Prospect Capital Corp
PSEC- Exchange
- Nasdaq
- SEC CIK
- 0001287032
In the last 90 days, Prospect Capital Corp insiders filed 1 open-market purchase and 0 sales; 204 institutions reported holding it in 13F filings for Q2 2026, worth $206.6M in total; no superinvestor holds it.
Other share classesPSEC.PA
13F holders, Q3 2022
Institutional positions in Prospect Capital Corp as of Sep 30, 2022. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 229
- +2 vs. Q2 2022
- Shares held
- 28.1M
- −1.39M (−4.7%) vs. Q2 2022
- Total value
- $174.7M
- −$31.8M (−15.4%) vs. Q2 2022
- New holders
- 26
- 79 more added
- Sold out
- 24
- 62 more reduced
1 institution that held it in Q2 2022 haven't filed for Q3 2022 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q2 2022: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting PSEC on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 204 | $206.6M |
| Q1 2026 | 218 | $223.8M |
| Q4 2025 | 224 | $214.1M |
| Q3 2025 | 228 | $224.4M |
| Q2 2025 | 224 | $208.4M |
| Q1 2025 | 224 | $239.8M |
| Q4 2024 | 239 | $193.5M |
| Q3 2024 | 226 | $200.9M |
| Q2 2024 | 230 | $221.4M |
| Q1 2024 | 230 | $228.3M |
| Q4 2023 | 244 | $219.5M |
| Q3 2023 | 234 | $195.5M |
| Q2 2023 | 234 | $194.5M |
| Q1 2023 | 250 | $203.2M |
| Q4 2022 | 246 | $206.9M |
| Q3 2022 | 229 | $174.7M |
| Q2 2022 | 228 | $206.6M |
| Q1 2022 | 215 | $232.4M |
| Q4 2021 | 228 | $254.5M |
| Q3 2021 | 194 | $258.3M |
| Q2 2021 | 202 | $316.6M |
| Q1 2021 | 192 | $267.3M |
Institutions, Q3 2022
Shares, value and share of portfolio for each institution holding Prospect Capital Corp; share changes are against Q2 2022.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Independent Financial Group, LLC | 23,870 | $148.0K | 0.01% | −3,165−11.7% | Reduced |
| Wedbush Securities Inc | 21,865 | $136.0K | 0.01% | +10.0% | Added |
| Belpointe Asset Management LLC | 21,748 | $135.0K | 0.01% | 00.0% | Unchanged |
| Aquatic Capital Management LLC | 21,800 | $135.0K | 0.01% | +14,000+179.5% | Added |
| Goldman Sachs Group Inc | 21,494 | $133.0K | 0.00% | −6,118−22.2% | Reduced |
| WMG Financial Advisors, LLC | 21,100 | $130.0K | 0.12% | 00.0% | Unchanged |
| J.W. Cole Advisors, Inc. | 20,764 | $129.0K | 0.01% | +71+0.3% | Added |
| United Capital Financial Advisers, LLC | 20,527 | $127.0K | 0.00% | −10,476−33.8% | Reduced |
| Regal Investment Advisors LLC | 20,404 | $127.0K | 0.01% | +1,056+5.5% | Added |
| Mercer Global Advisors Inc | 20,206 | $125.0K | 0.00% | +3,043+17.7% | Added |
| Stephens Inc | 19,917 | $123.0K | 0.00% | +3,001+17.7% | Added |
| Threadgill Financial, LLC | 19,500 | $121.0K | 0.12% | 00.0% | Unchanged |
| Gotham Asset Management, LLC | 19,301 | $120.0K | 0.00% | −621−3.1% | Reduced |
| CIBC Asset Management Inc | 18,817 | $117.0K | 0.00% | 00.0% | Unchanged |
| Sunbelt Securities, Inc. | 18,837 | $117.0K | 0.02% | 00.0% | Unchanged |
| LVM Capital Management Ltd | 18,750 | $116.0K | 0.02% | +18,750 | New |
| The PNC Financial Services Group, Inc. | 18,436 | $115.0K | 0.00% | +4,330+30.7% | Added |
| Selective Wealth Management, Inc. | 17,433 | $108.0K | 0.05% | −6,414−26.9% | Reduced |
