Prospect Capital Corp
PSEC- Exchange
- Nasdaq
- SEC CIK
- 0001287032
In the last 90 days, Prospect Capital Corp insiders filed 1 open-market purchase and 0 sales; 204 institutions reported holding it in 13F filings for Q2 2026, worth $206.6M in total; no superinvestor holds it.
Other share classesPSEC.PA
13F holders, Q1 2022
Institutional positions in Prospect Capital Corp as of Mar 31, 2022. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 215
- −9 vs. Q4 2021
- Shares held
- 28.1M
- −2.11M (−7.0%) vs. Q4 2021
- Total value
- $232.4M
- −$21.4M (−8.4%) vs. Q4 2021
- New holders
- 29
- 78 more added
- Sold out
- 38
- 55 more reduced
4 institutions that held it in Q4 2021 haven't filed for Q1 2022 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q4 2021: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting PSEC on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 204 | $206.6M |
| Q1 2026 | 218 | $223.8M |
| Q4 2025 | 224 | $214.1M |
| Q3 2025 | 228 | $224.4M |
| Q2 2025 | 224 | $208.4M |
| Q1 2025 | 224 | $239.8M |
| Q4 2024 | 239 | $193.5M |
| Q3 2024 | 226 | $200.9M |
| Q2 2024 | 230 | $221.4M |
| Q1 2024 | 230 | $228.3M |
| Q4 2023 | 244 | $219.5M |
| Q3 2023 | 234 | $195.5M |
| Q2 2023 | 234 | $194.5M |
| Q1 2023 | 250 | $203.2M |
| Q4 2022 | 246 | $206.9M |
| Q3 2022 | 229 | $174.7M |
| Q2 2022 | 228 | $206.6M |
| Q1 2022 | 215 | $232.4M |
| Q4 2021 | 228 | $254.5M |
| Q3 2021 | 194 | $258.3M |
| Q2 2021 | 202 | $316.6M |
| Q1 2021 | 192 | $267.3M |
Institutions, Q1 2022
Shares, value and share of portfolio for each institution holding Prospect Capital Corp; share changes are against Q4 2021.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Smithfield Trust Co | 47 | $0 | 0.00% | 00.0% | Unchanged |
| Hudock, Inc. | 57 | $0 | 0.00% | +52+1,040.0% | Added |
| Bogart Wealth, LLC | 4 | $0 | 0.00% | 00.0% | Unchanged |
| SOA Wealth Advisors, LLC. | 2 | $0 | 0.00% | 00.0% | Unchanged |
| TSFG, LLC | 4 | $0 | 0.00% | +4 | New |
| Dark Forest Capital Management LP | 10 | $0 | 0.00% | +10 | New |
| Barclays PLC | 89 | $1.00K | 0.00% | 00.0% | Unchanged |
| Heritage Wealth Advisors | 100 | $1.00K | 0.00% | 00.0% | Unchanged |
| Peoples Financial Services Corp. | 205 | $2.00K | 0.00% | 00.0% | Unchanged |
| Focused Wealth Management, Inc | 300 | $2.00K | 0.00% | +300 | New |
| RE Dickinson Investment Advisors, LLC | 320 | $3.00K | 0.00% | 00.0% | Unchanged |
| Strategic Asset Management, LLC | 400 | $3.00K | 0.00% | 00.0% | Unchanged |
| Rise Advisors, LLC | 305 | $3.00K | 0.00% | −94−23.6% | Reduced |
| Patriot Financial Group Insurance Agency, LLC | 462 | $4.00K | 0.00% | 00.0% | Unchanged |
| Valley National Advisers Inc | 538 | $4.00K | 0.00% | +538 | New |
| Gemmer Asset Management LLC | 700 | $5.00K | 0.00% | −900−56.3% | Reduced |
| Oliver Lagore Vanvalin Investment Group | 675 | $5.00K | 0.00% | +675 | New |
| Miller Wealth Advisors, LLC | 700 | $6.00K | 0.00% | 00.0% | Unchanged |
| FMR LLC | 676 | $6.00K | 0.00% | +675+67,500.0% | Added |
| Ellevest, Inc. | 977 | $8.00K | 0.00% | +20+2.1% | Added |
