Prospect Capital Corp
PSEC- Exchange
- Nasdaq
- SEC CIK
- 0001287032
In the last 90 days, Prospect Capital Corp insiders filed 1 open-market purchase and 0 sales; 204 institutions reported holding it in 13F filings for Q2 2026, worth $206.6M in total; no superinvestor holds it.
Other share classesPSEC.PA
13F holders, Q1 2022
Institutional positions in Prospect Capital Corp as of Mar 31, 2022. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 215
- −9 vs. Q4 2021
- Shares held
- 28.1M
- −2.11M (−7.0%) vs. Q4 2021
- Total value
- $232.4M
- −$21.4M (−8.4%) vs. Q4 2021
- New holders
- 29
- 78 more added
- Sold out
- 38
- 55 more reduced
4 institutions that held it in Q4 2021 haven't filed for Q1 2022 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q4 2021: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting PSEC on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 204 | $206.6M |
| Q1 2026 | 218 | $223.8M |
| Q4 2025 | 224 | $214.1M |
| Q3 2025 | 228 | $224.4M |
| Q2 2025 | 224 | $208.4M |
| Q1 2025 | 224 | $239.8M |
| Q4 2024 | 239 | $193.5M |
| Q3 2024 | 226 | $200.9M |
| Q2 2024 | 230 | $221.4M |
| Q1 2024 | 230 | $228.3M |
| Q4 2023 | 244 | $219.5M |
| Q3 2023 | 234 | $195.5M |
| Q2 2023 | 234 | $194.5M |
| Q1 2023 | 250 | $203.2M |
| Q4 2022 | 246 | $206.9M |
| Q3 2022 | 229 | $174.7M |
| Q2 2022 | 228 | $206.6M |
| Q1 2022 | 215 | $232.4M |
| Q4 2021 | 228 | $254.5M |
| Q3 2021 | 194 | $258.3M |
| Q2 2021 | 202 | $316.6M |
| Q1 2021 | 192 | $267.3M |
Institutions, Q1 2022
Shares, value and share of portfolio for each institution holding Prospect Capital Corp; share changes are against Q4 2021.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Quantbot Technologies LP | 23,276 | $192.0K | 0.02% | +23,276 | New |
| Belpointe Asset Management LLC | 23,036 | $191.0K | 0.01% | −10,025−30.3% | Reduced |
| Geneos Wealth Management Inc. | 23,063 | $190.0K | 0.01% | 00.0% | Unchanged |
| Goldman Sachs Group Inc | 22,724 | $188.0K | 0.00% | +888+4.1% | Added |
| Selective Wealth Management, Inc. | 21,207 | $176.0K | 0.06% | +18,210+607.6% | Added |
| WMG Financial Advisors, LLC | 21,100 | $175.0K | 0.13% | 00.0% | Unchanged |
| Stifel Financial Corp | 20,287 | $168.0K | 0.00% | −7,505−27.0% | Reduced |
| J.W. Cole Advisors, Inc. | 20,272 | $168.0K | 0.01% | +364+1.8% | Added |
| CIBC Asset Management Inc | 20,194 | $167.0K | 0.00% | 00.0% | Unchanged |
| Clear Creek Financial Management, LLC | 19,928 | $165.0K | 0.03% | −477−2.3% | Reduced |
| Threadgill Financial, LLC | 19,500 | $161.0K | 0.06% | 00.0% | Unchanged |
| Camelot Portfolios, LLC | 18,509 | $153.0K | 0.08% | −8,598−31.7% | Reduced |
| Capital Advisors Wealth Management, LLC | 18,200 | $151.0K | 0.05% | +18,200 | New |
| Gotham Asset Management, LLC | 18,128 | $150.0K | 0.00% | +2,087+13.0% | Added |
| KG&L Capital Management,LLC | 17,823 | $148.0K | 0.06% | −898−4.8% | Reduced |
| MML Investors Services, LLC | 17,301 | $143.0K | 0.00% | −3,457−16.7% | Reduced |
| Creative Planning | 17,102 | $142.0K | 0.00% | −12,925−43.0% | Reduced |
| Stephens Inc | 16,916 | $140.0K | 0.00% | +2,500+17.3% | Added |
