Prospect Capital Corp
PSEC- Exchange
- Nasdaq
- SEC CIK
- 0001287032
In the last 90 days, Prospect Capital Corp insiders filed 1 open-market purchase and 0 sales; 204 institutions reported holding it in 13F filings for Q2 2026, worth $206.6M in total; no superinvestor holds it.
Other share classesPSEC.PA
13F holders, Q1 2024
Institutional positions in Prospect Capital Corp as of Mar 31, 2024. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 230
- −11 vs. Q4 2023
- Shares held
- 36.9M
- −886.2K (−2.3%) vs. Q4 2023
- Total value
- $228.3M
- +$8.88M (+4.0%) vs. Q4 2023
- New holders
- 30
- 84 more added
- Sold out
- 41
- 77 more reduced
3 institutions that held it in Q4 2023 haven't filed for Q1 2024 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q4 2023: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting PSEC on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 204 | $206.6M |
| Q1 2026 | 218 | $223.8M |
| Q4 2025 | 224 | $214.1M |
| Q3 2025 | 228 | $224.4M |
| Q2 2025 | 224 | $208.4M |
| Q1 2025 | 224 | $239.8M |
| Q4 2024 | 239 | $193.5M |
| Q3 2024 | 226 | $200.9M |
| Q2 2024 | 230 | $221.4M |
| Q1 2024 | 230 | $228.3M |
| Q4 2023 | 244 | $219.5M |
| Q3 2023 | 234 | $195.5M |
| Q2 2023 | 234 | $194.5M |
| Q1 2023 | 250 | $203.2M |
| Q4 2022 | 246 | $206.9M |
| Q3 2022 | 229 | $174.7M |
| Q2 2022 | 228 | $206.6M |
| Q1 2022 | 215 | $232.4M |
| Q4 2021 | 228 | $254.5M |
| Q3 2021 | 194 | $258.3M |
| Q2 2021 | 202 | $316.6M |
| Q1 2021 | 192 | $267.3M |
Institutions, Q1 2024
Shares, value and share of portfolio for each institution holding Prospect Capital Corp; share changes are against Q4 2023.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| BancorpSouth Bank | 31,606 | $174.5K | 0.01% | +971+3.2% | Added |
| Strategies Wealth Advisors, LLC | 30,621 | $169.0K | 0.03% | +1,902+6.6% | Added |
| Goldman Sachs Group Inc | 29,571 | $163.2K | 0.00% | −33,553−53.2% | Reduced |
| Sunbelt Securities, Inc. | 29,473 | $162.7K | 0.02% | +91+0.3% | Added |
| Family Wealth Group, LLC | 29,413 | $162.4K | 0.18% | −1,009−3.3% | Reduced |
| Envestnet Asset Management Inc | 29,281 | $161.6K | 0.00% | +16,181+123.5% | Added |
| Ausdal Financial Partners, Inc. | 29,069 | $160.5K | 0.02% | −185−0.6% | Reduced |
| Oppenheimer & Co Inc | 28,922 | $159.6K | 0.00% | +400+1.4% | Added |
| Modern Wealth Management, LLC | 28,684 | $158.3K | 0.01% | +1,045+3.8% | Added |
| Dudley Capital Management, LLC | 28,500 | $156.5K | 0.09% | 00.0% | Unchanged |
| Copperwynd Financial, LLC | 26,657 | $147.1K | 0.05% | +26,657 | New |
| Triumph Capital Management | 26,472 | $145.3K | 0.06% | −55,937−67.9% | Reduced |
| Independent Financial Group, LLC | 26,066 | $143.9K | 0.01% | +2,196+9.2% | Added |
| Sage Mountain Advisors LLC | 25,948 | $143.2K | 0.01% | +25,948 | New |
| Eagle Global Advisors LLC | 25,900 | $143.0K | 0.01% | 00.0% | Unchanged |
| D. E. Shaw & Co., Inc. | 25,470 | $140.6K | 0.00% | −98,967−79.5% | Reduced |
| Entropy Technologies, LP | 25,000 | $138.0K | 0.01% | +25,000 | New |
| Vanguard Capital Wealth Advisors | 24,852 | $137.2K | 0.10% | −12,798−34.0% | Reduced |
