Prospect Capital Corp
PSEC- Exchange
- Nasdaq
- SEC CIK
- 0001287032
In the last 90 days, Prospect Capital Corp insiders filed 1 open-market purchase and 0 sales; 204 institutions reported holding it in 13F filings for Q2 2026, worth $206.6M in total; no superinvestor holds it.
Other share classesPSEC.PA
13F holders, Q2 2021
Institutional positions in Prospect Capital Corp as of Jun 30, 2021. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 202
- +11 vs. Q1 2021
- Shares held
- 37.8M
- +2.80M (+8.0%) vs. Q1 2021
- Total value
- $316.6M
- +$49.5M (+18.5%) vs. Q1 2021
- New holders
- 37
- 67 more added
- Sold out
- 26
- 60 more reduced
1 institution that held it in Q1 2021 haven't filed for Q2 2021 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q1 2021: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting PSEC on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 204 | $206.6M |
| Q1 2026 | 218 | $223.8M |
| Q4 2025 | 224 | $214.1M |
| Q3 2025 | 228 | $224.4M |
| Q2 2025 | 224 | $208.4M |
| Q1 2025 | 224 | $239.8M |
| Q4 2024 | 239 | $193.5M |
| Q3 2024 | 226 | $200.9M |
| Q2 2024 | 230 | $221.4M |
| Q1 2024 | 230 | $228.3M |
| Q4 2023 | 244 | $219.5M |
| Q3 2023 | 234 | $195.5M |
| Q2 2023 | 234 | $194.5M |
| Q1 2023 | 250 | $203.2M |
| Q4 2022 | 246 | $206.9M |
| Q3 2022 | 229 | $174.7M |
| Q2 2022 | 228 | $206.6M |
| Q1 2022 | 215 | $232.4M |
| Q4 2021 | 228 | $254.5M |
| Q3 2021 | 194 | $258.3M |
| Q2 2021 | 202 | $316.6M |
| Q1 2021 | 192 | $267.3M |
Institutions, Q2 2021
Shares, value and share of portfolio for each institution holding Prospect Capital Corp; share changes are against Q1 2021.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| FMR LLC | 4 | $0 | 0.00% | +1+33.3% | Added |
| Rockefeller Capital Management L.P. | 100 | $0 | 0.00% | 00.0% | Unchanged |
| Ford Financial Group, LLC | 8 | $0 | 0.00% | +8 | New |
| Signaturefd, LLC | 142 | $1.00K | 0.00% | +142 | New |
| Peoples Financial Services Corp. | 200 | $2.00K | 0.00% | +200 | New |
| Sound Income Strategies, LLC | 400 | $3.00K | 0.00% | 00.0% | Unchanged |
| Patriot Financial Group Insurance Agency, LLC | 462 | $4.00K | 0.00% | 00.0% | Unchanged |
| Anfield Capital Management, LLC | 597 | $5.00K | 0.00% | +597 | New |
| Plante Moran Financial Advisors, LLC | 740 | $6.00K | 0.00% | +740 | New |
| Proequities, Inc. | 878 | $7.00K | 0.00% | −235−21.1% | Reduced |
| Pacitti Group Inc. | 900 | $7.00K | 0.00% | 00.0% | Unchanged |
| Fifth Third Bancorp | 1,000 | $8.00K | 0.00% | 00.0% | Unchanged |
| Gables Capital Management Inc. | 1,000 | $8.00K | 0.01% | 00.0% | Unchanged |
| Ellevest, Inc. | 916 | $8.00K | 0.00% | +19+2.1% | Added |
| Allworth Financial LP | 927 | $8.00K | 0.00% | +927 | New |
| McCarthy Asset Management, Inc. | 1,044 | $9.00K | 0.01% | +23+2.3% | Added |
| BNP Paribas Arbitrage, SA | 1,078 | $9.04K | 0.00% | +20+1.9% | Added |
| Kistler-Tiffany Companies, LLC | 1,334 | $11.0K | 0.00% | 00.0% | Unchanged |
| Semmax Financial Advisors Inc. | 1,480 | $12.0K | 0.00% | 00.0% | Unchanged |
| NEXT Financial Group, Inc | 1,474 | $13.0K | 0.00% | −172−10.4% | Reduced |
