Prospect Capital Corp
PSEC- Exchange
- Nasdaq
- SEC CIK
- 0001287032
In the last 90 days, Prospect Capital Corp insiders filed 1 open-market purchase and 0 sales; 204 institutions reported holding it in 13F filings for Q2 2026, worth $206.6M in total; no superinvestor holds it.
Other share classesPSEC.PA
13F holders, Q3 2022
Institutional positions in Prospect Capital Corp as of Sep 30, 2022. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 229
- +2 vs. Q2 2022
- Shares held
- 28.1M
- −1.39M (−4.7%) vs. Q2 2022
- Total value
- $174.7M
- −$31.8M (−15.4%) vs. Q2 2022
- New holders
- 26
- 79 more added
- Sold out
- 24
- 62 more reduced
1 institution that held it in Q2 2022 haven't filed for Q3 2022 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q2 2022: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting PSEC on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 204 | $206.6M |
| Q1 2026 | 218 | $223.8M |
| Q4 2025 | 224 | $214.1M |
| Q3 2025 | 228 | $224.4M |
| Q2 2025 | 224 | $208.4M |
| Q1 2025 | 224 | $239.8M |
| Q4 2024 | 239 | $193.5M |
| Q3 2024 | 226 | $200.9M |
| Q2 2024 | 230 | $221.4M |
| Q1 2024 | 230 | $228.3M |
| Q4 2023 | 244 | $219.5M |
| Q3 2023 | 234 | $195.5M |
| Q2 2023 | 234 | $194.5M |
| Q1 2023 | 250 | $203.2M |
| Q4 2022 | 246 | $206.9M |
| Q3 2022 | 229 | $174.7M |
| Q2 2022 | 228 | $206.6M |
| Q1 2022 | 215 | $232.4M |
| Q4 2021 | 228 | $254.5M |
| Q3 2021 | 194 | $258.3M |
| Q2 2021 | 202 | $316.6M |
| Q1 2021 | 192 | $267.3M |
Institutions, Q3 2022
Shares, value and share of portfolio for each institution holding Prospect Capital Corp; share changes are against Q2 2022.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Van Eck Associates Corp | 3,192,680 | $19.8M | 0.06% | −238,443−6.9% | Reduced |
| Legal & General Group Plc | 2,515,361 | $15.6M | 0.01% | +165,445+7.0% | Added |
| BlackRock Inc. | 2,103,767 | $13.0M | 0.00% | +32,850+1.6% | Added |
| LSV Asset Management | 1,837,502 | $11.4M | 0.03% | −5,100−0.3% | Reduced |
| Morgan Stanley | 1,506,152 | $9.34M | 0.00% | +104,732+7.5% | Added |
| Two Sigma Advisers, LP | 972,500 | $6.03M | 0.02% | −260,600−21.1% | Reduced |
| Commonwealth Equity Services, LLC | 878,660 | $5.45M | 0.01% | +47,096+5.7% | Added |
| LPL Financial LLC | 796,206 | $4.94M | 0.00% | +56,213+7.6% | Added |
| Advisors Asset Management, Inc. | 728,065 | $4.51M | 0.09% | +41,050+6.0% | Added |
| Sumitomo Mitsui Trust Holdings, Inc. | 611,754 | $3.79M | 0.00% | −253,743−29.3% | Reduced |
| Muzinich & Co., Inc. | 611,754 | $3.79M | 3.69% | −253,743−29.3% | Reduced |
| Cambridge Investment Research Advisors, Inc. | 606,714 | $3.76M | 0.02% | +43,541+7.7% | Added |
| First Republic Investment Management, Inc. | 553,922 | $3.43M | 0.01% | −36,426−6.2% | Reduced |
| McKinley Capital Management LLC /Delaware | 542,820 | $3.37M | 0.46% | −18,010−3.2% | Reduced |
| Advisor Group Holdings, Inc. | 540,042 | $3.35M | 0.01% | −78,594−12.7% | Reduced |
| Northern Trust Corp | 478,980 | $2.97M | 0.00% | +151,228+46.1% | Added |
| UBS Group AG | 410,948 | $2.55M | 0.00% | −362,452−46.9% | Reduced |
| Raymond James & Associates | 403,649 | $2.50M | 0.00% | +41,923+11.6% | Added |
| US Bancorp | 363,804 | $2.26M | 0.00% | −30,938−7.8% | Reduced |
