Prospect Capital Corp
PSEC- Exchange
- Nasdaq
- SEC CIK
- 0001287032
In the last 90 days, Prospect Capital Corp insiders filed 1 open-market purchase and 0 sales; 204 institutions reported holding it in 13F filings for Q2 2026, worth $206.6M in total; no superinvestor holds it.
Other share classesPSEC.PA
13F holders, Q3 2022
Institutional positions in Prospect Capital Corp as of Sep 30, 2022. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 229
- +2 vs. Q2 2022
- Shares held
- 28.1M
- −1.39M (−4.7%) vs. Q2 2022
- Total value
- $174.7M
- −$31.8M (−15.4%) vs. Q2 2022
- New holders
- 26
- 79 more added
- Sold out
- 24
- 62 more reduced
1 institution that held it in Q2 2022 haven't filed for Q3 2022 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q2 2022: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting PSEC on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 204 | $206.6M |
| Q1 2026 | 218 | $223.8M |
| Q4 2025 | 224 | $214.1M |
| Q3 2025 | 228 | $224.4M |
| Q2 2025 | 224 | $208.4M |
| Q1 2025 | 224 | $239.8M |
| Q4 2024 | 239 | $193.5M |
| Q3 2024 | 226 | $200.9M |
| Q2 2024 | 230 | $221.4M |
| Q1 2024 | 230 | $228.3M |
| Q4 2023 | 244 | $219.5M |
| Q3 2023 | 234 | $195.5M |
| Q2 2023 | 234 | $194.5M |
| Q1 2023 | 250 | $203.2M |
| Q4 2022 | 246 | $206.9M |
| Q3 2022 | 229 | $174.7M |
| Q2 2022 | 228 | $206.6M |
| Q1 2022 | 215 | $232.4M |
| Q4 2021 | 228 | $254.5M |
| Q3 2021 | 194 | $258.3M |
| Q2 2021 | 202 | $316.6M |
| Q1 2021 | 192 | $267.3M |
Institutions, Q3 2022
Shares, value and share of portfolio for each institution holding Prospect Capital Corp; share changes are against Q2 2022.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Kistler-Tiffany Companies, LLC | 1,334 | $8.00K | 0.00% | 00.0% | Unchanged |
| PSI Advisors, LLC | 1,328 | $8.00K | 0.00% | +18+1.4% | Added |
| CWM, LLC | 1,300 | $8.00K | 0.00% | +500+62.5% | Added |
| Larson Financial Group LLC | 913 | $6.00K | 0.00% | −4,003−81.4% | Reduced |
| Quadrant Capital Group LLC | 1,018 | $6.00K | 0.00% | −373−26.8% | Reduced |
| Fifth Third Bancorp | 1,000 | $6.00K | 0.00% | 00.0% | Unchanged |
| Ellevest, Inc. | 1,025 | $6.00K | 0.00% | +25+2.5% | Added |
| Gables Capital Management Inc. | 1,000 | $6.00K | 0.00% | 00.0% | Unchanged |
| Focused Wealth Management, Inc | 900 | $6.00K | 0.00% | +600+200.0% | Added |
| AdvisorNet Financial, Inc | 870 | $5.00K | 0.00% | +20+2.4% | Added |
| Miller Wealth Advisors, LLC | 700 | $5.00K | 0.00% | 00.0% | Unchanged |
| Hexagon Capital Partners LLC | 443 | $3.00K | 0.00% | +70+18.8% | Added |
| Strategic Asset Management, LLC | 400 | $2.00K | 0.00% | 00.0% | Unchanged |
| RE Dickinson Investment Advisors, LLC | 320 | $2.00K | 0.00% | 00.0% | Unchanged |