| Traynor Capital Management, Inc. | 17,423 | $108.0K | 0.02% | +171+1.0% | Added |
| Y-Intercept (Hong Kong) Ltd | 17,343 | $107.5K | 0.01% | +17,343 | New |
| Ausdal Financial Partners, Inc. | 17,100 | $106.0K | 0.02% | +17,100 | New |
| Zimmermann Investment Management & Planning LLC | 16,882 | $105.0K | 0.07% | +248+1.5% | Added |
| Jane Street Group, LLC | 16,940 | $105.0K | 0.00% | +4,996+41.8% | Added |
| Carmel Capital Partners, LLC | 16,600 | $103.0K | 0.10% | +5,200+45.6% | Added |
| Integrated Advisors Network LLC | 15,906 | $99.0K | 0.01% | +1,725+12.2% | Added |
| Inspire Advisors, LLC | 15,931 | $99.0K | 0.03% | +1,967+14.1% | Added |
| Toroso Investments, LLC | 16,007 | $99.0K | 0.00% | +16,007 | New |
| KG&L Capital Management,LLC | 15,409 | $96.0K | 0.05% | −2,506−14.0% | Reduced |
| First National Bank of Mount Dora, Trust Investment Services | 15,300 | $95.0K | 0.03% | 00.0% | Unchanged |
| Cherry Creek Investment Advisors, Inc. | 15,111 | $94.0K | 0.08% | 00.0% | Unchanged |
| MML Investors Services, LLC | 14,754 | $91.0K | 0.00% | −2,593−14.9% | Reduced |
| PFG Advisors | 14,605 | $91.0K | 0.01% | +14+0.1% | Added |
| Steward Partners Investment Advisory, LLC | 14,504 | $90.0K | 0.00% | 00.0% | Unchanged |
| Tower Research Capital LLC (TRC) | 14,320 | $89.0K | 0.00% | −5,489−27.7% | Reduced |
| EMC Capital Management | 14,426 | $89.0K | 0.08% | 00.0% | Unchanged |
| NinePointTwo Capital | 14,410 | $89.0K | 0.04% | 00.0% | Unchanged |
| CFO4Life Group, LLC | 14,000 | $87.0K | 0.02% | +14,000 | New |
| Rhumbline Advisers | 13,862 | $86.0K | 0.00% | +17+0.1% | Added |
| Capital Advisors Wealth Management, LLC | 13,500 | $84.0K | 0.03% | −3,000−18.2% | Reduced |
| Captrust Financial Advisors | 13,503 | $84.0K | 0.00% | +13,503 | New |
| Oppenheimer & Co Inc | 13,222 | $82.0K | 0.00% | 00.0% | Unchanged |
| Gerber Kawasaki Wealth & Investment Management | 13,083 | $81.0K | 0.01% | +8+0.1% | Added |
| National Wealth Management Group, LLC | 12,864 | $79.8K | 0.10% | −505−3.8% | Reduced |
| Highlander Capital Management, LLC | 12,500 | $78.0K | 0.04% | 00.0% | Unchanged |
| Federation des caisses Desjardins du Quebec | 12,500 | $77.5K | 0.00% | 00.0% | Unchanged |
| Ferguson Shapiro LLC | 12,327 | $76.0K | 0.05% | 00.0% | Unchanged |
| BBR Partners, LLC | 12,195 | $76.0K | 0.01% | 00.0% | Unchanged |
| National Asset Management, Inc. | 12,178 | $76.0K | 0.00% | +12,178 | New |
| LVW Advisors, LLC | 12,124 | $75.0K | 0.02% | 00.0% | Unchanged |
| IFG Advisory, LLC | 12,045 | $74.0K | 0.01% | −3,000−19.9% | Reduced |
| Bank Hapoalim BM | 11,700 | $73.0K | 0.01% | 00.0% | Unchanged |
| SFI Advisors, LLC | 11,820 | $73.0K | 0.08% | 00.0% | Unchanged |
| Silverlake Wealth Management LLC | 11,625 | $72.1K | 0.05% | +99+0.9% | Added |
| Archer Investment Corp | 11,000 | $68.2K | 0.03% | 00.0% | Unchanged |
| Texas Yale Capital Corp. | 10,500 | $65.0K | 0.00% | 00.0% | Unchanged |
| Lido Advisors, LLC | 10,527 | $65.0K | 0.00% | 00.0% | Unchanged |
| Commerce Bank | 10,325 | $64.0K | 0.00% | 00.0% | Unchanged |
| Shufro Rose & Co LLC | 10,000 | $62.0K | 0.01% | 00.0% | Unchanged |
| Detalus Advisors, LLC | 10,020 | $62.0K | 0.04% | 00.0% | Unchanged |