| Huntington National Bank | 1,500 | $13.0K | 0.00% | 00.0% | Unchanged |
| AdvisorNet Financial, Inc | 1,723 | $14.0K | 0.00% | −956−35.7% | Reduced |
| Core Wealth Advisors, Inc. | 1,921 | $16.0K | 0.01% | +43+2.3% | Added |
| PrairieView Partners, LLC | 2,000 | $17.0K | 0.00% | +1,000+100.0% | Added |
| West Branch Capital LLC | 2,018 | $17.0K | 0.01% | +2,018 | New |
| Gemmer Asset Management LLC | 2,300 | $19.0K | 0.00% | 00.0% | Unchanged |
| Parisi Gray Wealth Management | 2,400 | $20.0K | 0.01% | +2,400 | New |
| Cutler Group LP | 2,734 | $22.0K | 0.00% | −5,600−67.2% | Reduced |
| Webster Bank, N. A. | 2,620 | $22.0K | 0.00% | 00.0% | Unchanged |
| Parallel Advisors, LLC | 2,609 | $22.0K | 0.00% | 00.0% | Unchanged |
| Lindbrook Capital, LLC | 2,701 | $23.0K | 0.01% | +1,000+58.8% | Added |
| Founders Capital Management | 3,000 | $25.0K | 0.02% | 00.0% | Unchanged |
| Selective Wealth Management, Inc. | 2,997 | $25.0K | 0.02% | 00.0% | Unchanged |
| TCI Wealth Advisors, Inc. | 3,226 | $27.0K | 0.00% | +179+5.9% | Added |
| Jacobi Capital Management LLC | 3,500 | $29.0K | 0.00% | 00.0% | Unchanged |
| Carmichael Hill & Associates, Inc. | 3,965 | $33.0K | 0.02% | 00.0% | Unchanged |
| Banque Cantonale Vaudoise | 4,000 | $34.0K | 0.00% | +2,700+207.7% | Added |
| Wealth Quarterback LLC | 4,531 | $39.0K | 0.02% | +4,531 | New |
| Advocacy Wealth Management Services, LLC | 5,100 | $43.0K | 0.01% | 00.0% | Unchanged |
| AllSquare Wealth Management LLC | 6,000 | $50.0K | 0.03% | 00.0% | Unchanged |
| Credit Agricole S A | 6,000 | $50.0K | 0.00% | +1,000+20.0% | Added |
| Smithfield Trust Co | 6,245 | $52.0K | 0.00% | 00.0% | Unchanged |
| Tower Research Capital LLC (TRC) | 6,619 | $55.0K | 0.00% | −31,614−82.7% | Reduced |
| Northwestern Mutual Wealth Management Co | 6,678 | $56.0K | 0.00% | +6,426+2,550.0% | Added |
| First Horizon Advisors, Inc. | 7,662 | $64.0K | 0.00% | +120+1.6% | Added |
| Newbridge Financial Services Group, Inc. | 7,652 | $64.0K | 0.04% | +3,000+64.5% | Added |
| Federation des caisses Desjardins du Quebec | 7,800 | $65.4K | 0.00% | −9,700−55.4% | Reduced |
| Atlas Private Wealth Advisors | 8,001 | $67.0K | 0.04% | −3,000−27.3% | Reduced |
| Reilly Financial Advisors, LLC | 8,000 | $67.0K | 0.01% | 00.0% | Unchanged |
| Johnson Midwest Financial, LLC | 10,000 | $84.0K | 0.08% | 00.0% | Unchanged |
| KCM Investment Advisors LLC | 10,386 | $87.0K | 0.00% | +10,386 | New |
| Lido Advisors, LLC | 10,527 | $89.0K | 0.00% | +10,527 | New |
| Compton Capital Management Inc | 10,750 | $90.0K | 0.03% | −2,000−15.7% | Reduced |
| Aviance Capital Partners, LLC | 11,100 | $93.0K | 0.02% | +11,100 | New |
| Regal Investment Advisors LLC | 11,116 | $93.0K | 0.01% | +11,116 | New |
| Magnolia Capital Advisors LLC | 11,065 | $93.0K | 0.04% | +11,065 | New |
| Calton & Associates, Inc. | 11,150 | $94.0K | 0.02% | +23+0.2% | Added |
| IHT Wealth Management, LLC | 11,549 | $97.0K | 0.01% | −41−0.4% | Reduced |
| BBR Partners, LLC | 12,195 | $102.0K | 0.01% | 00.0% | Unchanged |
| Callahan Advisors, LLC | 12,100 | $102.0K | 0.01% | 00.0% | Unchanged |
| LVW Advisors, LLC | 12,124 | $102.0K | 0.02% | 00.0% | Unchanged |
