Prospect Capital Corp
PSEC- Exchange
- Nasdaq
- SEC CIK
- 0001287032
In the last 90 days, Prospect Capital Corp insiders filed 1 open-market purchase and 0 sales; 204 institutions reported holding it in 13F filings for Q2 2026, worth $206.6M in total; no superinvestor holds it.
Other share classesPSEC.PA
13F holders, Q4 2023
Institutional positions in Prospect Capital Corp as of Dec 31, 2023. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 244
- +12 vs. Q3 2023
- Shares held
- 37.8M
- +4.82M (+14.6%) vs. Q3 2023
- Total value
- $219.5M
- +$27.6M (+14.4%) vs. Q3 2023
- New holders
- 42
- 97 more added
- Sold out
- 30
- 58 more reduced
2 institutions that held it in Q3 2023 haven't filed for Q4 2023 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q3 2023: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting PSEC on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 204 | $206.6M |
| Q1 2026 | 218 | $223.8M |
| Q4 2025 | 224 | $214.1M |
| Q3 2025 | 228 | $224.4M |
| Q2 2025 | 224 | $208.4M |
| Q1 2025 | 224 | $239.8M |
| Q4 2024 | 239 | $193.5M |
| Q3 2024 | 226 | $200.9M |
| Q2 2024 | 230 | $221.4M |
| Q1 2024 | 230 | $228.3M |
| Q4 2023 | 244 | $219.5M |
| Q3 2023 | 234 | $195.5M |
| Q2 2023 | 234 | $194.5M |
| Q1 2023 | 250 | $203.2M |
| Q4 2022 | 246 | $206.9M |
| Q3 2022 | 229 | $174.7M |
| Q2 2022 | 228 | $206.6M |
| Q1 2022 | 215 | $232.4M |
| Q4 2021 | 228 | $254.5M |
| Q3 2021 | 194 | $258.3M |
| Q2 2021 | 202 | $316.6M |
| Q1 2021 | 192 | $267.3M |
Institutions, Q4 2023
Shares, value and share of portfolio for each institution holding Prospect Capital Corp; share changes are against Q3 2023.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Van Eck Associates Corp | 6,161,151 | $36.9M | 0.07% | +1,276,762+26.1% | Added |
| Legal & General Group Plc | 3,198,707 | $19.1M | 0.01% | +244,337+8.3% | Added |
| LSV Asset Management | 2,035,654 | $12.2M | 0.03% | +298,400+17.2% | Added |
| Invesco Ltd. | 1,766,490 | $10.6M | 0.00% | +1,681,113+1,969.0% | Added |
| Morgan Stanley | 1,697,158 | $10.2M | 0.00% | −159,832−8.6% | Reduced |
| XML Financial, LLC | 1,326,672 | $7.95M | 0.84% | −57,723−4.2% | Reduced |
| BlackRock Inc. | 1,258,230 | $7.54M | 0.00% | +14,600+1.2% | Added |
| LPL Financial LLC | 1,045,257 | $6.26M | 0.00% | +145,732+16.2% | Added |
| Commonwealth Equity Services, LLC | 1,028,776 | $6.16M | 0.01% | +98,173+10.5% | Added |
| Cambridge Investment Research Advisors, Inc. | 956,275 | $5.73M | 0.02% | +164,372+20.8% | Added |
| Advisor Group Holdings, Inc. | 774,589 | $4.64M | 0.01% | −64,713−7.7% | Reduced |
| Marshall Wace, LLP | 708,473 | $4.24M | 0.01% | +708,473 | New |
| JPMorgan Chase & Co | 650,928 | $3.90M | 0.00% | +609,250+1,461.8% | Added |
| Two Sigma Investments, LP | 605,011 | $3.62M | 0.01% | +536,545+783.7% | Added |
| Raymond James & Associates | 585,863 | $3.51M | 0.00% | +186,886+46.8% | Added |
| Millennium Management LLC | 456,409 | $2.73M | 0.00% | +456,409 | New |
| Advisors Asset Management, Inc. | 450,365 | $2.70M | 0.06% | −164,159−26.7% | Reduced |
| McKinley Capital Management LLC /Delaware | 421,521 | $2.52M | 0.32% | −5,133−1.2% | Reduced |
| UBS Group AG | 403,395 | $2.42M | 0.00% | +14,321+3.7% | Added |