| Rise Advisors, LLC | 321 | $2.00K | 0.00% | +8+2.6% | Added |
| Castle Wealth Management LLC | 275 | $2.00K | 0.00% | 00.0% | Unchanged |
| State of Wyoming | 163 | $1.00K | 0.00% | −11,995−98.7% | Reduced |
| Peoples Financial Services Corp. | 205 | $1.00K | 0.00% | 00.0% | Unchanged |
| Money Concepts Capital Corp | 215 | $1.00K | 0.00% | +215 | New |
| Umb Bank N A | 137 | $1.00K | 0.00% | +137 | New |
| Heritage Wealth Advisors | 100 | $620 | 0.00% | 00.0% | Unchanged |
| Citigroup Inc | 10 | $0 | 0.00% | −250−96.2% | Reduced |
| FMR LLC | 2 | $0 | 0.00% | −1−33.3% | Reduced |
| Smithfield Trust Co | 47 | $0 | 0.00% | 00.0% | Unchanged |
| Hudock, Inc. | 5 | $0 | 0.00% | −52−91.2% | Reduced |
| SOA Wealth Advisors, LLC. | 2 | $0 | 0.00% | 00.0% | Unchanged |
| Allworth Financial LP | 19 | $0 | 0.00% | +19 | New |
| Global Retirement Partners, LLC | 15 | $0 | 0.00% | +15 | New |
| Sofos Investments, Inc. | 12 | – | – | −2−14.3% | Reduced |
| Proequities, Inc. | 0 | $0 | 0.00% | −500−100.0% | Sold out |
| Citadel Advisors LLC | 0 | $0 | 0.00% | −182,349−100.0% | Sold out |
| Allianz Asset Management GmbH | 0 | $0 | 0.00% | −114,942−100.0% | Sold out |
| Condor Capital Management | 0 | $0 | 0.00% | −80,943−100.0% | Sold out |
| Cubist Systematic Strategies, LLC | 0 | $0 | 0.00% | −63,020−100.0% | Sold out |
| Greytown Advisors Inc. | 0 | $0 | 0.00% | −39,600−100.0% | Sold out |
| Balyasny Asset Management LLC | 0 | $0 | 0.00% | −37,261−100.0% | Sold out |
| Cipher Capital LP | 0 | $0 | 0.00% | −35,066−100.0% | Sold out |
| Envestnet Asset Management Inc | 0 | $0 | 0.00% | −29,374−100.0% | Sold out |
| Marshall Wace, LLP | 0 | $0 | 0.00% | −27,401−100.0% | Sold out |
| Quantbot Technologies LP | 0 | $0 | 0.00% | −19,909−100.0% | Sold out |
| Oxford Financial Group Ltd | 0 | $0 | 0.00% | −16,300−100.0% | Sold out |
| Advisory Alpha, LLC | 0 | $0 | 0.00% | −16,101−100.0% | Sold out |
| Ashton Thomas Private Wealth, LLC | 0 | $0 | 0.00% | −12,430−100.0% | Sold out |
| Virtu Financial LLC | 0 | $0 | 0.00% | −12,134−100.0% | Sold out |
| StoneX Group Inc. | 0 | $0 | 0.00% | −10,984−100.0% | Sold out |
| Two Sigma Securities, LLC | 0 | $0 | 0.00% | −10,048−100.0% | Sold out |
| CoreCap Advisors, LLC | 0 | $0 | 0.00% | −2,683−100.0% | Sold out |
| Point72 Hong Kong Ltd | 0 | $0 | 0.00% | −2,135−100.0% | Sold out |
| BNP Paribas Arbitrage, SA | 0 | $0 | 0.00% | −1,058−100.0% | Sold out |
| Patriot Financial Group Insurance Agency, LLC | 0 | $0 | 0.00% | −462−100.0% | Sold out |
| Beacon Capital Management, Inc. | 0 | $0 | 0.00% | −304−100.0% | Sold out |
| ACG Wealth | 0 | $0 | 0.00% | −150−100.0% | Sold out |
| Curi Capital | 0 | $0 | 0.00% | −200−100.0% | Sold out |
| Strategies Wealth Advisors, LLC | – | – | – | – | Not filed |