Prospect Capital Corp
PSEC- Exchange
- Nasdaq
- SEC CIK
- 0001287032
In the last 90 days, Prospect Capital Corp insiders filed 1 open-market purchase and 0 sales; 204 institutions reported holding it in 13F filings for Q2 2026, worth $206.6M in total; no superinvestor holds it.
Other share classesPSEC.PA
13F holders, Q2 2021
Institutional positions in Prospect Capital Corp as of Jun 30, 2021. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 202
- +11 vs. Q1 2021
- Shares held
- 37.8M
- +2.80M (+8.0%) vs. Q1 2021
- Total value
- $316.6M
- +$49.5M (+18.5%) vs. Q1 2021
- New holders
- 37
- 67 more added
- Sold out
- 26
- 60 more reduced
1 institution that held it in Q1 2021 haven't filed for Q2 2021 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q1 2021: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting PSEC on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 204 | $206.6M |
| Q1 2026 | 218 | $223.8M |
| Q4 2025 | 224 | $214.1M |
| Q3 2025 | 228 | $224.4M |
| Q2 2025 | 224 | $208.4M |
| Q1 2025 | 224 | $239.8M |
| Q4 2024 | 239 | $193.5M |
| Q3 2024 | 226 | $200.9M |
| Q2 2024 | 230 | $221.4M |
| Q1 2024 | 230 | $228.3M |
| Q4 2023 | 244 | $219.5M |
| Q3 2023 | 234 | $195.5M |
| Q2 2023 | 234 | $194.5M |
| Q1 2023 | 250 | $203.2M |
| Q4 2022 | 246 | $206.9M |
| Q3 2022 | 229 | $174.7M |
| Q2 2022 | 228 | $206.6M |
| Q1 2022 | 215 | $232.4M |
| Q4 2021 | 228 | $254.5M |
| Q3 2021 | 194 | $258.3M |
| Q2 2021 | 202 | $316.6M |
| Q1 2021 | 192 | $267.3M |
Institutions, Q2 2021
Shares, value and share of portfolio for each institution holding Prospect Capital Corp; share changes are against Q1 2021.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Camelot Portfolios, LLC | 29,073 | $244.0K | 0.10% | −39,270−57.5% | Reduced |
| Cetera Advisor Networks LLC | 28,635 | $240.0K | 0.00% | +4,185+17.1% | Added |
| Susquehanna Fundamental Investments, LLC | 26,444 | $222.0K | 0.00% | −26,616−50.2% | Reduced |
| Squarepoint Ops LLC | 25,499 | $214.0K | 0.00% | −7,297−22.2% | Reduced |
| Independent Financial Group, LLC | 24,354 | $204.3K | 0.02% | +619+2.6% | Added |
| Citigroup Inc | 22,819 | $191.0K | 0.00% | −906−3.8% | Reduced |
| Traynor Capital Management, Inc. | 22,032 | $186.0K | 0.03% | +22,032 | New |
| Geneos Wealth Management Inc. | 21,605 | $182.0K | 0.01% | −600−2.7% | Reduced |
| Wambolt & Associates, LLC | 21,400 | $180.0K | 0.08% | +21,400 | New |
| Creative Planning | 20,986 | $176.0K | 0.00% | −43,107−67.3% | Reduced |
| Janney Montgomery Scott LLC | 20,892 | $175.0K | 0.00% | −4,611−18.1% | Reduced |
| Y-Intercept (Hong Kong) Ltd | 20,911 | $175.0K | 0.04% | +20,911 | New |
| Acorn Financial Advisory Services Inc | 20,072 | $168.0K | 0.05% | 00.0% | Unchanged |
| Beacon Pointe Advisors, LLC | 19,963 | $167.0K | 0.01% | +413+2.1% | Added |
| Detalus Advisors, LLC | 19,764 | $166.0K | 0.09% | 00.0% | Unchanged |
| WealthPLAN Partners, LLC | 19,715 | $162.0K | 0.01% | −300−1.5% | Reduced |
| J.W. Cole Advisors, Inc. | 19,343 | $162.0K | 0.01% | −532−2.7% | Reduced |
| Wolverine Trading, LLC | 18,930 | $160.0K | 0.00% | +18,930 | New |
| KG&L Capital Management,LLC | 18,489 | $155.0K | 0.07% | +155+0.8% | Added |
