Prospect Capital Corp
PSEC- Exchange
- Nasdaq
- SEC CIK
- 0001287032
In the last 90 days, Prospect Capital Corp insiders filed 1 open-market purchase and 0 sales; 204 institutions reported holding it in 13F filings for Q2 2026, worth $206.6M in total; no superinvestor holds it.
Other share classesPSEC.PA
13F holders, Q4 2023
Institutional positions in Prospect Capital Corp as of Dec 31, 2023. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 244
- +12 vs. Q3 2023
- Shares held
- 37.8M
- +4.82M (+14.6%) vs. Q3 2023
- Total value
- $219.5M
- +$27.6M (+14.4%) vs. Q3 2023
- New holders
- 42
- 97 more added
- Sold out
- 30
- 58 more reduced
2 institutions that held it in Q3 2023 haven't filed for Q4 2023 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q3 2023: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting PSEC on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 204 | $206.6M |
| Q1 2026 | 218 | $223.8M |
| Q4 2025 | 224 | $214.1M |
| Q3 2025 | 228 | $224.4M |
| Q2 2025 | 224 | $208.4M |
| Q1 2025 | 224 | $239.8M |
| Q4 2024 | 239 | $193.5M |
| Q3 2024 | 226 | $200.9M |
| Q2 2024 | 230 | $221.4M |
| Q1 2024 | 230 | $228.3M |
| Q4 2023 | 244 | $219.5M |
| Q3 2023 | 234 | $195.5M |
| Q2 2023 | 234 | $194.5M |
| Q1 2023 | 250 | $203.2M |
| Q4 2022 | 246 | $206.9M |
| Q3 2022 | 229 | $174.7M |
| Q2 2022 | 228 | $206.6M |
| Q1 2022 | 215 | $232.4M |
| Q4 2021 | 228 | $254.5M |
| Q3 2021 | 194 | $258.3M |
| Q2 2021 | 202 | $316.6M |
| Q1 2021 | 192 | $267.3M |
Institutions, Q4 2023
Shares, value and share of portfolio for each institution holding Prospect Capital Corp; share changes are against Q3 2023.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Avion Wealth | 3,617 | $22.0K | 0.01% | +108+3.1% | Added |
| Lindbrook Capital, LLC | 3,440 | $20.6K | 0.00% | −482−12.3% | Reduced |
| Tennessee Valley Asset Management Partners | 3,213 | $19.2K | 0.01% | +3,213 | New |
| Baystate Wealth Management LLC | 3,031 | $18.2K | 0.00% | +3,031 | New |
| Founders Capital Management | 3,000 | $18.0K | 0.01% | 00.0% | Unchanged |
| Truvestments Capital LLC | 3,000 | $18.0K | 0.01% | +3,000 | New |
| Webster Bank, N. A. | 2,620 | $15.7K | 0.00% | 00.0% | Unchanged |
| Core Wealth Advisors, Inc. | 2,494 | $14.9K | 0.01% | +79+3.3% | Added |
| Walleye Trading LLC | 2,487 | $14.9K | 0.00% | +2,487 | New |
| Geneos Wealth Management Inc. | 2,300 | $13.8K | 0.00% | 00.0% | Unchanged |
| West Branch Capital LLC | 2,018 | $12.1K | 0.01% | 00.0% | Unchanged |
| Massmutual Trust Co FSB | 2,000 | $12.0K | 0.00% | +2,000 | New |
| AdvisorNet Financial, Inc | 1,801 | $10.8K | 0.00% | +54+3.1% | Added |
| Cypress Capital Management LLC (WY) | 1,779 | $10.7K | 0.01% | +53+3.1% | Added |
| Coppell Advisory Solutions LLC | 1,628 | $9.75K | 0.00% | +163+11.1% | Added |
| GWM Advisors LLC | 1,518 | $9.09K | 0.00% | −294−16.2% | Reduced |
| Huntington National Bank | 1,500 | $8.98K | 0.00% | 00.0% | Unchanged |
| Beacon Capital Management, LLC | 1,478 | $8.94K | 0.00% | +29+2.0% | Added |
| Carmichael Hill & Associates, Inc. | 1,465 | $8.78K | 0.00% | 00.0% | Unchanged |
| Global Retirement Partners, LLC | 1,404 | $8.32K | 0.00% | +1+0.1% | Added |
| Semmax Financial Advisors Inc. | 1,480 | $7.89K | 0.00% | 00.0% | Unchanged |
| Gables Capital Management Inc. | 1,000 | $5.99K | 0.00% | 00.0% | Unchanged |
| Citadel Advisors LLC | 939 | $5.63K | 0.00% | −4,571−83.0% | Reduced |
| Larson Financial Group LLC | 913 | $5.47K | 0.00% | 00.0% | Unchanged |
| Leonteq Securities AG | 800 | $4.79K | 0.00% | 00.0% | Unchanged |
| IFP Advisors, Inc | 750 | $4.49K | 0.00% | 00.0% | Unchanged |
