Prospect Capital Corp
PSEC- Exchange
- Nasdaq
- SEC CIK
- 0001287032
In the last 90 days, Prospect Capital Corp insiders filed 1 open-market purchase and 0 sales; 204 institutions reported holding it in 13F filings for Q2 2026, worth $206.6M in total; no superinvestor holds it.
Other share classesPSEC.PA
13F holders, Q4 2023
Institutional positions in Prospect Capital Corp as of Dec 31, 2023. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 244
- +12 vs. Q3 2023
- Shares held
- 37.8M
- +4.82M (+14.6%) vs. Q3 2023
- Total value
- $219.5M
- +$27.6M (+14.4%) vs. Q3 2023
- New holders
- 42
- 97 more added
- Sold out
- 30
- 58 more reduced
2 institutions that held it in Q3 2023 haven't filed for Q4 2023 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q3 2023: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting PSEC on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 204 | $206.6M |
| Q1 2026 | 218 | $223.8M |
| Q4 2025 | 224 | $214.1M |
| Q3 2025 | 228 | $224.4M |
| Q2 2025 | 224 | $208.4M |
| Q1 2025 | 224 | $239.8M |
| Q4 2024 | 239 | $193.5M |
| Q3 2024 | 226 | $200.9M |
| Q2 2024 | 230 | $221.4M |
| Q1 2024 | 230 | $228.3M |
| Q4 2023 | 244 | $219.5M |
| Q3 2023 | 234 | $195.5M |
| Q2 2023 | 234 | $194.5M |
| Q1 2023 | 250 | $203.2M |
| Q4 2022 | 246 | $206.9M |
| Q3 2022 | 229 | $174.7M |
| Q2 2022 | 228 | $206.6M |
| Q1 2022 | 215 | $232.4M |
| Q4 2021 | 228 | $254.5M |
| Q3 2021 | 194 | $258.3M |
| Q2 2021 | 202 | $316.6M |
| Q1 2021 | 192 | $267.3M |
Institutions, Q4 2023
Shares, value and share of portfolio for each institution holding Prospect Capital Corp; share changes are against Q3 2023.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Smithfield Trust Co | 47 | $0 | 0.00% | 00.0% | Unchanged |
| FMR LLC | 2 | $12 | 0.00% | 00.0% | Unchanged |
| ORG Partners LLC | 5 | $34 | 0.00% | +5 | New |
| Allworth Financial LP | 33 | $198 | 0.00% | −2,150−98.5% | Reduced |
| Northwestern Mutual Wealth Management Co | 47 | $281 | 0.00% | +5+11.9% | Added |
| Barclays PLC | 89 | $533 | 0.00% | −89−50.0% | Reduced |
| Heritage Wealth Advisors | 100 | $599 | 0.00% | 00.0% | Unchanged |
| SRS Capital Advisors, Inc. | 110 | $659 | 0.00% | +110 | New |
| Principal Securities, Inc. | 151 | $904 | 0.00% | +151 | New |
| Rogco, LP | 165 | $988 | 0.00% | 00.0% | Unchanged |
| Peoples Financial Services Corp. | 205 | $1.23K | 0.00% | 00.0% | Unchanged |
| Hexagon Capital Partners LLC | 214 | $1.28K | 0.00% | +132+161.0% | Added |
| Headlands Technologies LLC | 320 | $1.92K | 0.00% | +320 | New |
| Ronald Blue Trust, Inc. | 263 | $2.00K | 0.00% | +262+26,200.0% | Added |
| Quadrant Capital Group LLC | 366 | $2.19K | 0.00% | −872−70.4% | Reduced |
| Rise Advisors, LLC | 370 | $2.22K | 0.00% | +11+3.1% | Added |
| Nomura Asset Management Co Ltd | 491 | $2.94K | 0.00% | 00.0% | Unchanged |
| IFP Advisors, Inc | 750 | $4.49K | 0.00% | 00.0% | Unchanged |
| Leonteq Securities AG | 800 | $4.79K | 0.00% | 00.0% | Unchanged |
| Larson Financial Group LLC | 913 | $5.47K | 0.00% | 00.0% | Unchanged |
