4 2023 | 244 | $265.4M |
| Q3 2023 | 234 | $227.3M |
| Q2 2023 | 234 | $226.4M |
| Q1 2023 | 250 | $235.0M |
| Q4 2022 | 246 | $238.7M |
| Q3 2022 | 229 | $174.7M |
| Q2 2022 | 228 | $206.6M |
| Q1 2022 | 215 | $232.4M |
| Q4 2021 | 228 | $255.2M |
| Q3 2021 | 194 | $258.3M |
| Q2 2021 | 202 | $316.6M |
| Q1 2021 | 192 | $267.4M |
Institutions, Q2 2021
Shares, value and share of portfolio for each institution holding Prospect Capital Corp; share changes are against Q1 2021.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| LSV Asset Management | 5,949,008 | $49.9M | 0.08% | −457,478−7.1% | Reduced |
| Arrowstreet Capital, Limited Partnership | 3,656,040 | $30.7M | 0.04% | +3,232,510+763.2% | Added |
| Van Eck Associates Corp | 2,593,782 | $21.8M | 0.05% | +78,724+3.1% | Added |
| Legal & General Group Plc | 2,474,446 | $20.7M | 0.01% | −208,521−7.8% | Reduced |
| Invesco Ltd. | 2,008,010 | $16.8M | 0.00% | −20,081−1.0% | Reduced |
| BlackRock Inc. | 1,804,780 | $15.1M | 0.00% | +169,125+10.3% | Added |
| Morgan Stanley | 1,308,768 | $11.0M | 0.00% | −3,425−0.3% | Reduced |
| Sumitomo Mitsui Trust Holdings, Inc. | 1,073,499 | $9.01M | 0.01% | −145,809−12.0% | Reduced |
| Muzinich & Co., Inc. | 1,073,499 | $9.00M | 5.55% | −145,809−12.0% | Reduced |
| UBS Group AG | 904,115 | $7.59M | 0.00% | +89,593+11.0% | Added |
| Commonwealth Equity Services, LLC | 875,106 | $7.34M | 0.02% | +8,875+1.0% | Added |
| D. E. Shaw & Co., Inc. | 806,438 | $6.77M | 0.01% | +806,438 | New |
| Susquehanna International Group, LLP | 713,076 | $5.98M | 0.01% | −519,366−42.1% | Reduced |
| McKinley Capital Management LLC /Delaware | 528,188 | $4.43M | 0.31% | −12,538−2.3% | Reduced |
| LPL Financial LLC | 515,696 | $4.33M | 0.00% | −28,022−5.2% | Reduced |
| Advisor Group Holdings, Inc. | 507,327 | $4.26M | 0.01% | −88,962−14.9% | Reduced |
| US Bancorp | 425,052 | $3.57M | 0.01% | +810+0.2% | Added |
| Sante Capital Fund, LP | 403,565 | $3.39M | 1.40% | +403,565 | New |
| Advisors Asset Management, Inc. | 387,883 | $3.25M | 0.05% | +76,873+24.7% | Added |
| First Republic Investment Management, Inc. | 384,432 | $3.23M | 0.01% | +13,698+3.7% | Added |
| Cambridge Investment Research Advisors, Inc. | 354,357 | $2.97M | 0.01% | +16,399+4.9% | Added |
| Strategic Wealth Advisors Group, LLC | 337,238 | $2.83M | 0.13% | +3,705+1.1% | Added |
| Citadel Advisors LLC | 324,291 | $2.72M | 0.00% | −155,672−32.4% | Reduced |
| Allianz Asset Management GmbH | 244,831 | $2.05M | 0.00% | +64,914+36.1% | Added |
| Virtu Financial LLC | 242,017 | $2.03M | 0.20% | +242,017 | New |
| Group One Trading, L.P. | 236,445 | $1.98M | 0.04% | −32,640−12.1% | Reduced |
| XML Financial, LLC | 216,044 | $1.81M | 0.40% | +3,047+1.4% | Added |
| DnB Asset Management AS | 210,365 | $1.76M | 0.01% | +50,790+31.8% | Added |
| D.A. Davidson & Co. | 210,193 | $1.76M | 0.02% | +37,993+22.1% | Added |
