Prospect Capital Corp
PSEC- Exchange
- Nasdaq
- SEC CIK
- 0001287032
In the last 90 days, Prospect Capital Corp insiders filed 1 open-market purchase and 0 sales; 204 institutions reported holding it in 13F filings for Q2 2026, worth $206.6M in total; no superinvestor holds it.
Other share classesPSEC.PA
13F holders, Q4 2023
Institutional positions in Prospect Capital Corp as of Dec 31, 2023. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 244
- +12 vs. Q3 2023
- Shares held
- 37.8M
- +4.82M (+14.6%) vs. Q3 2023
- Total value
- $219.5M
- +$27.6M (+14.4%) vs. Q3 2023
- New holders
- 42
- 97 more added
- Sold out
- 30
- 58 more reduced
2 institutions that held it in Q3 2023 haven't filed for Q4 2023 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q3 2023: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting PSEC on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 204 | $206.6M |
| Q1 2026 | 218 | $223.8M |
| Q4 2025 | 224 | $214.1M |
| Q3 2025 | 228 | $224.4M |
| Q2 2025 | 224 | $208.4M |
| Q1 2025 | 224 | $239.8M |
| Q4 2024 | 239 | $193.5M |
| Q3 2024 | 226 | $200.9M |
| Q2 2024 | 230 | $221.4M |
| Q1 2024 | 230 | $228.3M |
| Q4 2023 | 244 | $219.5M |
| Q3 2023 | 234 | $195.5M |
| Q2 2023 | 234 | $194.5M |
| Q1 2023 | 250 | $203.2M |
| Q4 2022 | 246 | $206.9M |
| Q3 2022 | 229 | $174.7M |
| Q2 2022 | 228 | $206.6M |
| Q1 2022 | 215 | $232.4M |
| Q4 2021 | 228 | $254.5M |
| Q3 2021 | 194 | $258.3M |
| Q2 2021 | 202 | $316.6M |
| Q1 2021 | 192 | $267.3M |
Institutions, Q4 2023
Shares, value and share of portfolio for each institution holding Prospect Capital Corp; share changes are against Q3 2023.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Brinker Capital Investments, LLC | 38,649 | $239.2K | 0.00% | −35,434−47.8% | Reduced |
| Orion Portfolio Solutions, LLC | 38,649 | $239.2K | 0.00% | −35,434−47.8% | Reduced |
| Schonfeld Strategic Advisors LLC | 39,500 | $236.6K | 0.00% | +1,800+4.8% | Added |
| Prelude Capital Management, LLC | 39,474 | $236.4K | 0.02% | +11,202+39.6% | Added |
| Keebeck Alpha, LP | 39,474 | $236.4K | 0.19% | +11,202+39.6% | Added |
| Vanguard Capital Wealth Advisors | 37,650 | $225.5K | 0.18% | −2,513−6.3% | Reduced |
| Harbour Investments, Inc. | 36,579 | $219.1K | 0.01% | +1,976+5.7% | Added |
| J.W. Cole Advisors, Inc. | 36,410 | $218.1K | 0.01% | +14,592+66.9% | Added |
| IFG Advisory, LLC | 36,195 | $216.8K | 0.02% | 00.0% | Unchanged |
| Sheaff Brock Investment Advisors, LLC | 35,750 | $214.1K | 0.02% | −42,988−54.6% | Reduced |
| The PNC Financial Services Group, Inc. | 33,998 | $203.6K | 0.00% | −77,014−69.4% | Reduced |
| Landscape Capital Management, L.L.C. | 33,059 | $198.0K | 0.02% | +33,059 | New |
| Natixis | 32,989 | $197.6K | 0.00% | +40.0% | Added |
| Sumitomo Mitsui Trust Holdings, Inc. | 32,901 | $197.1K | 0.00% | −242,573−88.1% | Reduced |
| Muzinich & Co., Inc. | 32,901 | $197.1K | 0.17% | −242,573−88.1% | Reduced |
| Mercer Global Advisors Inc | 32,925 | $197.0K | 0.00% | +5,800+21.4% | Added |
| Creative Planning | 31,164 | $186.7K | 0.00% | −39,251−55.7% | Reduced |
| Next Level Private LLC | 30,753 | $184.2K | 0.10% | −13,262−30.1% | Reduced |
