Prospect Capital Corp
PSEC- Exchange
- Nasdaq
- SEC CIK
- 0001287032
In the last 90 days, Prospect Capital Corp insiders filed 1 open-market purchase and 0 sales; 204 institutions reported holding it in 13F filings for Q2 2026, worth $206.6M in total; no superinvestor holds it.
Other share classesPSEC.PA
13F holders, Q3 2022
Institutional positions in Prospect Capital Corp as of Sep 30, 2022. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 229
- +2 vs. Q2 2022
- Shares held
- 28.1M
- −1.39M (−4.7%) vs. Q2 2022
- Total value
- $174.7M
- −$31.8M (−15.4%) vs. Q2 2022
- New holders
- 26
- 79 more added
- Sold out
- 24
- 62 more reduced
1 institution that held it in Q2 2022 haven't filed for Q3 2022 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q2 2022: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting PSEC on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 204 | $206.6M |
| Q1 2026 | 218 | $223.8M |
| Q4 2025 | 224 | $214.1M |
| Q3 2025 | 228 | $224.4M |
| Q2 2025 | 224 | $208.4M |
| Q1 2025 | 224 | $239.8M |
| Q4 2024 | 239 | $193.5M |
| Q3 2024 | 226 | $200.9M |
| Q2 2024 | 230 | $221.4M |
| Q1 2024 | 230 | $228.3M |
| Q4 2023 | 244 | $219.5M |
| Q3 2023 | 234 | $195.5M |
| Q2 2023 | 234 | $194.5M |
| Q1 2023 | 250 | $203.2M |
| Q4 2022 | 246 | $206.9M |
| Q3 2022 | 229 | $174.7M |
| Q2 2022 | 228 | $206.6M |
| Q1 2022 | 215 | $232.4M |
| Q4 2021 | 228 | $254.5M |
| Q3 2021 | 194 | $258.3M |
| Q2 2021 | 202 | $316.6M |
| Q1 2021 | 192 | $267.3M |
Institutions, Q3 2022
Shares, value and share of portfolio for each institution holding Prospect Capital Corp; share changes are against Q2 2022.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Citigroup Inc | 10 | $0 | 0.00% | −250−96.2% | Reduced |
| FMR LLC | 2 | $0 | 0.00% | −1−33.3% | Reduced |
| Smithfield Trust Co | 47 | $0 | 0.00% | 00.0% | Unchanged |
| Hudock, Inc. | 5 | $0 | 0.00% | −52−91.2% | Reduced |
| SOA Wealth Advisors, LLC. | 2 | $0 | 0.00% | 00.0% | Unchanged |
| Allworth Financial LP | 19 | $0 | 0.00% | +19 | New |
| Global Retirement Partners, LLC | 15 | $0 | 0.00% | +15 | New |
| Heritage Wealth Advisors | 100 | $620 | 0.00% | 00.0% | Unchanged |
| State of Wyoming | 163 | $1.00K | 0.00% | −11,995−98.7% | Reduced |
| Peoples Financial Services Corp. | 205 | $1.00K | 0.00% | 00.0% | Unchanged |
| Money Concepts Capital Corp | 215 | $1.00K | 0.00% | +215 | New |
| Umb Bank N A | 137 | $1.00K | 0.00% | +137 | New |
| Strategic Asset Management, LLC | 400 | $2.00K | 0.00% | 00.0% | Unchanged |
| RE Dickinson Investment Advisors, LLC | 320 | $2.00K | 0.00% | 00.0% | Unchanged |
| Rise Advisors, LLC | 321 | $2.00K | 0.00% | +8+2.6% | Added |
| Castle Wealth Management LLC | 275 | $2.00K | 0.00% | 00.0% | Unchanged |
| Hexagon Capital Partners LLC | 443 | $3.00K | 0.00% | +70+18.8% | Added |
| AdvisorNet Financial, Inc | 870 | $5.00K | 0.00% | +20+2.4% | Added |
| Miller Wealth Advisors, LLC | 700 | $5.00K | 0.00% | 00.0% | Unchanged |
| Larson Financial Group LLC | 913 | $6.00K | 0.00% | −4,003−81.4% | Reduced |