| Jump Financial, LLC | 328,220 | $1.97M | 0.06% | +168,820+105.9% | Added |
| US Bancorp | 291,416 | $1.75M | 0.00% | +1,350+0.5% | Added |
| D.A. Davidson & Co. | 281,757 | $1.69M | 0.02% | +4,996+1.8% | Added |
| Great West Life Assurance Co | 260,671 | $1.55M | 0.00% | −24,580−8.6% | Reduced |
| DnB Asset Management AS | 254,115 | $1.52M | 0.01% | +42,005+19.8% | Added |
| International Assets Investment Management, LLC | 251,543 | $1.51M | 0.19% | −17,779−6.6% | Reduced |
| BI Asset Management Fondsmaeglerselskab A/S | 246,905 | $1.48M | 0.03% | +7,773+3.3% | Added |
| Caxton Associates LP | 235,729 | $1.41M | 0.07% | 00.0% | Unchanged |
| Kestra Private Wealth Services, LLC | 232,227 | $1.39M | 0.04% | −8,679−3.6% | Reduced |
| Garner Asset Management Corp | 152,537 | $1.37M | 0.70% | −10,473−6.4% | Reduced |
| Truist Financial Corp | 193,060 | $1.16M | 0.00% | +2,000+1.0% | Added |
| Tactive Advisors, LLC | 184,360 | $1.10M | 0.71% | +100,876+120.8% | Added |
| Qube Research & Technologies Ltd | 181,794 | $1.09M | 0.00% | −282,580−60.9% | Reduced |
| Wells Fargo & Company | 181,230 | $1.09M | 0.00% | +31,329+20.9% | Added |
| Cetera Advisor Networks LLC | 175,830 | $1.05M | 0.01% | −14,672−7.7% | Reduced |
| Boothbay Fund Management, LLC | 175,000 | $1.05M | 0.04% | +175,000 | New |
| KBC Group NV | 173,813 | $1.04M | 0.00% | +1,509+0.9% | Added |
| Eschler Asset Management LLP | 175,000 | $1.02M | 0.81% | +175,000 | New |
| Palogic Value Management, L.P. | 164,334 | $984.4K | 0.44% | −9,171−5.3% | Reduced |
| Northern Trust Corp | 157,107 | $941.1K | 0.00% | −422,632−72.9% | Reduced |
| Quadrature Capital Ltd | 148,229 | $887.9K | 0.02% | +148,229 | New |
| Kovack Advisors, Inc. | 144,907 | $868.0K | 0.10% | +17,349+13.6% | Added |
| Jane Street Group, LLC | 137,073 | $821.1K | 0.00% | +73,529+115.7% | Added |
| Bank of America Corp | 131,764 | $789.3K | 0.00% | +58,983+81.0% | Added |
| Group One Trading, L.P. | 129,000 | $772.7K | 0.02% | −290,803−69.3% | Reduced |
| Atria Wealth Solutions, Inc. | 127,940 | $766.4K | 0.01% | +46,903+57.9% | Added |
| HighTower Advisors, LLC | 126,400 | $757.0K | 0.00% | −32,532−20.5% | Reduced |
| Alberta Investment Management Corp | 124,900 | $748.2K | 0.01% | 00.0% | Unchanged |
| Advisory Services Network, LLC | 124,811 | $747.6K | 0.02% | +4,558+3.8% | Added |
| D. E. Shaw & Co., Inc. | 124,437 | $745.4K | 0.00% | +124,437 | New |
| Stifel Financial Corp | 114,393 | $685.2K | 0.00% | +1,495+1.3% | Added |
| AE Wealth Management LLC | 109,563 | $678.2K | 0.00% | +8,259+8.2% | Added |
| Virtus ETF Advisers LLC | 104,339 | $625.0K | 0.40% | −27,352−20.8% | Reduced |
| Royal Bank of Canada | 103,654 | $621.0K | 0.00% | −8,683−7.7% | Reduced |
| SMH Capital Advisors Inc | 101,321 | $606.9K | 1.32% | +601+0.6% | Added |
| Mariner, LLC | 100,444 | $601.7K | 0.00% | −24,881−19.9% | Reduced |
| Forte Capital LLC | 94,158 | $564.0K | 0.08% | +94,158 | New |
| Westwood Holdings Group Inc. | 93,246 | $559.0K | 0.00% | 00.0% | Unchanged |
| Garden State Investment Advisory Services LLC | 90,656 | $543.0K | 0.22% | +5,257+6.2% | Added |
| Winton Group Ltd | 88,574 | $530.6K | 0.04% | +27,681+45.5% | Added |
| Philadelphia Trust Co | 86,350 | $517.0K | 0.05% | −105,000−54.9% | Reduced |
