Prospect Capital Corp
PSEC- Exchange
- Nasdaq
- SEC CIK
- 0001287032
In the last 90 days, Prospect Capital Corp insiders filed 1 open-market purchase and 0 sales; 204 institutions reported holding it in 13F filings for Q2 2026, worth $206.6M in total; no superinvestor holds it.
Other share classesPSEC.PA
13F holders, Q1 2024
Institutional positions in Prospect Capital Corp as of Mar 31, 2024. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 230
- −11 vs. Q4 2023
- Shares held
- 36.9M
- −886.2K (−2.3%) vs. Q4 2023
- Total value
- $228.3M
- +$8.88M (+4.0%) vs. Q4 2023
- New holders
- 30
- 84 more added
- Sold out
- 41
- 77 more reduced
3 institutions that held it in Q4 2023 haven't filed for Q1 2024 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q4 2023: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting PSEC on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 204 | $206.6M |
| Q1 2026 | 218 | $223.8M |
| Q4 2025 | 224 | $214.1M |
| Q3 2025 | 228 | $224.4M |
| Q2 2025 | 224 | $208.4M |
| Q1 2025 | 224 | $239.8M |
| Q4 2024 | 239 | $193.5M |
| Q3 2024 | 226 | $200.9M |
| Q2 2024 | 230 | $221.4M |
| Q1 2024 | 230 | $228.3M |
| Q4 2023 | 244 | $219.5M |
| Q3 2023 | 234 | $195.5M |
| Q2 2023 | 234 | $194.5M |
| Q1 2023 | 250 | $203.2M |
| Q4 2022 | 246 | $206.9M |
| Q3 2022 | 229 | $174.7M |
| Q2 2022 | 228 | $206.6M |
| Q1 2022 | 215 | $232.4M |
| Q4 2021 | 228 | $254.5M |
| Q3 2021 | 194 | $258.3M |
| Q2 2021 | 202 | $316.6M |
| Q1 2021 | 192 | $267.3M |
Institutions, Q1 2024
Shares, value and share of portfolio for each institution holding Prospect Capital Corp; share changes are against Q4 2023.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Van Eck Associates Corp | 6,880,161 | $38.0M | 0.06% | +719,010+11.7% | Added |
| Y.D. More Investments Ltd | 1,254,319 | $31.4M | 5.56% | −18,890−1.5% | Reduced |
| Legal & General Group Plc | 3,330,226 | $18.4M | 0.01% | +131,519+4.1% | Added |
| Invesco Ltd. | 2,114,807 | $11.7M | 0.00% | +348,317+19.7% | Added |
| Morgan Stanley | 1,957,703 | $10.8M | 0.00% | +260,545+15.4% | Added |
| XML Financial, LLC | 1,712,938 | $9.46M | 0.97% | +386,266+29.1% | Added |
| LSV Asset Management | 1,608,614 | $8.88M | 0.02% | −427,040−21.0% | Reduced |
| BlackRock Inc. | 1,370,758 | $7.57M | 0.00% | +112,528+8.9% | Added |
| Commonwealth Equity Services, LLC | 1,144,987 | $6.32M | 0.01% | +116,211+11.3% | Added |
| LPL Financial LLC | 1,079,132 | $5.96M | 0.00% | +33,875+3.2% | Added |
| Cambridge Investment Research Advisors, Inc. | 1,044,632 | $5.77M | 0.02% | +88,357+9.2% | Added |
| Raymond James & Associates | 681,459 | $3.76M | 0.00% | +95,596+16.3% | Added |
| Advisor Group Holdings, Inc. | 591,351 | $3.26M | 0.01% | −183,238−23.7% | Reduced |
| UBS Group AG | 461,945 | $2.55M | 0.00% | +58,550+14.5% | Added |
| Advisors Asset Management, Inc. | 444,540 | $2.45M | 0.05% | −5,825−1.3% | Reduced |
| McKinley Capital Management LLC /Delaware | 408,441 | $2.25M | 0.27% | −13,080−3.1% | Reduced |
| BI Asset Management Fondsmaeglerselskab A/S | 394,365 | $2.18M | 0.04% | +147,460+59.7% | Added |
| Tactive Advisors, LLC | 321,095 | $1.77M | 0.94% | +136,735+74.2% | Added |
| DnB Asset Management AS | 319,056 | $1.76M | 0.01% | +64,941+25.6% | Added |
