Prospect Capital Corp
PSEC- Exchange
- Nasdaq
- SEC CIK
- 0001287032
In the last 90 days, Prospect Capital Corp insiders filed 1 open-market purchase and 0 sales; 204 institutions reported holding it in 13F filings for Q2 2026, worth $206.6M in total; no superinvestor holds it.
Other share classesPSEC.PA
13F holders, Q1 2022
Institutional positions in Prospect Capital Corp as of Mar 31, 2022. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 215
- −9 vs. Q4 2021
- Shares held
- 28.1M
- −2.11M (−7.0%) vs. Q4 2021
- Total value
- $232.4M
- −$21.4M (−8.4%) vs. Q4 2021
- New holders
- 29
- 78 more added
- Sold out
- 38
- 55 more reduced
4 institutions that held it in Q4 2021 haven't filed for Q1 2022 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q4 2021: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting PSEC on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 204 | $206.6M |
| Q1 2026 | 218 | $223.8M |
| Q4 2025 | 224 | $214.1M |
| Q3 2025 | 228 | $224.4M |
| Q2 2025 | 224 | $208.4M |
| Q1 2025 | 224 | $239.8M |
| Q4 2024 | 239 | $193.5M |
| Q3 2024 | 226 | $200.9M |
| Q2 2024 | 230 | $221.4M |
| Q1 2024 | 230 | $228.3M |
| Q4 2023 | 244 | $219.5M |
| Q3 2023 | 234 | $195.5M |
| Q2 2023 | 234 | $194.5M |
| Q1 2023 | 250 | $203.2M |
| Q4 2022 | 246 | $206.9M |
| Q3 2022 | 229 | $174.7M |
| Q2 2022 | 228 | $206.6M |
| Q1 2022 | 215 | $232.4M |
| Q4 2021 | 228 | $254.5M |
| Q3 2021 | 194 | $258.3M |
| Q2 2021 | 202 | $316.6M |
| Q1 2021 | 192 | $267.3M |
Institutions, Q1 2022
Shares, value and share of portfolio for each institution holding Prospect Capital Corp; share changes are against Q4 2021.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Van Eck Associates Corp | 3,933,957 | $32.6M | 0.07% | +741,781+23.2% | Added |
| Legal & General Group Plc | 2,154,209 | $17.8M | 0.01% | −87,629−3.9% | Reduced |
| LSV Asset Management | 1,847,902 | $15.3M | 0.03% | −94,000−4.8% | Reduced |
| BlackRock Inc. | 1,835,826 | $15.2M | 0.00% | −742,264−28.8% | Reduced |
| Morgan Stanley | 1,403,042 | $11.6M | 0.00% | −15,911−1.1% | Reduced |
| Two Sigma Advisers, LP | 1,346,900 | $11.2M | 0.03% | −130,200−8.8% | Reduced |
| Sumitomo Mitsui Trust Holdings, Inc. | 906,095 | $7.50M | 0.00% | −22,662−2.4% | Reduced |
| Muzinich & Co., Inc. | 906,095 | $7.50M | 5.22% | −22,662−2.4% | Reduced |
| Commonwealth Equity Services, LLC | 834,596 | $6.91M | 0.02% | +5,404+0.7% | Added |
| UBS Group AG | 802,623 | $6.64M | 0.00% | −24,107−2.9% | Reduced |
| LPL Financial LLC | 716,992 | $5.94M | 0.01% | +67,794+10.4% | Added |
| McKinley Capital Management LLC /Delaware | 557,932 | $4.62M | 0.46% | +1,280+0.2% | Added |
| Advisor Group Holdings, Inc. | 543,954 | $4.49M | 0.01% | +17,622+3.3% | Added |
| First Republic Investment Management, Inc. | 537,632 | $4.45M | 0.01% | +68,235+14.5% | Added |
| Cambridge Investment Research Advisors, Inc. | 395,269 | $3.27M | 0.02% | +30,419+8.3% | Added |
| US Bancorp | 395,167 | $3.27M | 0.01% | −10,000−2.5% | Reduced |
| Raymond James & Associates | 330,088 | $2.73M | 0.00% | +39,616+13.6% | Added |
| Strategic Wealth Advisors Group, LLC | 299,293 | $2.50M | 0.10% | +45,632+18.0% | Added |
| Northern Trust Corp | 300,640 | $2.49M | 0.00% | +150,857+100.7% | Added |
