Prospect Capital Corp
PSEC- Exchange
- Nasdaq
- SEC CIK
- 0001287032
In the last 90 days, Prospect Capital Corp insiders filed 1 open-market purchase and 0 sales; 204 institutions reported holding it in 13F filings for Q2 2026, worth $206.6M in total; no superinvestor holds it.
Other share classesPSEC.PA
13F holders, Q1 2024
Institutional positions in Prospect Capital Corp as of Mar 31, 2024. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 230
- −11 vs. Q4 2023
- Shares held
- 36.9M
- −886.2K (−2.3%) vs. Q4 2023
- Total value
- $228.3M
- +$8.88M (+4.0%) vs. Q4 2023
- New holders
- 30
- 84 more added
- Sold out
- 41
- 77 more reduced
3 institutions that held it in Q4 2023 haven't filed for Q1 2024 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q4 2023: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting PSEC on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 204 | $206.6M |
| Q1 2026 | 218 | $223.8M |
| Q4 2025 | 224 | $214.1M |
| Q3 2025 | 228 | $224.4M |
| Q2 2025 | 224 | $208.4M |
| Q1 2025 | 224 | $239.8M |
| Q4 2024 | 239 | $193.5M |
| Q3 2024 | 226 | $200.9M |
| Q2 2024 | 230 | $221.4M |
| Q1 2024 | 230 | $228.3M |
| Q4 2023 | 244 | $219.5M |
| Q3 2023 | 234 | $195.5M |
| Q2 2023 | 234 | $194.5M |
| Q1 2023 | 250 | $203.2M |
| Q4 2022 | 246 | $206.9M |
| Q3 2022 | 229 | $174.7M |
| Q2 2022 | 228 | $206.6M |
| Q1 2022 | 215 | $232.4M |
| Q4 2021 | 228 | $254.5M |
| Q3 2021 | 194 | $258.3M |
| Q2 2021 | 202 | $316.6M |
| Q1 2021 | 192 | $267.3M |
Institutions, Q1 2024
Shares, value and share of portfolio for each institution holding Prospect Capital Corp; share changes are against Q4 2023.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Smithfield Trust Co | 47 | $0 | 0.00% | 00.0% | Unchanged |
| Ronald Blue Trust, Inc. | 1 | $6 | 0.00% | −262−99.6% | Reduced |
| Sofos Investments, Inc. | 13 | $73 | 0.00% | +13 | New |
| Frazier Financial Advisors, LLC | 14 | $79 | 0.00% | +14 | New |
| Allworth Financial LP | 23 | $127 | 0.00% | −10−30.3% | Reduced |
| Hexagon Capital Partners LLC | 53 | $293 | 0.00% | −161−75.2% | Reduced |
| Barclays PLC | 89 | $491 | 0.00% | 00.0% | Unchanged |
| Heritage Wealth Advisors | 100 | $552 | 0.00% | 00.0% | Unchanged |
| EverSource Wealth Advisors, LLC | 160 | $833 | 0.00% | +160 | New |
| Principal Securities, Inc. | 151 | $834 | 0.00% | 00.0% | Unchanged |
| Coastal Investment Advisors, Inc. | 185 | $1.02K | 0.00% | +185 | New |
| Peoples Financial Services Corp. | 205 | $1.13K | 0.00% | 00.0% | Unchanged |
| Old Point Trust & Financial Services N A | 250 | $1.38K | 0.00% | +250 | New |
| Quadrant Capital Group LLC | 366 | $2.02K | 0.00% | 00.0% | Unchanged |
| Hilltop National Bank | 380 | $2.10K | 0.00% | +380 | New |
| Rise Advisors, LLC | 383 | $2.11K | 0.00% | +13+3.5% | Added |
| Central Pacific Bank - Trust Division | 428 | $2.35K | 0.00% | +428 | New |
| LRI Investments, LLC | 611 | $3.37K | 0.00% | +611 | New |
| Larson Financial Group LLC | 640 | $3.53K | 0.00% | −273−29.9% | Reduced |
| IFP Advisors, Inc | 750 | $4.14K | 0.00% | 00.0% | Unchanged |