| Citadel Advisors LLC | 939 | $5.63K | 0.00% | −4,571−83.0% | Reduced |
| Gables Capital Management Inc. | 1,000 | $5.99K | 0.00% | 00.0% | Unchanged |
| Semmax Financial Advisors Inc. | 1,480 | $7.89K | 0.00% | 00.0% | Unchanged |
| Global Retirement Partners, LLC | 1,404 | $8.32K | 0.00% | +1+0.1% | Added |
| Carmichael Hill & Associates, Inc. | 1,465 | $8.78K | 0.00% | 00.0% | Unchanged |
| Beacon Capital Management, LLC | 1,478 | $8.94K | 0.00% | +29+2.0% | Added |
| Huntington National Bank | 1,500 | $8.98K | 0.00% | 00.0% | Unchanged |
| GWM Advisors LLC | 1,518 | $9.09K | 0.00% | −294−16.2% | Reduced |
| Coppell Advisory Solutions LLC | 1,628 | $9.75K | 0.00% | +163+11.1% | Added |
| Cypress Capital Management LLC (WY) | 1,779 | $10.7K | 0.01% | +53+3.1% | Added |
| AdvisorNet Financial, Inc | 1,801 | $10.8K | 0.00% | +54+3.1% | Added |
| Massmutual Trust Co FSB | 2,000 | $12.0K | 0.00% | +2,000 | New |
| West Branch Capital LLC | 2,018 | $12.1K | 0.01% | 00.0% | Unchanged |
| Geneos Wealth Management Inc. | 2,300 | $13.8K | 0.00% | 00.0% | Unchanged |
| Walleye Trading LLC | 2,487 | $14.9K | 0.00% | +2,487 | New |
| Core Wealth Advisors, Inc. | 2,494 | $14.9K | 0.01% | +79+3.3% | Added |
| Webster Bank, N. A. | 2,620 | $15.7K | 0.00% | 00.0% | Unchanged |
| Founders Capital Management | 3,000 | $18.0K | 0.01% | 00.0% | Unchanged |
| Truvestments Capital LLC | 3,000 | $18.0K | 0.01% | +3,000 | New |
| Baystate Wealth Management LLC | 3,031 | $18.2K | 0.00% | +3,031 | New |
| Tennessee Valley Asset Management Partners | 3,213 | $19.2K | 0.01% | +3,213 | New |
| Lindbrook Capital, LLC | 3,440 | $20.6K | 0.00% | −482−12.3% | Reduced |
| Avion Wealth | 3,617 | $22.0K | 0.01% | +108+3.1% | Added |
| Banque Cantonale Vaudoise | 4,000 | $24.0K | 0.00% | 00.0% | Unchanged |
| Rothschild Investment LLC | 4,900 | $29.4K | 0.00% | +4,900 | New |
| Farmers & Merchants Trust Co of Chambersburg PA | 5,000 | $30.0K | 0.02% | 00.0% | Unchanged |
| Abich Financial Wealth Management LLC | 5,040 | $30.2K | 0.03% | +5,040 | New |
| HHM Wealth Advisors, LLC | 5,372 | $32.2K | 0.01% | 00.0% | Unchanged |
| NBC Securities, Inc. | 5,700 | $34.0K | 0.00% | 00.0% | Unchanged |
| Asset Dedication, LLC | 5,880 | $35.0K | 0.00% | 00.0% | Unchanged |
| AllSquare Wealth Management LLC | 6,000 | $35.9K | 0.02% | 00.0% | Unchanged |
| EntryPoint Capital, LLC | 6,310 | $37.8K | 0.04% | +6,310 | New |
| Quent Capital, LLC | 6,384 | $38.2K | 0.01% | +201+3.3% | Added |
| State of Wyoming | 6,881 | $41.2K | 0.01% | +6,881 | New |
| CNB Bank | 7,500 | $44.9K | 0.02% | −342−4.4% | Reduced |
| Private Trust Co NA | 7,736 | $46.3K | 0.01% | +2,722+54.3% | Added |
| Comerica Bank | 9,000 | $53.9K | 0.00% | +5,000+125.0% | Added |
| Signaturefd, LLC | 9,719 | $58.2K | 0.00% | +3,746+62.7% | Added |
| Money Concepts Capital Corp | 10,000 | $59.9K | 0.01% | −5,000−33.3% | Reduced |
| CWM, LLC | 9,974 | $60.0K | 0.00% | +111+1.1% | Added |
| Wealthfront Advisers LLC | 10,235 | $61.3K | 0.00% | +10,235 | New |
| WealthPLAN Partners, LLC | 10,330 | $61.9K | 0.01% | 00.0% | Unchanged |