| CIBC Asset Management Inc | 16,849 | $141.0K | 0.00% | 00.0% | Unchanged |
| MML Investors Services, LLC | 16,754 | $141.0K | 0.00% | +11+0.1% | Added |
| Bank of New York Mellon Corp | 16,097 | $135.0K | 0.00% | +16,097 | New |
| Stifel Financial Corp | 15,929 | $134.0K | 0.00% | −75,343−82.5% | Reduced |
| Biltmore Capital Advisors LLC | 16,000 | $134.0K | 0.02% | −2,000−11.1% | Reduced |
| Wealthstar Advisors, LLC | 15,839 | $133.0K | 0.05% | +15,839 | New |
| First National Bank of Mount Dora, Trust Investment Services | 15,300 | $128.0K | 0.04% | 00.0% | Unchanged |
| Wetherby Asset Management Inc | 15,003 | $126.0K | 0.01% | +15,003 | New |
| Schonfeld Strategic Advisors LLC | 14,640 | $123.0K | 0.00% | +14,640 | New |
| Koshinski Asset Management, Inc. | 14,510 | $122.0K | 0.02% | −9,765−40.2% | Reduced |
| Two Sigma Investments, LP | 14,582 | $122.0K | 0.00% | +14,582 | New |
| Gerber Kawasaki Wealth & Investment Management | 14,227 | $119.0K | 0.01% | +14,227 | New |
| Shufro Rose & Co LLC | 13,800 | $116.0K | 0.01% | +2,000+16.9% | Added |
| Rhumbline Advisers | 13,526 | $113.0K | 0.00% | −292−2.1% | Reduced |
| Oppenheimer & Co Inc | 13,222 | $111.0K | 0.00% | −2,703−17.0% | Reduced |
| Clear Creek Financial Management, LLC | 13,127 | $110.0K | 0.02% | +13,127 | New |
| Gotham Asset Management, LLC | 13,034 | $109.0K | 0.00% | +13,034 | New |
| Steward Partners Investment Advisory, LLC | 12,790 | $107.0K | 0.00% | −1,876−12.8% | Reduced |
| Highlander Capital Management, LLC | 12,500 | $105.0K | 0.05% | 00.0% | Unchanged |
| The PNC Financial Services Group, Inc. | 12,392 | $103.0K | 0.00% | −1,636−11.7% | Reduced |
| Ferguson Shapiro LLC | 12,327 | $103.0K | 0.06% | +12,327 | New |
| BBR Partners, LLC | 12,195 | $102.0K | 0.01% | 00.0% | Unchanged |
| Callahan Advisors, LLC | 12,100 | $102.0K | 0.01% | 00.0% | Unchanged |
| LVW Advisors, LLC | 12,124 | $102.0K | 0.02% | 00.0% | Unchanged |
| IHT Wealth Management, LLC | 11,549 | $97.0K | 0.01% | −41−0.4% | Reduced |
| Calton & Associates, Inc. | 11,150 | $94.0K | 0.02% | +23+0.2% | Added |
| Aviance Capital Partners, LLC | 11,100 | $93.0K | 0.02% | +11,100 | New |
| Regal Investment Advisors LLC | 11,116 | $93.0K | 0.01% | +11,116 | New |
| Magnolia Capital Advisors LLC | 11,065 | $93.0K | 0.04% | +11,065 | New |
| Compton Capital Management Inc | 10,750 | $90.0K | 0.03% | −2,000−15.7% | Reduced |
| Lido Advisors, LLC | 10,527 | $89.0K | 0.00% | +10,527 | New |
| KCM Investment Advisors LLC | 10,386 | $87.0K | 0.00% | +10,386 | New |
| Johnson Midwest Financial, LLC | 10,000 | $84.0K | 0.08% | 00.0% | Unchanged |
| Atlas Private Wealth Advisors | 8,001 | $67.0K | 0.04% | −3,000−27.3% | Reduced |
| Reilly Financial Advisors, LLC | 8,000 | $67.0K | 0.01% | 00.0% | Unchanged |
| Federation des caisses Desjardins du Quebec | 7,800 | $65.4K | 0.00% | −9,700−55.4% | Reduced |
| First Horizon Advisors, Inc. | 7,662 | $64.0K | 0.00% | +120+1.6% | Added |
| Newbridge Financial Services Group, Inc. | 7,652 | $64.0K | 0.04% | +3,000+64.5% | Added |
| Northwestern Mutual Wealth Management Co | 6,678 | $56.0K | 0.00% | +6,426+2,550.0% | Added |