| XML Financial, LLC | 351,341 | $2.18M | 0.30% | +124,085+54.6% | Added |
| Great West Life Assurance Co | 312,746 | $1.94M | 0.01% | +6,276+2.0% | Added |
| D.A. Davidson & Co. | 256,678 | $1.59M | 0.02% | +1,966+0.8% | Added |
| Kestra Private Wealth Services, LLC | 216,755 | $1.34M | 0.08% | −6,116−2.7% | Reduced |
| International Assets Investment Management, LLC | 214,412 | $1.33M | 0.29% | −38,146−15.1% | Reduced |
| DnB Asset Management AS | 212,110 | $1.32M | 0.01% | −11,628−5.2% | Reduced |
| Group One Trading, L.P. | 196,451 | $1.22M | 0.04% | +196,451 | New |
| Truist Financial Corp | 194,978 | $1.21M | 0.00% | +6,588+3.5% | Added |
| Philadelphia Trust Co | 191,100 | $1.19M | 0.13% | −500−0.3% | Reduced |
| Strategic Wealth Advisors Group, LLC | 184,198 | $1.14M | 0.05% | −26,293−12.5% | Reduced |
| Garner Asset Management Corp | 183,745 | $1.14M | 0.61% | −23,709−11.4% | Reduced |
| Nissay Asset Management Corp | 180,270 | $1.12M | 0.01% | 00.0% | Unchanged |
| Arkadios Wealth Advisors | 175,206 | $1.09M | 0.17% | +3,950+2.3% | Added |
| HighTower Advisors, LLC | 164,812 | $1.02M | 0.00% | +34,139+26.1% | Added |
| Raymond James Financial Services Advisors, Inc. | 147,463 | $914.0K | 0.00% | +34,408+30.4% | Added |
| Skandinaviska Enskilda Banken AB (publ) | 138,100 | $856.0K | 0.01% | 00.0% | Unchanged |
| Qube Research & Technologies Ltd | 130,619 | $810.0K | 0.01% | +42,669+48.5% | Added |
| Alberta Investment Management Corp | 124,900 | $774.0K | 0.01% | 00.0% | Unchanged |
| Wells Fargo & Company | 124,693 | $773.0K | 0.00% | −5,695−4.4% | Reduced |
| Invesco Ltd. | 115,246 | $715.0K | 0.00% | −12,461−9.8% | Reduced |
| SMH Capital Advisors Inc | 115,110 | $714.0K | 1.07% | +10.0% | Added |
| Sculati Wealth Management, LLC | 112,778 | $699.0K | 0.41% | +15,416+15.8% | Added |
| Advisory Services Network, LLC | 111,868 | $694.0K | 0.02% | +564+0.5% | Added |
| Catalyst Capital Advisors LLC | 109,809 | $681.0K | 0.03% | 00.0% | Unchanged |
| AE Wealth Management LLC | 106,339 | $659.0K | 0.01% | +11,548+12.2% | Added |
| Sigma Planning Corp | 105,360 | $653.0K | 0.02% | −353−0.3% | Reduced |
| Merit Financial Group, LLC | 101,073 | $627.0K | 0.03% | −57,997−36.5% | Reduced |
| Ameriprise Financial Inc | 93,770 | $581.0K | 0.00% | +14,290+18.0% | Added |
| Westwood Holdings Group Inc. | 93,501 | $580.0K | 0.01% | −530−0.6% | Reduced |
| GraniteShares Advisors LLC | 92,614 | $574.0K | 0.47% | −1,105−1.2% | Reduced |
| Royal Bank of Canada | 85,867 | $532.0K | 0.00% | −2,463−2.8% | Reduced |
| Janney Montgomery Scott LLC | 78,524 | $487.0K | 0.00% | −1,697−2.1% | Reduced |
| Barrett & Company, Inc. | 68,104 | $476.0K | 0.32% | +68,104 | New |
| Eagle Global Advisors LLC | 76,450 | $474.0K | 0.04% | +7,210+10.4% | Added |
| Summit Global Investments | 75,000 | $465.0K | 0.04% | −220.0% | Reduced |
| Mackenzie Financial Corp | 73,158 | $454.0K | 0.00% | −25,663−26.0% | Reduced |
| Sheaff Brock Investment Advisors, LLC | 73,102 | $453.0K | 0.06% | +3,408+4.9% | Added |
| Kestra Advisory Services, LLC | 67,586 | $419.0K | 0.00% | −2,403−3.4% | Reduced |
| D. E. Shaw & Co., Inc. | 66,544 | $413.0K | 0.00% | −68,131−50.6% | Reduced |
| Bank of Montreal | 57,000 | $412.0K | 0.00% | −3,000−5.0% | Reduced |