| Nomura Asset Management Co Ltd | 491 | $2.94K | 0.00% | 00.0% | Unchanged |
| Rise Advisors, LLC | 370 | $2.22K | 0.00% | +11+3.1% | Added |
| Quadrant Capital Group LLC | 366 | $2.19K | 0.00% | −872−70.4% | Reduced |
| Ronald Blue Trust, Inc. | 263 | $2.00K | 0.00% | +262+26,200.0% | Added |
| Headlands Technologies LLC | 320 | $1.92K | 0.00% | +320 | New |
| Hexagon Capital Partners LLC | 214 | $1.28K | 0.00% | +132+161.0% | Added |
| Peoples Financial Services Corp. | 205 | $1.23K | 0.00% | 00.0% | Unchanged |
| Rogco, LP | 165 | $988 | 0.00% | 00.0% | Unchanged |
| Principal Securities, Inc. | 151 | $904 | 0.00% | +151 | New |
| SRS Capital Advisors, Inc. | 110 | $659 | 0.00% | +110 | New |
| Heritage Wealth Advisors | 100 | $599 | 0.00% | 00.0% | Unchanged |
| Barclays PLC | 89 | $533 | 0.00% | −89−50.0% | Reduced |
| Northwestern Mutual Wealth Management Co | 47 | $281 | 0.00% | +5+11.9% | Added |
| Allworth Financial LP | 33 | $198 | 0.00% | −2,150−98.5% | Reduced |
| ORG Partners LLC | 5 | $34 | 0.00% | +5 | New |
| FMR LLC | 2 | $12 | 0.00% | 00.0% | Unchanged |
| Smithfield Trust Co | 47 | $0 | 0.00% | 00.0% | Unchanged |
| Y.D. More Investments Ltd | 1,273,209 | – | – | 00.0% | Unchanged |
| Paragon Wealth Strategies, LLC | 0 | $0 | 0.00% | −593,101−100.0% | Sold out |
| Catalyst Capital Advisors LLC | 0 | $0 | 0.00% | −95,140−100.0% | Sold out |
| Aigen Investment Management, LP | 0 | $0 | 0.00% | −57,677−100.0% | Sold out |
| MidWestOne Financial Group, Inc. | 0 | $0 | 0.00% | −55,000−100.0% | Sold out |
| Y-Intercept (Hong Kong) Ltd | 0 | $0 | 0.00% | −33,936−100.0% | Sold out |
| Clear Creek Financial Management, LLC | 0 | $0 | 0.00% | −29,989−100.0% | Sold out |
| Tri Locum Partners LP | 0 | $0 | 0.00% | −27,957−100.0% | Sold out |
| Heritage Trust Co | 0 | $0 | 0.00% | −24,585−100.0% | Sold out |
| Strategic Financial Concepts, LLC | 0 | $0 | 0.00% | −21,133−100.0% | Sold out |
| Gries Financial LLC | 0 | $0 | 0.00% | −17,308−100.0% | Sold out |
| MQS Management LLC | 0 | $0 | 0.00% | −13,984−100.0% | Sold out |
| StoneX Group Inc. | 0 | $0 | 0.00% | −13,455−100.0% | Sold out |
| Two Sigma Securities, LLC | 0 | $0 | 0.00% | −13,000−100.0% | Sold out |
| Merit Financial Group, LLC | 0 | $0 | 0.00% | −12,453−100.0% | Sold out |
| PFG Advisors | 0 | $0 | 0.00% | −11,960−100.0% | Sold out |
| Balyasny Asset Management LLC | 0 | $0 | 0.00% | −11,851−100.0% | Sold out |
| SFI Advisors, LLC | 0 | $0 | 0.00% | −11,820−100.0% | Sold out |
| Fox Run Management, L.L.C. | 0 | $0 | 0.00% | −10,523−100.0% | Sold out |
| BBR Partners, LLC | 0 | $0 | 0.00% | −10,385−100.0% | Sold out |
| AlphaQ Advisors LLC | 0 | $0 | 0.00% | −10,228−100.0% | Sold out |
| Koshinski Asset Management, Inc. | 0 | $0 | 0.00% | −10,210−100.0% | Sold out |
| Farther Finance Advisors, LLC | 0 | $0 | 0.00% | −4,000−100.0% | Sold out |
| Coastal Investment Advisors, Inc. | 0 | $0 | 0.00% | −3,195−100.0% | Sold out |
| First Horizon Advisors, Inc. | 0 | $0 | 0.00% | −2,250−100.0% | Sold out |
| Toronto Dominion Bank | 0 | $0 | 0.00% | −1,500−100.0% | Sold out |
| Carmel Capital Partners, LLC | 0 | $0 | 0.00% | −624−100.0% | Sold out |
| Federation des caisses Desjardins du Quebec | 0 | $0 | 0.00% | −300−100.0% | Sold out |
| Fifth Third Bancorp | 0 | $0 | 0.00% | −111−100.0% | Sold out |
| Baker Avenue Asset Management, LP | 0 | $0 | 0.00% | −74−100.0% | Sold out |
| Sound Income Strategies, LLC | 0 | $0 | 0.00% | −73−100.0% | Sold out |
| First Republic Investment Management, Inc. | – | – | – | – | Not filed |
| Johnson Midwest Financial, LLC | – | – | – | – | Not filed |