| Zimmermann Investment Management & Planning LLC | 16,395 | $136.0K | 0.08% | +210+1.3% | Added |
| Money Concepts Capital Corp | 16,354 | $135.0K | 0.01% | +16,354 | New |
| Regal Investment Advisors LLC | 16,074 | $133.0K | 0.01% | +2,895+22.0% | Added |
| First National Bank of Mount Dora, Trust Investment Services | 15,300 | $127.0K | 0.04% | 00.0% | Unchanged |
| Traynor Capital Management, Inc. | 15,134 | $125.0K | 0.02% | −890−5.6% | Reduced |
| Kingsview Wealth Management, LLC | 15,022 | $124.4K | 0.01% | +15,022 | New |
| Wetherby Asset Management Inc | 15,003 | $124.0K | 0.01% | 00.0% | Unchanged |
| PFG Advisors | 14,538 | $120.0K | 0.01% | +40.0% | Added |
| NinePointTwo Capital | 14,410 | $119.0K | 0.03% | −5,052−26.0% | Reduced |
| Doyle Wealth Management | 14,047 | $116.0K | 0.01% | +14,047 | New |
| The PNC Financial Services Group, Inc. | 13,784 | $113.0K | 0.00% | +278+2.1% | Added |
| State of Wyoming | 13,605 | $113.0K | 0.06% | +1,951+16.7% | Added |
| National Wealth Management Group, LLC | 13,384 | $110.8K | 0.11% | −1,120−7.7% | Reduced |
| Oppenheimer & Co Inc | 13,222 | $109.0K | 0.00% | 00.0% | Unchanged |
| Morling Financial Advisors, LLC | 13,131 | $109.0K | 0.14% | −95−0.7% | Reduced |
| Steward Partners Investment Advisory, LLC | 13,080 | $108.0K | 0.00% | −29−0.2% | Reduced |
| Sunbelt Securities, Inc. | 12,717 | $105.0K | 0.02% | +12,717 | New |
| Highlander Capital Management, LLC | 12,500 | $104.0K | 0.05% | 00.0% | Unchanged |
| Federation des caisses Desjardins du Quebec | 12,500 | $103.5K | 0.00% | 00.0% | Unchanged |
| Ferguson Shapiro LLC | 12,327 | $102.0K | 0.05% | 00.0% | Unchanged |
| BBR Partners, LLC | 12,195 | $101.0K | 0.01% | 00.0% | Unchanged |
| LVW Advisors, LLC | 12,124 | $100.0K | 0.02% | 00.0% | Unchanged |
| IFG Advisory, LLC | 12,045 | $99.0K | 0.01% | +12,045 | New |
| Oak Harbor Wealth Partners, LLC | 11,904 | $99.0K | 0.03% | +11,904 | New |
| SFI Advisors, LLC | 11,820 | $97.0K | 0.09% | 00.0% | Unchanged |
| Bank Hapoalim BM | 11,700 | $97.0K | 0.01% | 00.0% | Unchanged |
| Silverlake Wealth Management LLC | 11,429 | $94.6K | 0.05% | +29+0.3% | Added |
| Carmel Capital Partners, LLC | 11,400 | $94.0K | 0.08% | +1,300+12.9% | Added |
| Next Level Private LLC | 11,312 | $94.0K | 0.08% | +11,312 | New |
| Warther Private Wealth, LLC | 11,063 | $93.0K | 0.06% | −3,489−24.0% | Reduced |
| Jefferies Group LLC | 11,000 | $91.1K | 0.00% | −50,000−82.0% | Reduced |
| Rhumbline Advisers | 11,045 | $91.0K | 0.00% | −2,510−18.5% | Reduced |
| Inspire Advisors, LLC | 11,041 | $91.0K | 0.03% | +11,041 | New |
| Lido Advisors, LLC | 10,527 | $87.0K | 0.00% | −93−0.9% | Reduced |
| Commerce Bank | 10,325 | $85.0K | 0.00% | +10,325 | New |
| Shufro Rose & Co LLC | 10,000 | $83.0K | 0.01% | 00.0% | Unchanged |
| Running Point Capital Advisors, LLC | 10,000 | $83.0K | 0.05% | +10,000 | New |
| Archer Investment Corp | 10,000 | $81.9K | 0.03% | +5,000+100.0% | Added |
| EMC Capital Management | 9,443 | $73.0K | 0.05% | +9,443 | New |
| Rockefeller Capital Management L.P. | 6,800 | $56.0K | 0.00% | +6,700+6,700.0% | Added |
| Caption Management, LLC | 6,500 | $54.0K | 0.00% | +6,500 | New |