| Gables Capital Management Inc. | 1,000 | $8.00K | 0.01% | 00.0% | Unchanged |
| Allworth Financial LP | 1,000 | $8.00K | 0.00% | +1,000 | New |
| BNP Paribas Arbitrage, SA | 1,058 | $8.76K | 0.00% | 00.0% | Unchanged |
| McCarthy Asset Management, Inc. | 1,113 | $9.00K | 0.01% | +23+2.1% | Added |
| Fifth Third Bancorp | 1,100 | $9.00K | 0.00% | +100+10.0% | Added |
| Signaturefd, LLC | 1,084 | $9.00K | 0.00% | +204+23.2% | Added |
| AdvisorNet Financial, Inc | 1,278 | $11.0K | 0.00% | −669−34.4% | Reduced |
| Kistler-Tiffany Companies, LLC | 1,334 | $11.0K | 0.00% | 00.0% | Unchanged |
| PSI Advisors, LLC | 1,292 | $11.0K | 0.00% | +16+1.3% | Added |
| Beacon Capital Management, LLC | 1,271 | $11.0K | 0.00% | +1,271 | New |
| Huntington National Bank | 1,500 | $12.0K | 0.00% | 00.0% | Unchanged |
| Cypress Capital Management LLC (WY) | 1,481 | $12.0K | 0.01% | +31+2.1% | Added |
| Carmichael Hill & Associates, Inc. | 1,465 | $12.0K | 0.01% | 00.0% | Unchanged |
| Semmax Financial Advisors Inc. | 1,480 | $12.0K | 0.00% | 00.0% | Unchanged |
| Tower Research Capital LLC (TRC) | 1,711 | $14.0K | 0.00% | −31,128−94.8% | Reduced |
| Proequities, Inc. | 1,900 | $16.0K | 0.00% | +983+107.2% | Added |
| West Branch Capital LLC | 2,018 | $17.0K | 0.01% | 00.0% | Unchanged |
| Core Wealth Advisors, Inc. | 2,056 | $17.0K | 0.01% | +45+2.2% | Added |
| First Horizon Advisors, Inc. | 2,250 | $19.0K | 0.00% | −5,665−71.6% | Reduced |
| Citigroup Inc | 2,363 | $20.0K | 0.00% | +2,353+23,530.0% | Added |
| Webster Bank, N. A. | 2,620 | $22.0K | 0.00% | 00.0% | Unchanged |
| Financial Management Professionals, Inc. | 2,646 | $22.0K | 0.00% | +37+1.4% | Added |
| Ten Capital Wealth Advisors, LLC | 2,619 | $22.0K | 0.01% | +2,619 | New |
| SJS Investment Consulting Inc. | 2,805 | $23.0K | 0.01% | 00.0% | Unchanged |
| Lindbrook Capital, LLC | 2,771 | $23.0K | 0.00% | +23+0.8% | Added |
| IFP Advisors, Inc | 3,437 | $23.0K | 0.00% | +3,437 | New |
| Founders Capital Management | 3,000 | $25.0K | 0.02% | 00.0% | Unchanged |
| PrairieView Partners, LLC | 3,000 | $25.0K | 0.00% | 00.0% | Unchanged |
| Northwestern Mutual Wealth Management Co | 3,252 | $27.0K | 0.00% | 00.0% | Unchanged |
| TCI Wealth Advisors, Inc. | 3,321 | $27.0K | 0.00% | +70+2.2% | Added |
| Parallel Advisors, LLC | 3,439 | $28.0K | 0.00% | −45−1.3% | Reduced |
| Banque Cantonale Vaudoise | 4,000 | $33.0K | 0.00% | 00.0% | Unchanged |
| Advocacy Wealth Management Services, LLC | 5,100 | $43.0K | 0.01% | 00.0% | Unchanged |
| Asset Dedication, LLC | 5,880 | $49.0K | 0.01% | 00.0% | Unchanged |
| AllSquare Wealth Management LLC | 6,000 | $50.0K | 0.03% | 00.0% | Unchanged |
| Caption Management, LLC | 6,500 | $54.0K | 0.00% | +6,500 | New |
| Rockefeller Capital Management L.P. | 6,800 | $56.0K | 0.00% | +6,700+6,700.0% | Added |
| EMC Capital Management | 9,443 | $73.0K | 0.05% | +9,443 | New |
| Archer Investment Corp | 10,000 | $81.9K | 0.03% | +5,000+100.0% | Added |
| Shufro Rose & Co LLC | 10,000 | $83.0K | 0.01% | 00.0% | Unchanged |