| DnB Asset Management AS | 275,573 | $2.28M | 0.01% | −53,727−16.3% | Reduced |
| D.A. Davidson & Co. | 243,527 | $2.02M | 0.02% | −8,465−3.4% | Reduced |
| XML Financial, LLC | 225,108 | $1.86M | 0.22% | +3,780+1.7% | Added |
| Kestra Private Wealth Services, LLC | 222,777 | $1.84M | 0.09% | +6,907+3.2% | Added |
| International Assets Investment Management, LLC | 250,339 | $1.80M | 0.32% | +1,106+0.4% | Added |
| Philadelphia Trust Co | 187,600 | $1.55M | 0.12% | +4,000+2.2% | Added |
| Garner Asset Management Corp | 184,745 | $1.53M | 0.62% | −800−0.4% | Reduced |
| Nissay Asset Management Corp | 180,270 | $1.49M | 0.01% | 00.0% | Unchanged |
| Truist Financial Corp | 173,361 | $1.44M | 0.00% | +13,323+8.3% | Added |
| D. E. Shaw & Co., Inc. | 165,922 | $1.37M | 0.00% | −294,416−64.0% | Reduced |
| Davenport & Co LLC | 163,466 | $1.35M | 0.01% | +24,885+18.0% | Added |
| Mackenzie Financial Corp | 158,054 | $1.31M | 0.00% | −2,217−1.4% | Reduced |
| Arkadios Wealth Advisors | 140,604 | $1.16M | 0.15% | +71,359+103.1% | Added |
| Royal Bank of Canada | 137,802 | $1.14M | 0.00% | −28,059−16.9% | Reduced |
| Invesco Ltd. | 133,178 | $1.10M | 0.00% | −29,147−18.0% | Reduced |
| HighTower Advisors, LLC | 129,285 | $1.07M | 0.00% | +2,186+1.7% | Added |
| Janney Montgomery Scott LLC | 127,170 | $1.05M | 0.00% | +16,869+15.3% | Added |
| Alberta Investment Management Corp | 124,900 | $1.03M | 0.01% | 00.0% | Unchanged |
| Allianz Asset Management GmbH | 119,354 | $988.0K | 0.00% | −467,478−79.7% | Reduced |
| SMH Capital Advisors Inc | 115,108 | $953.0K | 1.55% | +10.0% | Added |
| Wells Fargo & Company | 113,861 | $942.0K | 0.00% | +14,892+15.0% | Added |
| Catalyst Capital Advisors LLC | 109,809 | $909.0K | 0.04% | 00.0% | Unchanged |
| AE Wealth Management LLC | 109,029 | $903.0K | 0.01% | +10,752+10.9% | Added |
| Advisory Services Network, LLC | 108,222 | $896.0K | 0.03% | −2,459−2.2% | Reduced |
| Sigma Planning Corp | 108,002 | $894.0K | 0.03% | +2,998+2.9% | Added |
| Cubist Systematic Strategies, LLC | 106,320 | $880.0K | 0.01% | +76,346+254.7% | Added |
| Great West Life Assurance Co | 97,290 | $857.0K | 0.00% | −13,050−11.8% | Reduced |
| Raymond James Financial Services Advisors, Inc. | 98,853 | $819.0K | 0.00% | +4,819+5.1% | Added |
| JPMorgan Chase & Co | 94,483 | $782.0K | 0.00% | +54,907+138.7% | Added |
| Westwood Holdings Group Inc. | 94,031 | $779.0K | 0.01% | +1,364+1.5% | Added |
| GraniteShares Advisors LLC | 91,016 | $753.0K | 0.41% | +8,071+9.7% | Added |
| Merit Financial Group, LLC | 86,200 | $714.0K | 0.04% | +86,200 | New |
| KBC Group NV | 82,086 | $680.0K | 0.00% | +21,081+34.6% | Added |
| Prospera Financial Services Inc | 79,500 | $658.0K | 0.03% | +2,500+3.2% | Added |
| Eagle Global Advisors LLC | 78,490 | $650.0K | 0.04% | 00.0% | Unchanged |
| Virtus ETF Advisers LLC | 77,271 | $640.0K | 0.29% | +17,681+29.7% | Added |
| Susquehanna International Group, LLP | 76,893 | $637.0K | 0.00% | −6,068−7.3% | Reduced |
| Caxton Associates LP | 75,061 | $622.0K | 0.06% | +75,061 | New |
| Summit Global Investments | 75,000 | $621.0K | 0.05% | 00.0% | Unchanged |
| Ameriprise Financial Inc | 74,126 | $614.0K | 0.00% | +3,995+5.7% | Added |
| Qube Research & Technologies Ltd | 73,810 | $611.0K | 0.01% | +51,308+228.0% | Added |