| AllSquare Wealth Management LLC | 6,000 | $50.0K | 0.03% | 00.0% | Unchanged |
| Asset Dedication, LLC | 5,880 | $49.0K | 0.01% | 00.0% | Unchanged |
| Advocacy Wealth Management Services, LLC | 5,100 | $43.0K | 0.01% | 00.0% | Unchanged |
| Banque Cantonale Vaudoise | 4,000 | $33.0K | 0.00% | 00.0% | Unchanged |
| Parallel Advisors, LLC | 3,439 | $28.0K | 0.00% | −45−1.3% | Reduced |
| Northwestern Mutual Wealth Management Co | 3,252 | $27.0K | 0.00% | 00.0% | Unchanged |
| TCI Wealth Advisors, Inc. | 3,321 | $27.0K | 0.00% | +70+2.2% | Added |
| Founders Capital Management | 3,000 | $25.0K | 0.02% | 00.0% | Unchanged |
| PrairieView Partners, LLC | 3,000 | $25.0K | 0.00% | 00.0% | Unchanged |
| SJS Investment Consulting Inc. | 2,805 | $23.0K | 0.01% | 00.0% | Unchanged |
| Lindbrook Capital, LLC | 2,771 | $23.0K | 0.00% | +23+0.8% | Added |
| IFP Advisors, Inc | 3,437 | $23.0K | 0.00% | +3,437 | New |
| Webster Bank, N. A. | 2,620 | $22.0K | 0.00% | 00.0% | Unchanged |
| Financial Management Professionals, Inc. | 2,646 | $22.0K | 0.00% | +37+1.4% | Added |
| Ten Capital Wealth Advisors, LLC | 2,619 | $22.0K | 0.01% | +2,619 | New |
| Citigroup Inc | 2,363 | $20.0K | 0.00% | +2,353+23,530.0% | Added |
| First Horizon Advisors, Inc. | 2,250 | $19.0K | 0.00% | −5,665−71.6% | Reduced |
| West Branch Capital LLC | 2,018 | $17.0K | 0.01% | 00.0% | Unchanged |
| Core Wealth Advisors, Inc. | 2,056 | $17.0K | 0.01% | +45+2.2% | Added |
| Proequities, Inc. | 1,900 | $16.0K | 0.00% | +983+107.2% | Added |
| Tower Research Capital LLC (TRC) | 1,711 | $14.0K | 0.00% | −31,128−94.8% | Reduced |
| Huntington National Bank | 1,500 | $12.0K | 0.00% | 00.0% | Unchanged |
| Cypress Capital Management LLC (WY) | 1,481 | $12.0K | 0.01% | +31+2.1% | Added |
| Carmichael Hill & Associates, Inc. | 1,465 | $12.0K | 0.01% | 00.0% | Unchanged |
| Semmax Financial Advisors Inc. | 1,480 | $12.0K | 0.00% | 00.0% | Unchanged |
| AdvisorNet Financial, Inc | 1,278 | $11.0K | 0.00% | −669−34.4% | Reduced |
| Kistler-Tiffany Companies, LLC | 1,334 | $11.0K | 0.00% | 00.0% | Unchanged |
| PSI Advisors, LLC | 1,292 | $11.0K | 0.00% | +16+1.3% | Added |
| Beacon Capital Management, LLC | 1,271 | $11.0K | 0.00% | +1,271 | New |
| McCarthy Asset Management, Inc. | 1,113 | $9.00K | 0.01% | +23+2.1% | Added |
| Fifth Third Bancorp | 1,100 | $9.00K | 0.00% | +100+10.0% | Added |
| Signaturefd, LLC | 1,084 | $9.00K | 0.00% | +204+23.2% | Added |
| BNP Paribas Arbitrage, SA | 1,058 | $8.76K | 0.00% | 00.0% | Unchanged |
| Ellevest, Inc. | 977 | $8.00K | 0.00% | +20+2.1% | Added |
| Gables Capital Management Inc. | 1,000 | $8.00K | 0.01% | 00.0% | Unchanged |
| Allworth Financial LP | 1,000 | $8.00K | 0.00% | +1,000 | New |
| Miller Wealth Advisors, LLC | 700 | $6.00K | 0.00% | 00.0% | Unchanged |
| FMR LLC | 676 | $6.00K | 0.00% | +675+67,500.0% | Added |
| Gemmer Asset Management LLC | 700 | $5.00K | 0.00% | −900−56.3% | Reduced |
| Oliver Lagore Vanvalin Investment Group | 675 | $5.00K | 0.00% | +675 | New |
| Patriot Financial Group Insurance Agency, LLC | 462 | $4.00K | 0.00% | 00.0% | Unchanged |