| Quadrant Capital Group LLC | 1,018 | $6.00K | 0.00% | −373−26.8% | Reduced |
| Fifth Third Bancorp | 1,000 | $6.00K | 0.00% | 00.0% | Unchanged |
| Ellevest, Inc. | 1,025 | $6.00K | 0.00% | +25+2.5% | Added |
| Gables Capital Management Inc. | 1,000 | $6.00K | 0.00% | 00.0% | Unchanged |
| Focused Wealth Management, Inc | 900 | $6.00K | 0.00% | +600+200.0% | Added |
| Northwestern Mutual Wealth Management Co | 1,257 | $8.00K | 0.00% | −1,368−52.1% | Reduced |
| Kistler-Tiffany Companies, LLC | 1,334 | $8.00K | 0.00% | 00.0% | Unchanged |
| PSI Advisors, LLC | 1,328 | $8.00K | 0.00% | +18+1.4% | Added |
| CWM, LLC | 1,300 | $8.00K | 0.00% | +500+62.5% | Added |
| Beacon Capital Management, LLC | 1,303 | $9.00K | 0.00% | +32+2.5% | Added |
| Huntington National Bank | 1,500 | $9.00K | 0.00% | 00.0% | Unchanged |
| Carmichael Hill & Associates, Inc. | 1,465 | $9.00K | 0.01% | 00.0% | Unchanged |
| JJJ Advisors Inc. | 1,400 | $9.00K | 0.00% | +1,400 | New |
| Cypress Capital Management LLC (WY) | 1,553 | $10.0K | 0.01% | +37+2.4% | Added |
| Oliver Lagore Vanvalin Investment Group | 1,575 | $10.0K | 0.01% | +900+133.3% | Added |
| Semmax Financial Advisors Inc. | 1,480 | $11.0K | 0.00% | 00.0% | Unchanged |
| SJS Investment Consulting Inc. | 1,886 | $12.0K | 0.00% | +1,886 | New |
| Core Wealth Advisors, Inc. | 2,161 | $13.0K | 0.01% | +53+2.5% | Added |
| West Branch Capital LLC | 2,018 | $13.0K | 0.01% | 00.0% | Unchanged |
| Exchange Traded Concepts, LLC | 2,052 | $13.0K | 0.00% | +2,052 | New |
| First Horizon Advisors, Inc. | 2,250 | $14.0K | 0.00% | 00.0% | Unchanged |
| McIlrath & Eck, LLC | 2,183 | $14.0K | 0.00% | +2,183 | New |
| Lindbrook Capital, LLC | 2,646 | $16.0K | 0.00% | −236−8.2% | Reduced |
| Webster Bank, N. A. | 2,620 | $16.0K | 0.00% | 00.0% | Unchanged |
| KBC Group NV | 2,700 | $17.0K | 0.00% | −80,031−96.7% | Reduced |
| Financial Management Professionals, Inc. | 2,688 | $17.0K | 0.00% | +42+1.6% | Added |
| Founders Capital Management | 3,000 | $19.0K | 0.02% | 00.0% | Unchanged |
| PrairieView Partners, LLC | 3,000 | $19.0K | 0.00% | 00.0% | Unchanged |
| Avion Wealth | 3,157 | $20.0K | 0.01% | +3,157 | New |
| Parallel Advisors, LLC | 3,588 | $22.0K | 0.00% | −341−8.7% | Reduced |
| TCI Wealth Advisors, Inc. | 3,707 | $23.0K | 0.00% | +307+9.0% | Added |
| Banque Cantonale Vaudoise | 4,000 | $25.0K | 0.00% | 00.0% | Unchanged |
| Geneos Wealth Management Inc. | 4,277 | $26.0K | 0.00% | −19,261−81.8% | Reduced |
| IFP Advisors, Inc | 4,187 | $28.0K | 0.00% | +750+21.8% | Added |
| Private Trust Co NA | 5,014 | $31.0K | 0.01% | 00.0% | Unchanged |
| Farmers & Merchants Trust Co of Chambersburg PA | 5,000 | $31.0K | 0.02% | +5,000 | New |
| HHM Wealth Advisors, LLC | 5,372 | $33.0K | 0.01% | 00.0% | Unchanged |
| Advocacy Wealth Management Services, LLC | 5,100 | $34.0K | 0.00% | 00.0% | Unchanged |
| Spire Wealth Management | 5,668 | $35.0K | 0.00% | −24,423−81.2% | Reduced |
| Barclays PLC | 5,589 | $35.0K | 0.00% | +5,500+6,179.8% | Added |
| Asset Dedication, LLC | 5,880 | $36.0K | 0.00% | 00.0% | Unchanged |