| BancorpSouth Bank | 30,635 | $183.5K | 0.01% | +915+3.1% | Added |
| Atom Investors LP | 30,591 | $183.2K | 0.03% | +4,594+17.7% | Added |
| Family Wealth Group, LLC | 30,422 | $182.2K | 0.23% | +30,422 | New |
| Sunbelt Securities, Inc. | 29,382 | $176.0K | 0.02% | +86+0.3% | Added |
| Ausdal Financial Partners, Inc. | 29,254 | $175.2K | 0.02% | +2,573+9.6% | Added |
| Strategies Wealth Advisors, LLC | 28,719 | $172.0K | 0.03% | +905+3.3% | Added |
| Oppenheimer & Co Inc | 28,522 | $170.8K | 0.00% | +17,000+147.5% | Added |
| Dudley Capital Management, LLC | 28,500 | $170.7K | 0.11% | −400−1.4% | Reduced |
| Susquehanna Portfolio Strategies, LLC | 27,885 | $167.0K | 0.00% | +27,885 | New |
| Modern Wealth Management, LLC | 27,639 | $165.6K | 0.02% | +27,639 | New |
| XTX Topco Ltd | 26,814 | $160.6K | 0.04% | +26,814 | New |
| Eagle Global Advisors LLC | 25,900 | $155.1K | 0.01% | −1,900−6.8% | Reduced |
| Verition Fund Management LLC | 25,847 | $154.8K | 0.00% | +14,500+127.8% | Added |
| Highlander Capital Management, LLC | 24,615 | $147.4K | 0.05% | 00.0% | Unchanged |
| Inspire Advisors, LLC | 23,879 | $143.0K | 0.02% | +3,884+19.4% | Added |
| Independent Financial Group, LLC | 23,870 | $143.0K | 0.01% | 00.0% | Unchanged |
| Arkadios Wealth Advisors | 23,574 | $141.2K | 0.01% | −103,732−81.5% | Reduced |
| Regal Investment Advisors LLC | 23,302 | $139.6K | 0.01% | +1,605+7.4% | Added |
| Parallax Volatility Advisers, L.P. | 22,538 | $135.0K | 0.00% | +22,538 | New |
| Stephens Inc | 22,417 | $134.3K | 0.00% | +1,000+4.7% | Added |
| Spire Wealth Management | 22,063 | $133.9K | 0.00% | −17,837−44.7% | Reduced |
| Sunesis Advisors, LLC | 22,246 | $133.3K | 0.08% | 00.0% | Unchanged |
| Zimmermann Investment Management & Planning LLC | 20,077 | $120.3K | 0.05% | +2,024+11.2% | Added |
| Level Four Advisory Services, LLC | 20,070 | $120.2K | 0.01% | +433+2.2% | Added |
| Davenport & Co LLC | 20,006 | $119.8K | 0.00% | −10,000−33.3% | Reduced |
| Sanibel Captiva Trust Company, Inc. | 20,000 | $119.8K | 0.00% | +20,000 | New |
| Steward Partners Investment Advisory, LLC | 19,575 | $117.3K | 0.00% | 00.0% | Unchanged |
| NorthCrest Asset Manangement, LLC | 18,632 | $111.6K | 0.00% | +18,632 | New |
| WMG Financial Advisors, LLC | 17,900 | $108.3K | 0.07% | +17,900 | New |
| EMC Capital Management | 16,677 | $100.0K | 0.07% | 00.0% | Unchanged |
| Janney Montgomery Scott LLC | 15,633 | $94.0K | 0.00% | +15,633 | New |
| First National Bank of Mount Dora, Trust Investment Services | 15,300 | $91.6K | 0.02% | 00.0% | Unchanged |
| Wedbush Securities Inc | 15,117 | $91.0K | 0.00% | −1,199−7.3% | Reduced |
| Cherry Creek Investment Advisors, Inc. | 15,111 | $90.5K | 0.06% | 00.0% | Unchanged |
| Girard Partners Ltd. | 15,063 | $90.2K | 0.01% | 00.0% | Unchanged |
| NinePointTwo Capital | 14,410 | $86.0K | 0.03% | 00.0% | Unchanged |
| Traynor Capital Management, Inc. | 14,071 | $84.3K | 0.01% | +124+0.9% | Added |
| Sage Capital Management, LLC | 14,000 | $83.9K | 0.05% | +14,000 | New |
| Parallel Advisors, LLC | 13,975 | $83.7K | 0.00% | −420−2.9% | Reduced |
| Lido Advisors, LLC | 13,729 | $83.1K | 0.00% | +3,103+29.2% | Added |