| Running Point Capital Advisors, LLC | 10,000 | $83.0K | 0.05% | +10,000 | New |
| Commerce Bank | 10,325 | $85.0K | 0.00% | +10,325 | New |
| Lido Advisors, LLC | 10,527 | $87.0K | 0.00% | −93−0.9% | Reduced |
| Rhumbline Advisers | 11,045 | $91.0K | 0.00% | −2,510−18.5% | Reduced |
| Inspire Advisors, LLC | 11,041 | $91.0K | 0.03% | +11,041 | New |
| Jefferies Group LLC | 11,000 | $91.1K | 0.00% | −50,000−82.0% | Reduced |
| Warther Private Wealth, LLC | 11,063 | $93.0K | 0.06% | −3,489−24.0% | Reduced |
| Carmel Capital Partners, LLC | 11,400 | $94.0K | 0.08% | +1,300+12.9% | Added |
| Next Level Private LLC | 11,312 | $94.0K | 0.08% | +11,312 | New |
| Silverlake Wealth Management LLC | 11,429 | $94.6K | 0.05% | +29+0.3% | Added |
| SFI Advisors, LLC | 11,820 | $97.0K | 0.09% | 00.0% | Unchanged |
| Bank Hapoalim BM | 11,700 | $97.0K | 0.01% | 00.0% | Unchanged |
| IFG Advisory, LLC | 12,045 | $99.0K | 0.01% | +12,045 | New |
| Oak Harbor Wealth Partners, LLC | 11,904 | $99.0K | 0.03% | +11,904 | New |
| LVW Advisors, LLC | 12,124 | $100.0K | 0.02% | 00.0% | Unchanged |
| BBR Partners, LLC | 12,195 | $101.0K | 0.01% | 00.0% | Unchanged |
| Ferguson Shapiro LLC | 12,327 | $102.0K | 0.05% | 00.0% | Unchanged |
| Federation des caisses Desjardins du Quebec | 12,500 | $103.5K | 0.00% | 00.0% | Unchanged |
| Highlander Capital Management, LLC | 12,500 | $104.0K | 0.05% | 00.0% | Unchanged |
| Sunbelt Securities, Inc. | 12,717 | $105.0K | 0.02% | +12,717 | New |
| Steward Partners Investment Advisory, LLC | 13,080 | $108.0K | 0.00% | −29−0.2% | Reduced |
| Oppenheimer & Co Inc | 13,222 | $109.0K | 0.00% | 00.0% | Unchanged |
| Morling Financial Advisors, LLC | 13,131 | $109.0K | 0.14% | −95−0.7% | Reduced |
| National Wealth Management Group, LLC | 13,384 | $110.8K | 0.11% | −1,120−7.7% | Reduced |
| The PNC Financial Services Group, Inc. | 13,784 | $113.0K | 0.00% | +278+2.1% | Added |
| State of Wyoming | 13,605 | $113.0K | 0.06% | +1,951+16.7% | Added |
| Doyle Wealth Management | 14,047 | $116.0K | 0.01% | +14,047 | New |
| NinePointTwo Capital | 14,410 | $119.0K | 0.03% | −5,052−26.0% | Reduced |
| PFG Advisors | 14,538 | $120.0K | 0.01% | +40.0% | Added |
| Wetherby Asset Management Inc | 15,003 | $124.0K | 0.01% | 00.0% | Unchanged |
| Kingsview Wealth Management, LLC | 15,022 | $124.4K | 0.01% | +15,022 | New |
| Traynor Capital Management, Inc. | 15,134 | $125.0K | 0.02% | −890−5.6% | Reduced |
| First National Bank of Mount Dora, Trust Investment Services | 15,300 | $127.0K | 0.04% | 00.0% | Unchanged |
| Regal Investment Advisors LLC | 16,074 | $133.0K | 0.01% | +2,895+22.0% | Added |
| Money Concepts Capital Corp | 16,354 | $135.0K | 0.01% | +16,354 | New |
| Zimmermann Investment Management & Planning LLC | 16,395 | $136.0K | 0.08% | +210+1.3% | Added |
| Stephens Inc | 16,916 | $140.0K | 0.00% | +2,500+17.3% | Added |
| Creative Planning | 17,102 | $142.0K | 0.00% | −12,925−43.0% | Reduced |
| MML Investors Services, LLC | 17,301 | $143.0K | 0.00% | −3,457−16.7% | Reduced |
| KG&L Capital Management,LLC | 17,823 | $148.0K | 0.06% | −898−4.8% | Reduced |