| Running Point Capital Advisors, LLC | 10,000 | $62.0K | 0.04% | 00.0% | Unchanged |
| Capasso Planning Partners LLC | 10,000 | $62.0K | 0.04% | +10,000 | New |
| Wipfli Financial Advisors LLC, | 8,428 | $53.0K | 0.00% | +8,428 | New |
| Nomura Asset Management Co Ltd | 8,331 | $51.7K | 0.00% | +5,010+150.9% | Added |
| Rockefeller Capital Management L.P. | 6,700 | $41.0K | 0.00% | −100−1.5% | Reduced |
| Signaturefd, LLC | 6,410 | $40.0K | 0.00% | −1,273−16.6% | Reduced |
| Leonteq Securities AG | 6,200 | $38.4K | 0.00% | +6,200 | New |
| AllSquare Wealth Management LLC | 6,000 | $37.0K | 0.03% | 00.0% | Unchanged |
| Asset Dedication, LLC | 5,880 | $36.0K | 0.00% | 00.0% | Unchanged |
| Spire Wealth Management | 5,668 | $35.0K | 0.00% | −24,423−81.2% | Reduced |
| Barclays PLC | 5,589 | $35.0K | 0.00% | +5,500+6,179.8% | Added |
| Advocacy Wealth Management Services, LLC | 5,100 | $34.0K | 0.00% | 00.0% | Unchanged |
| HHM Wealth Advisors, LLC | 5,372 | $33.0K | 0.01% | 00.0% | Unchanged |
| Private Trust Co NA | 5,014 | $31.0K | 0.01% | 00.0% | Unchanged |
| Farmers & Merchants Trust Co of Chambersburg PA | 5,000 | $31.0K | 0.02% | +5,000 | New |
| IFP Advisors, Inc | 4,187 | $28.0K | 0.00% | +750+21.8% | Added |
| Geneos Wealth Management Inc. | 4,277 | $26.0K | 0.00% | −19,261−81.8% | Reduced |
| Banque Cantonale Vaudoise | 4,000 | $25.0K | 0.00% | 00.0% | Unchanged |
| TCI Wealth Advisors, Inc. | 3,707 | $23.0K | 0.00% | +307+9.0% | Added |
| Parallel Advisors, LLC | 3,588 | $22.0K | 0.00% | −341−8.7% | Reduced |
| Avion Wealth | 3,157 | $20.0K | 0.01% | +3,157 | New |
| Founders Capital Management | 3,000 | $19.0K | 0.02% | 00.0% | Unchanged |
| PrairieView Partners, LLC | 3,000 | $19.0K | 0.00% | 00.0% | Unchanged |
| KBC Group NV | 2,700 | $17.0K | 0.00% | −80,031−96.7% | Reduced |
| Financial Management Professionals, Inc. | 2,688 | $17.0K | 0.00% | +42+1.6% | Added |
| Lindbrook Capital, LLC | 2,646 | $16.0K | 0.00% | −236−8.2% | Reduced |
| Webster Bank, N. A. | 2,620 | $16.0K | 0.00% | 00.0% | Unchanged |
| First Horizon Advisors, Inc. | 2,250 | $14.0K | 0.00% | 00.0% | Unchanged |
| McIlrath & Eck, LLC | 2,183 | $14.0K | 0.00% | +2,183 | New |
| Core Wealth Advisors, Inc. | 2,161 | $13.0K | 0.01% | +53+2.5% | Added |
| West Branch Capital LLC | 2,018 | $13.0K | 0.01% | 00.0% | Unchanged |
| Exchange Traded Concepts, LLC | 2,052 | $13.0K | 0.00% | +2,052 | New |
| SJS Investment Consulting Inc. | 1,886 | $12.0K | 0.00% | +1,886 | New |
| Semmax Financial Advisors Inc. | 1,480 | $11.0K | 0.00% | 00.0% | Unchanged |
| Cypress Capital Management LLC (WY) | 1,553 | $10.0K | 0.01% | +37+2.4% | Added |
| Oliver Lagore Vanvalin Investment Group | 1,575 | $10.0K | 0.01% | +900+133.3% | Added |
| Beacon Capital Management, LLC | 1,303 | $9.00K | 0.00% | +32+2.5% | Added |
| Huntington National Bank | 1,500 | $9.00K | 0.00% | 00.0% | Unchanged |
| Carmichael Hill & Associates, Inc. | 1,465 | $9.00K | 0.01% | 00.0% | Unchanged |
| JJJ Advisors Inc. | 1,400 | $9.00K | 0.00% | +1,400 | New |
| Northwestern Mutual Wealth Management Co | 1,257 | $8.00K | 0.00% | −1,368−52.1% | Reduced |