| Highlander Capital Management, LLC | 24,615 | $135.9K | 0.05% | 00.0% | Unchanged |
| Comerica Bank | 24,000 | $132.5K | 0.00% | +15,000+166.7% | Added |
| Regal Investment Advisors LLC | 23,552 | $130.0K | 0.01% | +250+1.1% | Added |
| Janney Montgomery Scott LLC | 23,633 | $130.0K | 0.00% | +8,000+51.2% | Added |
| Stephens Inc | 23,417 | $129.3K | 0.00% | +1,000+4.5% | Added |
| Arkadios Wealth Advisors | 22,924 | $126.5K | 0.01% | −650−2.8% | Reduced |
| J.W. Cole Advisors, Inc. | 21,922 | $121.0K | 0.01% | −14,488−39.8% | Reduced |
| Level Four Advisory Services, LLC | 20,070 | $120.2K | 0.01% | 00.0% | Unchanged |
| Inspire Advisors, LLC | 21,333 | $117.8K | 0.02% | −2,546−10.7% | Reduced |
| Steward Partners Investment Advisory, LLC | 20,857 | $115.1K | 0.00% | +1,282+6.5% | Added |
| EMC Capital Management | 20,762 | $115.0K | 0.07% | +4,085+24.5% | Added |
| Zimmermann Investment Management & Planning LLC | 20,458 | $112.9K | 0.04% | +381+1.9% | Added |
| Davenport & Co LLC | 20,006 | $110.4K | 0.00% | 00.0% | Unchanged |
| Bank of New York Mellon Corp | 19,838 | $109.5K | 0.00% | −65,590−76.8% | Reduced |
| Wealthfront Advisers LLC | 19,088 | $105.4K | 0.00% | +8,853+86.5% | Added |
| Spire Wealth Management | 19,021 | $105.0K | 0.00% | −3,042−13.8% | Reduced |
| WMG Financial Advisors, LLC | 18,900 | $104.3K | 0.06% | +1,000+5.6% | Added |
| Wealth Enhancement Advisory Services, LLC | 18,829 | $103.9K | 0.00% | −22,368−54.3% | Reduced |
| Lincoln National Corp | 18,355 | $101.3K | 0.00% | +18,355 | New |
| Strategic Financial Concepts, LLC | 18,099 | $99.9K | 0.02% | +18,099 | New |
| Atom Investors LP | 17,415 | $96.1K | 0.01% | −13,176−43.1% | Reduced |
| Balyasny Asset Management LLC | 17,091 | $94.3K | 0.00% | +17,091 | New |
| Envestnet Portfolio Solutions, Inc. | 17,000 | $93.8K | 0.00% | +17,000 | New |
| Kingsview Wealth Management, LLC | 16,538 | $91.3K | 0.00% | +16,538 | New |
| Marex Group plc | 16,100 | $88.9K | 0.00% | +16,100 | New |
| Baker Avenue Asset Management, LP | 16,084 | $88.8K | 0.00% | +16,084 | New |
| First National Bank of Mount Dora, Trust Investment Services | 15,300 | $84.5K | 0.02% | 00.0% | Unchanged |
| Cherry Creek Investment Advisors, Inc. | 15,111 | $83.4K | 0.05% | 00.0% | Unchanged |
| Girard Partners Ltd. | 15,063 | $83.1K | 0.01% | 00.0% | Unchanged |
| SpiderRock Advisors, LLC | 15,225 | $83.0K | 0.00% | +15,225 | New |
| Wealthcare Advisory Partners LLC | 14,834 | $81.9K | 0.00% | +14,834 | New |
| NWF Advisory Services Inc. | 14,800 | $81.7K | 0.01% | +1,365+10.2% | Added |
| Manufacturers Life Insurance Company, The | 14,703 | $81.2K | 0.00% | +14,703 | New |
| National Asset Management, Inc. | 13,116 | $80.1K | 0.00% | −150−1.1% | Reduced |
| Traynor Capital Management, Inc. | 14,201 | $78.4K | 0.01% | +130+0.9% | Added |
| Sage Capital Management, LLC | 14,000 | $77.3K | 0.04% | 00.0% | Unchanged |
| Gerber Kawasaki Wealth & Investment Management | 13,587 | $75.0K | 0.00% | +446+3.4% | Added |
| State of Wyoming | 13,538 | $74.7K | 0.01% | +6,657+96.7% | Added |
| Tower Research Capital LLC (TRC) | 13,423 | $74.1K | 0.00% | −36−0.3% | Reduced |