| Cetera Investment Advisers | 309,786 | $1.71M | 0.00% | +264,603+585.6% | Added |
| JPMorgan Chase & Co | 308,903 | $1.71M | 0.00% | −342,025−52.5% | Reduced |
| Great West Life Assurance Co | 294,706 | $1.63M | 0.00% | +34,035+13.1% | Added |
| US Bancorp | 293,116 | $1.62M | 0.00% | +1,700+0.6% | Added |
| Marshall Wace, LLP | 288,356 | $1.59M | 0.00% | −420,117−59.3% | Reduced |
| D.A. Davidson & Co. | 279,312 | $1.54M | 0.01% | −2,445−0.9% | Reduced |
| Wells Fargo & Company | 265,761 | $1.47M | 0.00% | +84,531+46.6% | Added |
| Kestra Private Wealth Services, LLC | 241,601 | $1.33M | 0.03% | +9,374+4.0% | Added |
| Palogic Value Management, L.P. | 218,875 | $1.21M | 0.52% | +54,541+33.2% | Added |
| Boothbay Fund Management, LLC | 215,000 | $1.19M | 0.04% | +40,000+22.9% | Added |
| Eschler Asset Management LLP | 215,000 | $1.18M | 0.76% | +40,000+22.9% | Added |
| Truist Financial Corp | 200,641 | $1.11M | 0.00% | +7,581+3.9% | Added |
| KBC Group NV | 177,499 | $980.0K | 0.00% | +3,686+2.1% | Added |
| Atria Wealth Solutions, Inc. | 175,733 | $970.7K | 0.01% | +47,793+37.4% | Added |
| International Assets Investment Management, LLC | 175,506 | $963.5K | 0.10% | −76,037−30.2% | Reduced |
| Garner Asset Management Corp | 128,455 | $871.0K | 0.44% | −24,082−15.8% | Reduced |
| Northern Trust Corp | 156,890 | $866.0K | 0.00% | −217−0.1% | Reduced |
| Virtus ETF Advisers LLC | 141,749 | $782.5K | 0.42% | +37,410+35.9% | Added |
| Kovack Advisors, Inc. | 138,549 | $764.8K | 0.09% | −6,358−4.4% | Reduced |
| Alberta Investment Management Corp | 124,900 | $689.4K | 0.01% | 00.0% | Unchanged |
| Caxton Associates LP | 124,102 | $685.0K | 0.05% | −111,627−47.4% | Reduced |
| Stifel Financial Corp | 122,755 | $677.6K | 0.00% | +8,362+7.3% | Added |
| Quadrature Capital Ltd | 118,502 | $654.7K | 0.01% | −29,727−20.1% | Reduced |
| HighTower Advisors, LLC | 116,952 | $647.0K | 0.00% | −9,448−7.5% | Reduced |
| Millennium Management LLC | 113,753 | $627.9K | 0.00% | −342,656−75.1% | Reduced |
| Jane Street Group, LLC | 103,422 | $570.9K | 0.00% | −33,651−24.5% | Reduced |
| Royal Bank of Canada | 102,097 | $563.0K | 0.00% | −1,557−1.5% | Reduced |
| SMH Capital Advisors Inc | 101,322 | $559.3K | 1.51% | +10.0% | Added |
| Catalyst Capital Advisors LLC | 95,140 | $525.2K | 0.01% | +95,140 | New |
| Mariner, LLC | 93,736 | $517.4K | 0.00% | −6,708−6.7% | Reduced |
| Westwood Holdings Group Inc. | 93,246 | $515.0K | 0.00% | 00.0% | Unchanged |
| Garden State Investment Advisory Services LLC | 89,142 | $489.4K | 0.18% | −1,514−1.7% | Reduced |
| Philadelphia Trust Co | 86,350 | $477.0K | 0.04% | 00.0% | Unchanged |
| Bank of America Corp | 84,898 | $468.6K | 0.00% | −46,866−35.6% | Reduced |
| Sigma Planning Corp | 75,691 | $417.8K | 0.01% | +22,446+42.2% | Added |
| Summit Global Investments | 75,000 | $414.0K | 0.03% | −220.0% | Reduced |
| Squarepoint Ops LLC | 74,787 | $412.8K | 0.00% | +16,301+27.9% | Added |
| Jump Financial, LLC | 74,468 | $411.1K | 0.01% | −253,752−77.3% | Reduced |
| Two Sigma Investments, LP | 72,551 | $400.5K | 0.00% | −532,460−88.0% | Reduced |
| Advisory Services Network, LLC | 71,392 | $394.1K | 0.01% | −53,419−42.8% | Reduced |