| Dark Forest Capital Management LP | 10,462 | $62.7K | 0.01% | −137,802−92.9% | Reduced |
| Texas Yale Capital Corp. | 10,500 | $62.9K | 0.00% | −650−5.8% | Reduced |
| KG&L Capital Management,LLC | 10,756 | $64.4K | 0.03% | +96+0.9% | Added |
| CoreCap Advisors, LLC | 10,800 | $64.7K | 0.00% | +10,800 | New |
| Archer Investment Corp | 11,000 | $65.9K | 0.02% | 00.0% | Unchanged |
| Citigroup Inc | 11,579 | $69.4K | 0.00% | +3,542+44.1% | Added |
| BNP Paribas Arbitrage, SA | 11,631 | $69.7K | 0.00% | −8,518−42.3% | Reduced |
| Shufro Rose & Co LLC | 11,700 | $70.8K | 0.01% | +1,700+17.0% | Added |
| Focused Wealth Management, Inc | 11,914 | $71.4K | 0.01% | +11,003+1,207.8% | Added |
| MAI Capital Management | 12,240 | $73.3K | 0.00% | −865−6.6% | Reduced |
| LVW Advisors, LLC | 12,244 | $73.3K | 0.01% | +48+0.4% | Added |
| Silverlake Wealth Management LLC | 12,245 | $73.3K | 0.04% | +146+1.2% | Added |
| Atomi Financial Group, Inc. | 12,454 | $74.6K | 0.01% | +12,454 | New |
| CI Private Wealth, LLC | 12,586 | $75.4K | 0.00% | +1,371+12.2% | Added |
| Moneta Group Investment Advisors LLC | 12,751 | $76.4K | 0.00% | +40.0% | Added |
| Envestnet Asset Management Inc | 13,100 | $78.5K | 0.00% | −979−7.0% | Reduced |
| Gerber Kawasaki Wealth & Investment Management | 13,141 | $78.7K | 0.00% | +416+3.3% | Added |
| Cape Investment Advisory, Inc. | 13,299 | $79.7K | 0.04% | +12,740+2,279.1% | Added |
| National Asset Management, Inc. | 13,266 | $80.3K | 0.00% | +150+1.1% | Added |
| NWF Advisory Services Inc. | 13,435 | $80.5K | 0.02% | +13,435 | New |
| Tower Research Capital LLC (TRC) | 13,459 | $80.6K | 0.00% | +12,382+1,149.7% | Added |
| Detalus Advisors, LLC | 13,500 | $80.9K | 0.03% | 00.0% | Unchanged |
| MML Investors Services, LLC | 13,827 | $83.0K | 0.00% | +819+6.3% | Added |
| Lido Advisors, LLC | 13,729 | $83.1K | 0.00% | +3,103+29.2% | Added |
| Parallel Advisors, LLC | 13,975 | $83.7K | 0.00% | −420−2.9% | Reduced |
| Sage Capital Management, LLC | 14,000 | $83.9K | 0.05% | +14,000 | New |
| Traynor Capital Management, Inc. | 14,071 | $84.3K | 0.01% | +124+0.9% | Added |
| NinePointTwo Capital | 14,410 | $86.0K | 0.03% | 00.0% | Unchanged |
| Girard Partners Ltd. | 15,063 | $90.2K | 0.01% | 00.0% | Unchanged |
| Cherry Creek Investment Advisors, Inc. | 15,111 | $90.5K | 0.06% | 00.0% | Unchanged |
| Wedbush Securities Inc | 15,117 | $91.0K | 0.00% | −1,199−7.3% | Reduced |
| First National Bank of Mount Dora, Trust Investment Services | 15,300 | $91.6K | 0.02% | 00.0% | Unchanged |
| Janney Montgomery Scott LLC | 15,633 | $94.0K | 0.00% | +15,633 | New |
| EMC Capital Management | 16,677 | $100.0K | 0.07% | 00.0% | Unchanged |
| WMG Financial Advisors, LLC | 17,900 | $108.3K | 0.07% | +17,900 | New |
| NorthCrest Asset Manangement, LLC | 18,632 | $111.6K | 0.00% | +18,632 | New |
| Steward Partners Investment Advisory, LLC | 19,575 | $117.3K | 0.00% | 00.0% | Unchanged |
| Sanibel Captiva Trust Company, Inc. | 20,000 | $119.8K | 0.00% | +20,000 | New |