| Raymond James & Associates | 209,081 | $1.75M | 0.00% | −60,989−22.6% | Reduced |
| Kestra Private Wealth Services, LLC | 207,585 | $1.74M | 0.11% | +4,800+2.4% | Added |
| International Assets Investment Management, LLC | 235,283 | $1.69M | 0.31% | −256,748−52.2% | Reduced |
| Marshall Wace, LLP | 194,931 | $1.64M | 0.01% | +194,931 | New |
| Garner Asset Management Corp | 184,145 | $1.54M | 0.72% | +600+0.3% | Added |
| Philadelphia Trust Co | 181,600 | $1.52M | 0.11% | +1,500+0.8% | Added |
| Nissay Asset Management Corp | 180,270 | $1.51M | 0.01% | 00.0% | Unchanged |
| Alberta Investment Management Corp | 177,700 | $1.49M | 0.01% | 00.0% | Unchanged |
| Royal Bank of Canada | 162,507 | $1.36M | 0.00% | −41,909−20.5% | Reduced |
| Macquarie Group Ltd | 160,841 | $1.35M | 0.00% | 00.0% | Unchanged |
| Truist Financial Corp | 157,222 | $1.32M | 0.00% | +431+0.3% | Added |
| Northern Trust Corp | 141,991 | $1.19M | 0.00% | +51,918+57.6% | Added |
| Mackenzie Financial Corp | 137,844 | $1.16M | 0.00% | +74,000+115.9% | Added |
| SMH Capital Advisors Inc | 132,196 | $1.11M | 2.23% | −32,066−19.5% | Reduced |
| Advisory Services Network, LLC | 130,691 | $1.10M | 0.03% | −4,983−3.7% | Reduced |
| Catalyst Capital Advisors LLC | 126,900 | $1.06M | 0.05% | 00.0% | Unchanged |
| Sigma Planning Corp | 111,420 | $935.0K | 0.03% | +8,132+7.9% | Added |
| Wells Fargo & Company | 111,312 | $934.0K | 0.00% | −41,879−27.3% | Reduced |
| Guggenheim Capital LLC | 111,246 | $933.0K | 0.01% | −29,317−20.9% | Reduced |
| Raymond James Financial Services Advisors, Inc. | 106,791 | $896.0K | 0.00% | −1,461−1.3% | Reduced |
| Davenport & Co LLC | 101,406 | $851.0K | 0.01% | +4,000+4.1% | Added |
| Bank of America Corp | 91,094 | $765.0K | 0.00% | +17,918+24.5% | Added |
| Eagle Global Advisors LLC | 89,990 | $755.0K | 0.05% | +2,670+3.1% | Added |
| Great West Life Assurance Co | 88,299 | $740.0K | 0.00% | +5,487+6.6% | Added |
| Aurora Private Wealth, Inc. | 84,171 | $706.0K | 0.28% | +3,708+4.6% | Added |
| Vanguard Capital Wealth Advisors | 80,537 | $675.0K | 0.51% | +4,439+5.8% | Added |
| Prospera Financial Services Inc | 77,000 | $646.0K | 0.03% | +5,000+6.9% | Added |
| Summit Global Investments | 75,000 | $629.0K | 0.04% | 00.0% | Unchanged |
| Virtus ETF Advisers LLC | 72,943 | $612.0K | 0.25% | +12,370+20.4% | Added |
| Qube Research & Technologies Ltd | 72,105 | $605.0K | 0.01% | +72,105 | New |
| Sheaff Brock Investment Advisors, LLC | 71,643 | $601.0K | 0.06% | +1,047+1.5% | Added |
| Centaurus Financial, Inc. | 71,186 | $597.0K | 0.05% | −110−0.2% | Reduced |
| Ameriprise Financial Inc | 70,710 | $593.0K | 0.00% | +5,478+8.4% | Added |
| JPMorgan Chase & Co | 65,069 | $546.0K | 0.00% | −21,503−24.8% | Reduced |
| Arkadios Wealth Advisors | 63,935 | $536.0K | 0.07% | 00.0% | Unchanged |