| MML Investors Services, LLC | 13,373 | $74.0K | 0.00% | −454−3.3% | Reduced |
| Empowered Funds, LLC | 13,202 | $72.9K | 0.00% | +13,202 | New |
| Parallel Advisors, LLC | 13,112 | $72.4K | 0.00% | −863−6.2% | Reduced |
| Moneta Group Investment Advisors LLC | 12,952 | $71.5K | 0.00% | +201+1.6% | Added |
| Shufro Rose & Co LLC | 12,700 | $70.1K | 0.01% | +1,000+8.5% | Added |
| CI Private Wealth, LLC | 12,664 | $69.9K | 0.00% | +78+0.6% | Added |
| Silverlake Wealth Management LLC | 12,400 | $68.5K | 0.03% | +155+1.3% | Added |
| LVW Advisors, LLC | 12,294 | $67.9K | 0.01% | +50+0.4% | Added |
| Wedbush Securities Inc | 12,118 | $67.0K | 0.00% | −2,999−19.8% | Reduced |
| Detalus Advisors, LLC | 12,000 | $66.2K | 0.02% | −1,500−11.1% | Reduced |
| MAI Capital Management | 11,790 | $65.1K | 0.00% | −450−3.7% | Reduced |
| Cutter & CO Brokerage, Inc. | 11,700 | $64.6K | 0.02% | +11,700 | New |
| Susquehanna International Group, LLP | 10,899 | $60.2K | 0.00% | −50,428−82.2% | Reduced |
| Lido Advisors, LLC | 10,700 | $59.6K | 0.00% | −3,029−22.1% | Reduced |
| KG&L Capital Management,LLC | 10,528 | $58.1K | 0.02% | −228−2.1% | Reduced |
| Texas Yale Capital Corp. | 10,500 | $58.0K | 0.00% | 00.0% | Unchanged |
| Money Concepts Capital Corp | 10,000 | $55.2K | 0.01% | 00.0% | Unchanged |
| Edge Financial Advisors LLC | 10,000 | $55.2K | 0.05% | +10,000 | New |
| CWM, LLC | 9,994 | $55.0K | 0.00% | +20+0.2% | Added |
| Signaturefd, LLC | 9,075 | $50.1K | 0.00% | −644−6.6% | Reduced |
| Citigroup Inc | 8,816 | $48.7K | 0.00% | −2,763−23.9% | Reduced |
| Private Trust Co NA | 8,401 | $46.4K | 0.01% | +665+8.6% | Added |
| CoreCap Advisors, LLC | 7,924 | $43.7K | 0.00% | −2,876−26.6% | Reduced |
| Headlands Technologies LLC | 7,574 | $41.8K | 0.01% | +7,254+2,266.9% | Added |
| CNB Bank | 7,500 | $41.4K | 0.02% | 00.0% | Unchanged |
| Quent Capital, LLC | 6,597 | $36.4K | 0.00% | +213+3.3% | Added |
| AllSquare Wealth Management LLC | 6,000 | $33.1K | 0.02% | 00.0% | Unchanged |
| Asset Dedication, LLC | 5,880 | $32.0K | 0.00% | 00.0% | Unchanged |
| HHM Wealth Advisors, LLC | 5,372 | $29.7K | 0.00% | 00.0% | Unchanged |
| Archer Investment Corp | 5,000 | $27.6K | 0.01% | −6,000−54.5% | Reduced |
| Rothschild Investment LLC | 4,900 | $27.0K | 0.00% | 00.0% | Unchanged |
| Banque Cantonale Vaudoise | 4,000 | $22.0K | 0.00% | 00.0% | Unchanged |
| Avion Wealth | 3,732 | $21.0K | 0.01% | +115+3.2% | Added |
| Deutsche Bank AG | 3,774 | $20.8K | 0.00% | +3,774 | New |
| Lindbrook Capital, LLC | 3,440 | $19.0K | 0.00% | 00.0% | Unchanged |
| Founders Capital Management | 3,000 | $16.6K | 0.01% | 00.0% | Unchanged |
| CIBC Private Wealth Group, LLC | 3,000 | $16.5K | 0.00% | +3,000 | New |
| Core Wealth Advisors, Inc. | 2,577 | $14.2K | 0.00% | +83+3.3% | Added |
| Geneos Wealth Management Inc. | 2,300 | $12.7K | 0.00% | 00.0% | Unchanged |
| NBC Securities, Inc. | 2,200 | $12.0K | 0.00% | −3,500−61.4% | Reduced |
| West Branch Capital LLC | 2,018 | $11.1K | 0.00% | 00.0% | Unchanged |
| AdvisorNet Financial, Inc | 1,858 | $10.3K | 0.00% | +57+3.2% | Added |
| Cypress Capital Management LLC (WY) | 1,836 | $10.1K | 0.01% | +57+3.2% | Added |