| Tower Research Capital LLC (TRC) | 6,619 | $55.0K | 0.00% | −31,614−82.7% | Reduced |
| Smithfield Trust Co | 6,245 | $52.0K | 0.00% | 00.0% | Unchanged |
| AllSquare Wealth Management LLC | 6,000 | $50.0K | 0.03% | 00.0% | Unchanged |
| Credit Agricole S A | 6,000 | $50.0K | 0.00% | +1,000+20.0% | Added |
| Advocacy Wealth Management Services, LLC | 5,100 | $43.0K | 0.01% | 00.0% | Unchanged |
| Wealth Quarterback LLC | 4,531 | $39.0K | 0.02% | +4,531 | New |
| Banque Cantonale Vaudoise | 4,000 | $34.0K | 0.00% | +2,700+207.7% | Added |
| Carmichael Hill & Associates, Inc. | 3,965 | $33.0K | 0.02% | 00.0% | Unchanged |
| Jacobi Capital Management LLC | 3,500 | $29.0K | 0.00% | 00.0% | Unchanged |
| TCI Wealth Advisors, Inc. | 3,226 | $27.0K | 0.00% | +179+5.9% | Added |
| Founders Capital Management | 3,000 | $25.0K | 0.02% | 00.0% | Unchanged |
| Selective Wealth Management, Inc. | 2,997 | $25.0K | 0.02% | 00.0% | Unchanged |
| Lindbrook Capital, LLC | 2,701 | $23.0K | 0.01% | +1,000+58.8% | Added |
| Cutler Group LP | 2,734 | $22.0K | 0.00% | −5,600−67.2% | Reduced |
| Webster Bank, N. A. | 2,620 | $22.0K | 0.00% | 00.0% | Unchanged |
| Parallel Advisors, LLC | 2,609 | $22.0K | 0.00% | 00.0% | Unchanged |
| Parisi Gray Wealth Management | 2,400 | $20.0K | 0.01% | +2,400 | New |
| Gemmer Asset Management LLC | 2,300 | $19.0K | 0.00% | 00.0% | Unchanged |
| PrairieView Partners, LLC | 2,000 | $17.0K | 0.00% | +1,000+100.0% | Added |
| West Branch Capital LLC | 2,018 | $17.0K | 0.01% | +2,018 | New |
| Core Wealth Advisors, Inc. | 1,921 | $16.0K | 0.01% | +43+2.3% | Added |
| AdvisorNet Financial, Inc | 1,723 | $14.0K | 0.00% | −956−35.7% | Reduced |
| NEXT Financial Group, Inc | 1,474 | $13.0K | 0.00% | −172−10.4% | Reduced |
| Huntington National Bank | 1,500 | $13.0K | 0.00% | 00.0% | Unchanged |
| Semmax Financial Advisors Inc. | 1,480 | $12.0K | 0.00% | 00.0% | Unchanged |
| Kistler-Tiffany Companies, LLC | 1,334 | $11.0K | 0.00% | 00.0% | Unchanged |
| BNP Paribas Arbitrage, SA | 1,078 | $9.04K | 0.00% | +20+1.9% | Added |
| McCarthy Asset Management, Inc. | 1,044 | $9.00K | 0.01% | +23+2.3% | Added |
| Fifth Third Bancorp | 1,000 | $8.00K | 0.00% | 00.0% | Unchanged |
| Gables Capital Management Inc. | 1,000 | $8.00K | 0.01% | 00.0% | Unchanged |
| Ellevest, Inc. | 916 | $8.00K | 0.00% | +19+2.1% | Added |
| Allworth Financial LP | 927 | $8.00K | 0.00% | +927 | New |
| Proequities, Inc. | 878 | $7.00K | 0.00% | −235−21.1% | Reduced |
| Pacitti Group Inc. | 900 | $7.00K | 0.00% | 00.0% | Unchanged |
| Plante Moran Financial Advisors, LLC | 740 | $6.00K | 0.00% | +740 | New |
| Anfield Capital Management, LLC | 597 | $5.00K | 0.00% | +597 | New |
| Patriot Financial Group Insurance Agency, LLC | 462 | $4.00K | 0.00% | 00.0% | Unchanged |
| Sound Income Strategies, LLC | 400 | $3.00K | 0.00% | 00.0% | Unchanged |
| Peoples Financial Services Corp. | 200 | $2.00K | 0.00% | +200 | New |
| Signaturefd, LLC | 142 | $1.00K | 0.00% | +142 | New |
| FMR LLC | 4 | $0 | 0.00% | +1+33.3% | Added |
| Rockefeller Capital Management L.P. | 100 | $0 | 0.00% | 00.0% | Unchanged |