| Ameriprise Financial Inc | 70,569 | $389.5K | 0.00% | +291+0.4% | Added |
| Raymond James Financial Services Advisors, Inc. | 69,971 | $386.2K | 0.00% | −6,620−8.6% | Reduced |
| Kestra Advisory Services, LLC | 69,333 | $382.7K | 0.00% | −1,159−1.6% | Reduced |
| Guggenheim Capital LLC | 67,729 | $373.9K | 0.00% | +2,797+4.3% | Added |
| Prospera Financial Services Inc | 67,500 | $372.6K | 0.01% | −11,485−14.5% | Reduced |
| CWM Advisors, LLC | 65,045 | $359.0K | 0.04% | +1,018+1.6% | Added |
| Forte Capital LLC | 64,158 | $354.1K | 0.04% | −30,000−31.9% | Reduced |
| Avantax Advisory Services, Inc. | 63,037 | $348.0K | 0.00% | +22,165+54.2% | Added |
| Moloney Securities Asset Management, LLC | 60,927 | $336.3K | 0.05% | −1,878−3.0% | Reduced |
| Kathmere Capital Management, LLC | 57,967 | $320.0K | 0.04% | 00.0% | Unchanged |
| Teamwork Financial Advisors, LLC | 55,988 | $309.1K | 0.05% | +1,059+1.9% | Added |
| Mercer Global Advisors Inc | 55,269 | $305.0K | 0.00% | +22,344+67.9% | Added |
| Blair William & Co | 54,195 | $299.2K | 0.00% | −80−0.1% | Reduced |
| HRT Financial LP | 53,665 | $296.0K | 0.00% | −13,860−20.5% | Reduced |
| Thrive Wealth Management, LLC | 52,129 | $287.8K | 0.06% | +136+0.3% | Added |
| ProShare Advisors LLC | 51,349 | $283.4K | 0.00% | +8,142+18.8% | Added |
| Lodestar Private Asset Management LLC | 50,000 | $276.0K | 0.04% | 00.0% | Unchanged |
| Optimist Retirement Group LLC | 48,176 | $265.9K | 0.14% | +48,176 | New |
| Next Level Private LLC | 46,011 | $254.0K | 0.12% | +15,258+49.6% | Added |
| Csenge Advisory Group | 44,128 | $243.6K | 0.01% | +44,128 | New |
| Barrett & Company, Inc. | 43,956 | $242.6K | 0.11% | −3,831−8.0% | Reduced |
| BNP Paribas Arbitrage, SA | 43,616 | $240.8K | 0.00% | +31,985+275.0% | Added |
| Roman Butler Fullerton & Co | 43,767 | $236.3K | 0.09% | −12,424−22.1% | Reduced |
| Claro Advisors LLC | 42,390 | $234.0K | 0.04% | 00.0% | Unchanged |
| Two Sigma Advisers, LP | 41,700 | $230.2K | 0.00% | −300−0.7% | Reduced |
| Virtu Financial LLC | 40,423 | $223.0K | 0.02% | −28,506−41.4% | Reduced |
| Bessemer Group Inc | 40,000 | $221.0K | 0.00% | 00.0% | Unchanged |
| XTX Topco Ltd | 39,323 | $217.1K | 0.03% | +12,509+46.7% | Added |
| Brinker Capital Investments, LLC | 38,144 | $210.6K | 0.00% | −505−1.3% | Reduced |
| Orion Portfolio Solutions, LLC | 38,144 | $210.6K | 0.00% | −505−1.3% | Reduced |
| Sculati Wealth Management, LLC | 37,825 | $208.8K | 0.09% | −20,075−34.7% | Reduced |
| Harbour Investments, Inc. | 37,108 | $204.8K | 0.01% | +529+1.4% | Added |
| Creative Planning | 36,111 | $199.3K | 0.00% | +4,947+15.9% | Added |
| Muzinich & Co., Inc. | 32,901 | $197.1K | 0.17% | 00.0% | Unchanged |
| Bank of Montreal | 35,200 | $194.7K | 0.00% | −18,583−34.6% | Reduced |
| Sheaff Brock Investment Advisors, LLC | 34,750 | $191.8K | 0.02% | −1,000−2.8% | Reduced |
| Creative Financial Designs Inc | 34,607 | $191.0K | 0.02% | −11,806−25.4% | Reduced |
| Dark Forest Capital Management LP | 34,586 | $190.9K | 0.03% | +24,124+230.6% | Added |
| The PNC Financial Services Group, Inc. | 34,516 | $190.5K | 0.00% | +518+1.5% | Added |
| IFG Advisory, LLC | 33,195 | $183.2K | 0.01% | −3,000−8.3% | Reduced |
| Natixis | 33,000 | $182.2K | 0.00% | +110.0% | Added |