| Bank of New York Mellon Corp | 85,428 | $511.7K | 0.00% | +7,256+9.3% | Added |
| Triumph Capital Management | 82,409 | $493.6K | 0.21% | +5,118+6.6% | Added |
| Prospera Financial Services Inc | 78,985 | $473.1K | 0.02% | +370.0% | Added |
| Cetera Advisors LLC | 77,630 | $465.0K | 0.01% | −5,192−6.3% | Reduced |
| Raymond James Financial Services Advisors, Inc. | 76,591 | $458.8K | 0.00% | −20,219−20.9% | Reduced |
| Summit Global Investments | 75,022 | $449.0K | 0.03% | 00.0% | Unchanged |
| Kestra Advisory Services, LLC | 70,492 | $422.2K | 0.00% | +35,744+102.9% | Added |
| Ameriprise Financial Inc | 70,278 | $421.0K | 0.00% | −1,111−1.6% | Reduced |
| Virtu Financial LLC | 68,929 | $413.0K | 0.03% | +68,929 | New |
| HRT Financial LP | 67,525 | $404.0K | 0.00% | +14,586+27.6% | Added |
| Tudor Investment Corp Et Al | 65,405 | $391.8K | 0.01% | +65,405 | New |
| Guggenheim Capital LLC | 64,932 | $388.9K | 0.00% | +3,164+5.1% | Added |
| CWM Advisors, LLC | 64,027 | $383.5K | 0.04% | +13,262+26.1% | Added |
| Goldman Sachs Group Inc | 63,124 | $378.1K | 0.00% | +7,976+14.5% | Added |
| Moloney Securities Asset Management, LLC | 62,805 | $376.2K | 0.06% | +3,450+5.8% | Added |
| Susquehanna International Group, LLP | 61,327 | $367.3K | 0.00% | +39,872+185.8% | Added |
| Quantbot Technologies LP | 59,027 | $353.6K | 0.02% | +59,027 | New |
| Squarepoint Ops LLC | 58,486 | $350.3K | 0.00% | +58,486 | New |
| Roman Butler Fullerton & Co | 56,191 | $347.8K | 0.14% | +1,957+3.6% | Added |
| Kathmere Capital Management, LLC | 57,967 | $347.2K | 0.05% | 00.0% | Unchanged |
| Sculati Wealth Management, LLC | 57,900 | $346.8K | 0.16% | −28,225−32.8% | Reduced |
| Significant Wealth Partners LLC | 56,738 | $339.9K | 0.25% | +56,738 | New |
| Cubist Systematic Strategies, LLC | 55,095 | $330.0K | 0.00% | +55,095 | New |
| Bank of Montreal | 53,783 | $329.2K | 0.00% | −15,394−22.3% | Reduced |
| Teamwork Financial Advisors, LLC | 54,929 | $329.0K | 0.06% | −2,707−4.7% | Reduced |
| Blair William & Co | 54,275 | $325.1K | 0.00% | 00.0% | Unchanged |
| Sigma Planning Corp | 53,245 | $318.9K | 0.02% | −39,594−42.6% | Reduced |
| Thrive Wealth Management, LLC | 51,993 | $311.4K | 0.07% | +127+0.2% | Added |
| Berkeley Capital Partners, LLC | 50,243 | $301.0K | 0.10% | 00.0% | Unchanged |
| Lodestar Private Asset Management LLC | 50,000 | $299.5K | 0.05% | 00.0% | Unchanged |
| Barrett & Company, Inc. | 47,787 | $286.2K | 0.15% | +347+0.7% | Added |
| Aquatic Capital Management LLC | 47,700 | $286.0K | 0.01% | +47,700 | New |
| Creative Financial Designs Inc | 46,413 | $278.0K | 0.03% | +987+2.2% | Added |
| Cetera Investment Advisers | 45,183 | $270.6K | 0.00% | −12,514−21.7% | Reduced |
| ProShare Advisors LLC | 43,207 | $258.8K | 0.00% | +1,215+2.9% | Added |
| Claro Advisors LLC | 42,390 | $253.9K | 0.06% | 00.0% | Unchanged |
| Two Sigma Advisers, LP | 42,000 | $251.6K | 0.00% | −18,100−30.1% | Reduced |
| Wealth Enhancement Advisory Services, LLC | 41,197 | $246.8K | 0.00% | +23,475+132.5% | Added |
| Avantax Advisory Services, Inc. | 40,872 | $244.8K | 0.00% | −5,460−11.8% | Reduced |
| Bessemer Group Inc | 40,000 | $240.0K | 0.00% | 00.0% | Unchanged |