| AllSquare Wealth Management LLC | 6,000 | $37.0K | 0.03% | 00.0% | Unchanged |
| Leonteq Securities AG | 6,200 | $38.4K | 0.00% | +6,200 | New |
| Signaturefd, LLC | 6,410 | $40.0K | 0.00% | −1,273−16.6% | Reduced |
| Rockefeller Capital Management L.P. | 6,700 | $41.0K | 0.00% | −100−1.5% | Reduced |
| Nomura Asset Management Co Ltd | 8,331 | $51.7K | 0.00% | +5,010+150.9% | Added |
| Wipfli Financial Advisors LLC, | 8,428 | $53.0K | 0.00% | +8,428 | New |
| Shufro Rose & Co LLC | 10,000 | $62.0K | 0.01% | 00.0% | Unchanged |
| Detalus Advisors, LLC | 10,020 | $62.0K | 0.04% | 00.0% | Unchanged |
| Running Point Capital Advisors, LLC | 10,000 | $62.0K | 0.04% | 00.0% | Unchanged |
| Capasso Planning Partners LLC | 10,000 | $62.0K | 0.04% | +10,000 | New |
| Commerce Bank | 10,325 | $64.0K | 0.00% | 00.0% | Unchanged |
| Texas Yale Capital Corp. | 10,500 | $65.0K | 0.00% | 00.0% | Unchanged |
| Lido Advisors, LLC | 10,527 | $65.0K | 0.00% | 00.0% | Unchanged |
| Archer Investment Corp | 11,000 | $68.2K | 0.03% | 00.0% | Unchanged |
| Silverlake Wealth Management LLC | 11,625 | $72.1K | 0.05% | +99+0.9% | Added |
| Bank Hapoalim BM | 11,700 | $73.0K | 0.01% | 00.0% | Unchanged |
| SFI Advisors, LLC | 11,820 | $73.0K | 0.08% | 00.0% | Unchanged |
| IFG Advisory, LLC | 12,045 | $74.0K | 0.01% | −3,000−19.9% | Reduced |
| LVW Advisors, LLC | 12,124 | $75.0K | 0.02% | 00.0% | Unchanged |
| Ferguson Shapiro LLC | 12,327 | $76.0K | 0.05% | 00.0% | Unchanged |
| BBR Partners, LLC | 12,195 | $76.0K | 0.01% | 00.0% | Unchanged |
| National Asset Management, Inc. | 12,178 | $76.0K | 0.00% | +12,178 | New |
| Federation des caisses Desjardins du Quebec | 12,500 | $77.5K | 0.00% | 00.0% | Unchanged |
| Highlander Capital Management, LLC | 12,500 | $78.0K | 0.04% | 00.0% | Unchanged |
| National Wealth Management Group, LLC | 12,864 | $79.8K | 0.10% | −505−3.8% | Reduced |
| Gerber Kawasaki Wealth & Investment Management | 13,083 | $81.0K | 0.01% | +8+0.1% | Added |
| Oppenheimer & Co Inc | 13,222 | $82.0K | 0.00% | 00.0% | Unchanged |
| Capital Advisors Wealth Management, LLC | 13,500 | $84.0K | 0.03% | −3,000−18.2% | Reduced |
| Captrust Financial Advisors | 13,503 | $84.0K | 0.00% | +13,503 | New |
| Rhumbline Advisers | 13,862 | $86.0K | 0.00% | +17+0.1% | Added |
| CFO4Life Group, LLC | 14,000 | $87.0K | 0.02% | +14,000 | New |
| Tower Research Capital LLC (TRC) | 14,320 | $89.0K | 0.00% | −5,489−27.7% | Reduced |
| EMC Capital Management | 14,426 | $89.0K | 0.08% | 00.0% | Unchanged |
| NinePointTwo Capital | 14,410 | $89.0K | 0.04% | 00.0% | Unchanged |
| Steward Partners Investment Advisory, LLC | 14,504 | $90.0K | 0.00% | 00.0% | Unchanged |
| MML Investors Services, LLC | 14,754 | $91.0K | 0.00% | −2,593−14.9% | Reduced |
| PFG Advisors | 14,605 | $91.0K | 0.01% | +14+0.1% | Added |
| Cherry Creek Investment Advisors, Inc. | 15,111 | $94.0K | 0.08% | 00.0% | Unchanged |
| First National Bank of Mount Dora, Trust Investment Services | 15,300 | $95.0K | 0.03% | 00.0% | Unchanged |