| Centaurus Financial, Inc. | 66,086 | $410.0K | 0.04% | −38,487−36.8% | Reduced |
| Bank of America Corp | 65,774 | $408.0K | 0.00% | +1,015+1.6% | Added |
| Kovack Advisors, Inc. | 65,636 | $407.0K | 0.06% | +39,057+146.9% | Added |
| American Portfolios Advisors | 60,524 | $375.3K | 0.02% | −1,074−1.7% | Reduced |
| Corsicana & Co. | 60,000 | $372.0K | 0.31% | 00.0% | Unchanged |
| Apollon Wealth Management, LLC | 58,900 | $365.0K | 0.03% | 00.0% | Unchanged |
| Heritage Trust Co | 58,375 | $362.0K | 0.06% | 00.0% | Unchanged |
| Axxcess Wealth Management, LLC | 58,089 | $360.0K | 0.04% | 00.0% | Unchanged |
| Virtus ETF Advisers LLC | 57,940 | $359.0K | 0.14% | −21,720−27.3% | Reduced |
| Roman Butler Fullerton & Co | 52,992 | $341.0K | 0.22% | +991+1.9% | Added |
| Blair William & Co | 54,300 | $337.0K | 0.00% | 00.0% | Unchanged |
| Wealth Management Solutions, LLC | 52,529 | $326.0K | 0.19% | +1,296+2.5% | Added |
| Thrive Wealth Management, LLC | 51,449 | $319.0K | 0.11% | +88+0.2% | Added |
| Berkeley Capital Partners, LLC | 50,243 | $312.0K | 0.14% | 00.0% | Unchanged |
| Cetera Advisor Networks LLC | 50,123 | $311.0K | 0.00% | +11,913+31.2% | Added |
| Stifel Financial Corp | 48,778 | $302.0K | 0.00% | +26,689+120.8% | Added |
| Teamwork Financial Advisors, LLC | 48,533 | $301.0K | 0.06% | +6,814+16.3% | Added |
| Davenport & Co LLC | 48,006 | $298.0K | 0.00% | −119,060−71.3% | Reduced |
| Kathmere Capital Management, LLC | 47,267 | $293.0K | 0.06% | 00.0% | Unchanged |
| Avantax Advisory Services, Inc. | 46,411 | $288.0K | 0.00% | +11,842+34.3% | Added |
| Cetera Advisors LLC | 46,318 | $287.0K | 0.01% | +4,410+10.5% | Added |
| Natixis | 44,443 | $276.0K | 0.00% | +13,118+41.9% | Added |
| Vanguard Capital Wealth Advisors | 43,479 | $269.0K | 0.33% | −1,504−3.3% | Reduced |
| Guggenheim Capital LLC | 42,063 | $261.0K | 0.00% | +2,808+7.2% | Added |
| Creative Financial Designs Inc | 39,142 | $243.0K | 0.04% | +6,670+20.5% | Added |
| Bank of New York Mellon Corp | 38,735 | $240.0K | 0.00% | +15,940+69.9% | Added |
| Millennium Management LLC | 37,908 | $235.0K | 0.00% | +37,908 | New |
| Cetera Investment Advisers | 37,211 | $231.0K | 0.00% | +2,719+7.9% | Added |
| Clear Creek Financial Management, LLC | 35,784 | $222.0K | 0.05% | +131+0.4% | Added |
| Creative Planning | 34,981 | $217.0K | 0.00% | +4,583+15.1% | Added |
| Harbour Investments, Inc. | 29,616 | $207.0K | 0.01% | 00.0% | Unchanged |
| Victory Capital Management Inc | 32,059 | $199.0K | 0.00% | −8,155−20.3% | Reduced |
| JPMorgan Chase & Co | 31,863 | $197.0K | 0.00% | −204,255−86.5% | Reduced |
| Private Advisor Group, LLC | 30,053 | $186.0K | 0.00% | +53+0.2% | Added |
| Atria Wealth Solutions, Inc. | 28,322 | $175.6K | 0.00% | +28,322 | New |
| Koshinski Asset Management, Inc. | 27,957 | $173.0K | 0.02% | +383+1.4% | Added |
| Measured Wealth Private Client Group, LLC | 27,306 | $169.0K | 0.07% | +27,306 | New |
| Cadence Bank NA | 26,864 | $167.0K | 1.04% | +663+2.5% | Added |
| BancorpSouth Bank | 26,864 | $167.0K | 0.02% | +26,864 | New |
| Johnson Midwest Financial, LLC | 25,461 | $158.0K | 0.60% | +30+0.1% | Added |
| Kingsview Wealth Management, LLC | 23,860 | $148.0K | 0.01% | +912+4.0% | Added |