| The PNC Financial Services Group, Inc. | 12,392 | $103.0K | 0.00% | −1,636−11.7% | Reduced |
| Ferguson Shapiro LLC | 12,327 | $103.0K | 0.06% | +12,327 | New |
| Highlander Capital Management, LLC | 12,500 | $105.0K | 0.05% | 00.0% | Unchanged |
| Steward Partners Investment Advisory, LLC | 12,790 | $107.0K | 0.00% | −1,876−12.8% | Reduced |
| Gotham Asset Management, LLC | 13,034 | $109.0K | 0.00% | +13,034 | New |
| Clear Creek Financial Management, LLC | 13,127 | $110.0K | 0.02% | +13,127 | New |
| Oppenheimer & Co Inc | 13,222 | $111.0K | 0.00% | −2,703−17.0% | Reduced |
| Rhumbline Advisers | 13,526 | $113.0K | 0.00% | −292−2.1% | Reduced |
| Shufro Rose & Co LLC | 13,800 | $116.0K | 0.01% | +2,000+16.9% | Added |
| Gerber Kawasaki Wealth & Investment Management | 14,227 | $119.0K | 0.01% | +14,227 | New |
| Koshinski Asset Management, Inc. | 14,510 | $122.0K | 0.02% | −9,765−40.2% | Reduced |
| Two Sigma Investments, LP | 14,582 | $122.0K | 0.00% | +14,582 | New |
| Schonfeld Strategic Advisors LLC | 14,640 | $123.0K | 0.00% | +14,640 | New |
| Wetherby Asset Management Inc | 15,003 | $126.0K | 0.01% | +15,003 | New |
| First National Bank of Mount Dora, Trust Investment Services | 15,300 | $128.0K | 0.04% | 00.0% | Unchanged |
| Wealthstar Advisors, LLC | 15,839 | $133.0K | 0.05% | +15,839 | New |
| Stifel Financial Corp | 15,929 | $134.0K | 0.00% | −75,343−82.5% | Reduced |
| Biltmore Capital Advisors LLC | 16,000 | $134.0K | 0.02% | −2,000−11.1% | Reduced |
| Bank of New York Mellon Corp | 16,097 | $135.0K | 0.00% | +16,097 | New |
| CIBC Asset Management Inc | 16,849 | $141.0K | 0.00% | 00.0% | Unchanged |
| MML Investors Services, LLC | 16,754 | $141.0K | 0.00% | +11+0.1% | Added |
| KG&L Capital Management,LLC | 18,489 | $155.0K | 0.07% | +155+0.8% | Added |
| Wolverine Trading, LLC | 18,930 | $160.0K | 0.00% | +18,930 | New |
| WealthPLAN Partners, LLC | 19,715 | $162.0K | 0.01% | −300−1.5% | Reduced |
| J.W. Cole Advisors, Inc. | 19,343 | $162.0K | 0.01% | −532−2.7% | Reduced |
| Detalus Advisors, LLC | 19,764 | $166.0K | 0.09% | 00.0% | Unchanged |
| Beacon Pointe Advisors, LLC | 19,963 | $167.0K | 0.01% | +413+2.1% | Added |
| Acorn Financial Advisory Services Inc | 20,072 | $168.0K | 0.05% | 00.0% | Unchanged |
| Janney Montgomery Scott LLC | 20,892 | $175.0K | 0.00% | −4,611−18.1% | Reduced |
| Y-Intercept (Hong Kong) Ltd | 20,911 | $175.0K | 0.04% | +20,911 | New |
| Creative Planning | 20,986 | $176.0K | 0.00% | −43,107−67.3% | Reduced |
| Wambolt & Associates, LLC | 21,400 | $180.0K | 0.08% | +21,400 | New |
| Geneos Wealth Management Inc. | 21,605 | $182.0K | 0.01% | −600−2.7% | Reduced |
| Traynor Capital Management, Inc. | 22,032 | $186.0K | 0.03% | +22,032 | New |
| Citigroup Inc | 22,819 | $191.0K | 0.00% | −906−3.8% | Reduced |
| Independent Financial Group, LLC | 24,354 | $204.3K | 0.02% | +619+2.6% | Added |
| Squarepoint Ops LLC | 25,499 | $214.0K | 0.00% | −7,297−22.2% | Reduced |
| Susquehanna Fundamental Investments, LLC | 26,444 | $222.0K | 0.00% | −26,616−50.2% | Reduced |
| Cetera Advisor Networks LLC | 28,635 | $240.0K | 0.00% | +4,185+17.1% | Added |