| Cape Investment Advisory, Inc. | 878 | $4.85K | 0.00% | −12,421−93.4% | Reduced |
| Gables Capital Management Inc. | 1,000 | $5.52K | 0.00% | 00.0% | Unchanged |
| Global Retirement Partners, LLC | 1,405 | $7.76K | 0.00% | +1+0.1% | Added |
| Carmichael Hill & Associates, Inc. | 1,465 | $8.09K | 0.00% | 00.0% | Unchanged |
| Global Assets Advisory, LLC | 44,689 | $8.14K | 0.37% | +44,689 | New |
| Semmax Financial Advisors Inc. | 1,480 | $8.19K | 0.00% | 00.0% | Unchanged |
| Huntington National Bank | 1,530 | $8.45K | 0.00% | +30+2.0% | Added |
| GWM Advisors LLC | 1,571 | $8.67K | 0.00% | +53+3.5% | Added |
| Beacon Capital Management, LLC | 1,572 | $8.68K | 0.00% | +94+6.4% | Added |
| Webster Bank, N. A. | 1,620 | $8.94K | 0.00% | −1,000−38.2% | Reduced |
| Cypress Capital Management LLC (WY) | 1,836 | $10.1K | 0.01% | +57+3.2% | Added |
| AdvisorNet Financial, Inc | 1,858 | $10.3K | 0.00% | +57+3.2% | Added |
| West Branch Capital LLC | 2,018 | $11.1K | 0.00% | 00.0% | Unchanged |
| NBC Securities, Inc. | 2,200 | $12.0K | 0.00% | −3,500−61.4% | Reduced |
| Geneos Wealth Management Inc. | 2,300 | $12.7K | 0.00% | 00.0% | Unchanged |
| Core Wealth Advisors, Inc. | 2,577 | $14.2K | 0.00% | +83+3.3% | Added |
| CIBC Private Wealth Group, LLC | 3,000 | $16.5K | 0.00% | +3,000 | New |
| Founders Capital Management | 3,000 | $16.6K | 0.01% | 00.0% | Unchanged |
| Lindbrook Capital, LLC | 3,440 | $19.0K | 0.00% | 00.0% | Unchanged |
| Deutsche Bank AG | 3,774 | $20.8K | 0.00% | +3,774 | New |
| Avion Wealth | 3,732 | $21.0K | 0.01% | +115+3.2% | Added |
| Banque Cantonale Vaudoise | 4,000 | $22.0K | 0.00% | 00.0% | Unchanged |
| Rothschild Investment LLC | 4,900 | $27.0K | 0.00% | 00.0% | Unchanged |
| Archer Investment Corp | 5,000 | $27.6K | 0.01% | −6,000−54.5% | Reduced |
| HHM Wealth Advisors, LLC | 5,372 | $29.7K | 0.00% | 00.0% | Unchanged |
| Asset Dedication, LLC | 5,880 | $32.0K | 0.00% | 00.0% | Unchanged |
| AllSquare Wealth Management LLC | 6,000 | $33.1K | 0.02% | 00.0% | Unchanged |
| Quent Capital, LLC | 6,597 | $36.4K | 0.00% | +213+3.3% | Added |
| CNB Bank | 7,500 | $41.4K | 0.02% | 00.0% | Unchanged |
| Headlands Technologies LLC | 7,574 | $41.8K | 0.01% | +7,254+2,266.9% | Added |
| CoreCap Advisors, LLC | 7,924 | $43.7K | 0.00% | −2,876−26.6% | Reduced |
| Private Trust Co NA | 8,401 | $46.4K | 0.01% | +665+8.6% | Added |
| Citigroup Inc | 8,816 | $48.7K | 0.00% | −2,763−23.9% | Reduced |
| Signaturefd, LLC | 9,075 | $50.1K | 0.00% | −644−6.6% | Reduced |
| CWM, LLC | 9,994 | $55.0K | 0.00% | +20+0.2% | Added |
| Money Concepts Capital Corp | 10,000 | $55.2K | 0.01% | 00.0% | Unchanged |
| Edge Financial Advisors LLC | 10,000 | $55.2K | 0.05% | +10,000 | New |
| Texas Yale Capital Corp. | 10,500 | $58.0K | 0.00% | 00.0% | Unchanged |
| KG&L Capital Management,LLC | 10,528 | $58.1K | 0.02% | −228−2.1% | Reduced |
| Lido Advisors, LLC | 10,700 | $59.6K | 0.00% | −3,029−22.1% | Reduced |
| Susquehanna International Group, LLP | 10,899 | $60.2K | 0.00% | −50,428−82.2% | Reduced |