| Bank of Montreal | 58,451 | $510.0K | 0.00% | +2,851+5.1% | Added |
| Two Sigma Securities, LLC | 58,775 | $493.0K | 0.12% | +58,775 | New |
| Cubist Systematic Strategies, LLC | 58,683 | $492.0K | 0.01% | +58,683 | New |
| Harbour Investments, Inc. | 57,441 | $482.0K | 0.02% | −2,679−4.5% | Reduced |
| Barclays PLC | 57,246 | $481.0K | 0.00% | +41,620+266.4% | Added |
| Independent Advisor Alliance | 57,149 | $479.0K | 0.03% | −7,491−11.6% | Reduced |
| American Portfolios Advisors | 56,528 | $474.3K | 0.02% | −3,191−5.3% | Reduced |
| AE Wealth Management LLC | 55,593 | $466.0K | 0.00% | +5,212+10.3% | Added |
| Mirae Asset Global Investments Co., Ltd. | 54,504 | $457.0K | 0.00% | +5,323+10.8% | Added |
| HRT Financial LP | 54,057 | $453.0K | 0.00% | +31,874+143.7% | Added |
| Blair William & Co | 52,400 | $440.0K | 0.00% | −50,000−48.8% | Reduced |
| Paloma Partners Management Co | 52,210 | $438.0K | 0.01% | +30,310+138.4% | Added |
| Jane Street Group, LLC | 52,116 | $437.0K | 0.00% | +5,568+12.0% | Added |
| Roman Butler Fullerton & Co | 51,453 | $432.0K | 0.21% | +2,160+4.4% | Added |
| Stratos Wealth Partners, LTD. | 51,207 | $430.0K | 0.01% | −1,043−2.0% | Reduced |
| Kestra Advisory Services, LLC | 50,672 | $425.0K | 0.00% | +2,151+4.4% | Added |
| Berkeley Capital Partners, LLC | 50,243 | $422.0K | 0.19% | 00.0% | Unchanged |
| Corsicana & Co. | 50,000 | $420.0K | 0.27% | +50,000 | New |
| Two Sigma Advisers, LP | 49,700 | $417.0K | 0.00% | +49,700 | New |
| Caxton Associates LP | 47,663 | $400.0K | 0.05% | +47,663 | New |
| Apollon Wealth Management, LLC | 46,900 | $393.0K | 0.07% | 00.0% | Unchanged |
| Millennium Management LLC | 46,291 | $388.0K | 0.00% | +19,279+71.4% | Added |
| Victory Capital Management Inc | 44,603 | $374.0K | 0.00% | −1,136−2.5% | Reduced |
| Cetera Advisors LLC | 41,117 | $345.0K | 0.01% | +4,879+13.5% | Added |
| HighTower Advisors, LLC | 40,348 | $324.0K | 0.00% | −19,304−32.4% | Reduced |
| United Capital Financial Advisers, LLC | 38,044 | $319.0K | 0.00% | +2,261+6.3% | Added |
| Belpointe Asset Management LLC | 36,670 | $308.0K | 0.02% | +9,632+35.6% | Added |
| Kathmere Capital Management, LLC | 36,339 | $305.0K | 0.06% | 00.0% | Unchanged |
| Mercer Global Advisors Inc | 35,731 | $300.0K | 0.00% | +13,021+57.3% | Added |
| Avantax Advisory Services, Inc. | 34,919 | $292.0K | 0.01% | +54+0.2% | Added |
| Teamwork Financial Advisors, LLC | 34,474 | $289.0K | 0.06% | +5,839+20.4% | Added |
| Creative Financial Designs Inc | 32,507 | $273.0K | 0.05% | −1,647−4.8% | Reduced |
| Cetera Investment Advisers | 31,167 | $261.0K | 0.00% | −427−1.4% | Reduced |
| Goldman Sachs Group Inc | 30,041 | $252.0K | 0.00% | −17,016−36.2% | Reduced |
| Spire Wealth Management | 30,036 | $252.0K | 0.01% | −5,261−14.9% | Reduced |
| Wedbush Securities Inc | 29,963 | $251.0K | 0.01% | −4,653−13.4% | Reduced |