| Sheaff Brock Investment Advisors, LLC | 69,743 | $577.0K | 0.05% | −1,185−1.7% | Reduced |
| Centaurus Financial, Inc. | 68,086 | $564.0K | 0.04% | 00.0% | Unchanged |
| Vanguard Capital Wealth Advisors | 66,296 | $548.0K | 0.39% | −11,759−15.1% | Reduced |
| Millennium Management LLC | 65,490 | $542.0K | 0.00% | +9,265+16.5% | Added |
| Sculati Wealth Management, LLC | 65,221 | $540.0K | 0.26% | +65,221 | New |
| Bank of America Corp | 60,901 | $504.0K | 0.00% | −1,121−1.8% | Reduced |
| Bank of Montreal | 60,500 | $502.0K | 0.00% | +500+0.8% | Added |
| American Portfolios Advisors | 60,543 | $501.3K | 0.02% | +1,617+2.7% | Added |
| Corsicana & Co. | 60,000 | $497.0K | 0.32% | 00.0% | Unchanged |
| Kestra Advisory Services, LLC | 57,775 | $478.0K | 0.00% | +272+0.5% | Added |
| Blair William & Co | 54,300 | $450.0K | 0.00% | −100−0.2% | Reduced |
| Thrive Wealth Management, LLC | 51,276 | $425.0K | 0.13% | +72+0.1% | Added |
| Berkeley Capital Partners, LLC | 50,243 | $416.0K | 0.17% | 00.0% | Unchanged |
| Wealth Management Solutions, LLC | 49,969 | $414.0K | 0.22% | +7,941+18.9% | Added |
| Axxcess Wealth Management, LLC | 49,781 | $412.0K | 0.03% | +49,781 | New |
| Teamwork Financial Advisors, LLC | 46,920 | $388.0K | 0.07% | −7,166−13.2% | Reduced |
| Apollon Wealth Management, LLC | 46,900 | $388.0K | 0.03% | 00.0% | Unchanged |
| Jane Street Group, LLC | 45,301 | $375.0K | 0.00% | −9,475−17.3% | Reduced |
| Cetera Advisors LLC | 41,686 | $345.0K | 0.01% | +3,284+8.6% | Added |
| Greytown Advisors Inc. | 39,820 | $332.0K | 0.16% | +220+0.6% | Added |
| Guggenheim Capital LLC | 38,212 | $316.0K | 0.00% | +1,825+5.0% | Added |
| Victory Capital Management Inc | 40,363 | $311.0K | 0.00% | −1,038−2.5% | Reduced |
| Group One Trading, L.P. | 36,756 | $304.0K | 0.01% | −74,533−67.0% | Reduced |
| Susquehanna Fundamental Investments, LLC | 36,700 | $304.0K | 0.01% | +18,379+100.3% | Added |
| Kathmere Capital Management, LLC | 36,339 | $301.0K | 0.05% | 00.0% | Unchanged |
| Condor Capital Management | 36,165 | $299.0K | 0.03% | +36,165 | New |
| Avantax Advisory Services, Inc. | 33,581 | $278.0K | 0.00% | +57+0.2% | Added |
| Cetera Investment Advisers | 33,031 | $273.0K | 0.00% | +96+0.3% | Added |
| Creative Financial Designs Inc | 31,818 | $263.0K | 0.04% | −1,402−4.2% | Reduced |
| United Capital Financial Advisers, LLC | 31,250 | $259.0K | 0.00% | +217+0.7% | Added |
| Private Advisor Group, LLC | 30,948 | $256.0K | 0.00% | +30,948 | New |
| Cetera Advisor Networks LLC | 29,185 | $242.0K | 0.00% | 00.0% | Unchanged |
| Spire Wealth Management | 29,000 | $240.0K | 0.01% | −908−3.0% | Reduced |
| Koshinski Asset Management, Inc. | 28,001 | $231.8K | 0.02% | +109+0.4% | Added |
| Cadence Bank NA | 25,555 | $212.0K | 0.06% | +555+2.2% | Added |
| Johnson Midwest Financial, LLC | 25,400 | $210.0K | 0.30% | +15,400+154.0% | Added |
| Wedbush Securities Inc | 25,044 | $207.0K | 0.01% | −2,721−9.8% | Reduced |
| Independent Financial Group, LLC | 24,735 | $204.8K | 0.02% | −5,626−18.5% | Reduced |
| Strategies Wealth Advisors, LLC | 23,773 | $196.8K | 0.05% | +520+2.2% | Added |
| Bank of New York Mellon Corp | 23,510 | $195.0K | 0.00% | −19,139−44.9% | Reduced |