| Cutter & CO Brokerage, Inc. | 11,700 | $64.6K | 0.02% | +11,700 | New |
| MAI Capital Management | 11,790 | $65.1K | 0.00% | −450−3.7% | Reduced |
| Detalus Advisors, LLC | 12,000 | $66.2K | 0.02% | −1,500−11.1% | Reduced |
| Wedbush Securities Inc | 12,118 | $67.0K | 0.00% | −2,999−19.8% | Reduced |
| LVW Advisors, LLC | 12,294 | $67.9K | 0.01% | +50+0.4% | Added |
| Silverlake Wealth Management LLC | 12,400 | $68.5K | 0.03% | +155+1.3% | Added |
| CI Private Wealth, LLC | 12,664 | $69.9K | 0.00% | +78+0.6% | Added |
| Shufro Rose & Co LLC | 12,700 | $70.1K | 0.01% | +1,000+8.5% | Added |
| Moneta Group Investment Advisors LLC | 12,952 | $71.5K | 0.00% | +201+1.6% | Added |
| Parallel Advisors, LLC | 13,112 | $72.4K | 0.00% | −863−6.2% | Reduced |
| Empowered Funds, LLC | 13,202 | $72.9K | 0.00% | +13,202 | New |
| MML Investors Services, LLC | 13,373 | $74.0K | 0.00% | −454−3.3% | Reduced |
| Tower Research Capital LLC (TRC) | 13,423 | $74.1K | 0.00% | −36−0.3% | Reduced |
| State of Wyoming | 13,538 | $74.7K | 0.01% | +6,657+96.7% | Added |
| Gerber Kawasaki Wealth & Investment Management | 13,587 | $75.0K | 0.00% | +446+3.4% | Added |
| Sage Capital Management, LLC | 14,000 | $77.3K | 0.04% | 00.0% | Unchanged |
| Traynor Capital Management, Inc. | 14,201 | $78.4K | 0.01% | +130+0.9% | Added |
| National Asset Management, Inc. | 13,116 | $80.1K | 0.00% | −150−1.1% | Reduced |
| Manufacturers Life Insurance Company, The | 14,703 | $81.2K | 0.00% | +14,703 | New |
| NWF Advisory Services Inc. | 14,800 | $81.7K | 0.01% | +1,365+10.2% | Added |
| Wealthcare Advisory Partners LLC | 14,834 | $81.9K | 0.00% | +14,834 | New |
| SpiderRock Advisors, LLC | 15,225 | $83.0K | 0.00% | +15,225 | New |
| Girard Partners Ltd. | 15,063 | $83.1K | 0.01% | 00.0% | Unchanged |
| Cherry Creek Investment Advisors, Inc. | 15,111 | $83.4K | 0.05% | 00.0% | Unchanged |
| First National Bank of Mount Dora, Trust Investment Services | 15,300 | $84.5K | 0.02% | 00.0% | Unchanged |
| Baker Avenue Asset Management, LP | 16,084 | $88.8K | 0.00% | +16,084 | New |
| Marex Group plc | 16,100 | $88.9K | 0.00% | +16,100 | New |
| Kingsview Wealth Management, LLC | 16,538 | $91.3K | 0.00% | +16,538 | New |
| Envestnet Portfolio Solutions, Inc. | 17,000 | $93.8K | 0.00% | +17,000 | New |
| Balyasny Asset Management LLC | 17,091 | $94.3K | 0.00% | +17,091 | New |
| Atom Investors LP | 17,415 | $96.1K | 0.01% | −13,176−43.1% | Reduced |
| Strategic Financial Concepts, LLC | 18,099 | $99.9K | 0.02% | +18,099 | New |
| Lincoln National Corp | 18,355 | $101.3K | 0.00% | +18,355 | New |
| Wealth Enhancement Advisory Services, LLC | 18,829 | $103.9K | 0.00% | −22,368−54.3% | Reduced |
| WMG Financial Advisors, LLC | 18,900 | $104.3K | 0.06% | +1,000+5.6% | Added |
| Spire Wealth Management | 19,021 | $105.0K | 0.00% | −3,042−13.8% | Reduced |
| Wealthfront Advisers LLC | 19,088 | $105.4K | 0.00% | +8,853+86.5% | Added |
| Bank of New York Mellon Corp | 19,838 | $109.5K | 0.00% | −65,590−76.8% | Reduced |
| Davenport & Co LLC | 20,006 | $110.4K | 0.00% | 00.0% | Unchanged |