| MML Investors Services, LLC | 13,827 | $83.0K | 0.00% | +819+6.3% | Added |
| Detalus Advisors, LLC | 13,500 | $80.9K | 0.03% | 00.0% | Unchanged |
| Tower Research Capital LLC (TRC) | 13,459 | $80.6K | 0.00% | +12,382+1,149.7% | Added |
| NWF Advisory Services Inc. | 13,435 | $80.5K | 0.02% | +13,435 | New |
| National Asset Management, Inc. | 13,266 | $80.3K | 0.00% | +150+1.1% | Added |
| Cape Investment Advisory, Inc. | 13,299 | $79.7K | 0.04% | +12,740+2,279.1% | Added |
| Gerber Kawasaki Wealth & Investment Management | 13,141 | $78.7K | 0.00% | +416+3.3% | Added |
| Envestnet Asset Management Inc | 13,100 | $78.5K | 0.00% | −979−7.0% | Reduced |
| Moneta Group Investment Advisors LLC | 12,751 | $76.4K | 0.00% | +40.0% | Added |
| CI Private Wealth, LLC | 12,586 | $75.4K | 0.00% | +1,371+12.2% | Added |
| Atomi Financial Group, Inc. | 12,454 | $74.6K | 0.01% | +12,454 | New |
| Silverlake Wealth Management LLC | 12,245 | $73.3K | 0.04% | +146+1.2% | Added |
| LVW Advisors, LLC | 12,244 | $73.3K | 0.01% | +48+0.4% | Added |
| MAI Capital Management | 12,240 | $73.3K | 0.00% | −865−6.6% | Reduced |
| Focused Wealth Management, Inc | 11,914 | $71.4K | 0.01% | +11,003+1,207.8% | Added |
| Shufro Rose & Co LLC | 11,700 | $70.8K | 0.01% | +1,700+17.0% | Added |
| BNP Paribas Arbitrage, SA | 11,631 | $69.7K | 0.00% | −8,518−42.3% | Reduced |
| Citigroup Inc | 11,579 | $69.4K | 0.00% | +3,542+44.1% | Added |
| Archer Investment Corp | 11,000 | $65.9K | 0.02% | 00.0% | Unchanged |
| CoreCap Advisors, LLC | 10,800 | $64.7K | 0.00% | +10,800 | New |
| KG&L Capital Management,LLC | 10,756 | $64.4K | 0.03% | +96+0.9% | Added |
| Texas Yale Capital Corp. | 10,500 | $62.9K | 0.00% | −650−5.8% | Reduced |
| Dark Forest Capital Management LP | 10,462 | $62.7K | 0.01% | −137,802−92.9% | Reduced |
| WealthPLAN Partners, LLC | 10,330 | $61.9K | 0.01% | 00.0% | Unchanged |
| Wealthfront Advisers LLC | 10,235 | $61.3K | 0.00% | +10,235 | New |
| CWM, LLC | 9,974 | $60.0K | 0.00% | +111+1.1% | Added |
| Money Concepts Capital Corp | 10,000 | $59.9K | 0.01% | −5,000−33.3% | Reduced |
| Signaturefd, LLC | 9,719 | $58.2K | 0.00% | +3,746+62.7% | Added |
| Comerica Bank | 9,000 | $53.9K | 0.00% | +5,000+125.0% | Added |
| Private Trust Co NA | 7,736 | $46.3K | 0.01% | +2,722+54.3% | Added |
| CNB Bank | 7,500 | $44.9K | 0.02% | −342−4.4% | Reduced |
| State of Wyoming | 6,881 | $41.2K | 0.01% | +6,881 | New |
| Quent Capital, LLC | 6,384 | $38.2K | 0.01% | +201+3.3% | Added |
| EntryPoint Capital, LLC | 6,310 | $37.8K | 0.04% | +6,310 | New |
| AllSquare Wealth Management LLC | 6,000 | $35.9K | 0.02% | 00.0% | Unchanged |
| Asset Dedication, LLC | 5,880 | $35.0K | 0.00% | 00.0% | Unchanged |
| NBC Securities, Inc. | 5,700 | $34.0K | 0.00% | 00.0% | Unchanged |
| HHM Wealth Advisors, LLC | 5,372 | $32.2K | 0.01% | 00.0% | Unchanged |
| Abich Financial Wealth Management LLC | 5,040 | $30.2K | 0.03% | +5,040 | New |
| Farmers & Merchants Trust Co of Chambersburg PA | 5,000 | $30.0K | 0.02% | 00.0% | Unchanged |
| Rothschild Investment LLC | 4,900 | $29.4K | 0.00% | +4,900 | New |
| Banque Cantonale Vaudoise | 4,000 | $24.0K | 0.00% | 00.0% | Unchanged |