Prospect Capital Corp
PSEC- Exchange
- Nasdaq
- SEC CIK
- 0001287032
In the last 90 days, Prospect Capital Corp insiders filed 1 open-market purchase and 0 sales; 204 institutions reported holding it in 13F filings for Q2 2026, worth $206.6M in total; no superinvestor holds it.
Other share classesPSEC.PA
13F holders, Q1 2026
Institutional positions in Prospect Capital Corp as of Mar 31, 2026. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 218
- −1 vs. Q4 2025
- Shares held
- 85.7M
- +3.17M (+3.8%) vs. Q4 2025
- Total value
- $223.8M
- +$9.90M (+4.6%) vs. Q4 2025
- New holders
- 27
- 87 more added
- Sold out
- 28
- 57 more reduced
5 institutions that held it in Q4 2025 haven't filed for Q1 2026 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q4 2025: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting PSEC on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 204 | $206.6M |
| Q1 2026 | 218 | $223.8M |
| Q4 2025 | 224 | $214.1M |
| Q3 2025 | 228 | $224.4M |
| Q2 2025 | 224 | $208.4M |
| Q1 2025 | 224 | $239.8M |
| Q4 2024 | 239 | $193.5M |
| Q3 2024 | 226 | $200.9M |
| Q2 2024 | 230 | $221.4M |
| Q1 2024 | 230 | $228.3M |
| Q4 2023 | 244 | $219.5M |
| Q3 2023 | 234 | $195.5M |
| Q2 2023 | 234 | $194.5M |
| Q1 2023 | 250 | $203.2M |
| Q4 2022 | 246 | $206.9M |
| Q3 2022 | 229 | $174.7M |
| Q2 2022 | 228 | $206.6M |
| Q1 2022 | 215 | $232.4M |
| Q4 2021 | 228 | $254.5M |
| Q3 2021 | 194 | $258.3M |
| Q2 2021 | 202 | $316.6M |
| Q1 2021 | 192 | $267.3M |
Institutions, Q1 2026
Shares, value and share of portfolio for each institution holding Prospect Capital Corp; share changes are against Q4 2025.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Garner Asset Management Corp | 37,475 | $93.6K | 0.04% | −3,040−7.5% | Reduced |
| Mariner, LLC | 35,572 | $92.8K | 0.00% | +23,052+184.1% | Added |
| ExodusPoint Capital Management, LP | 34,292 | $89.5K | 0.00% | +34,292 | New |
| Cherry Creek Investment Advisors, Inc. | 31,716 | $82.8K | 0.04% | +400+1.3% | Added |
| Goldman Sachs Group Inc | 30,578 | $79.8K | 0.00% | −2,507−7.6% | Reduced |
| Sunbelt Securities, Inc. | 29,344 | $76.6K | 0.00% | 00.0% | Unchanged |
| WMG Financial Advisors, LLC | 27,950 | $73.0K | 0.03% | 00.0% | Unchanged |
| Pensionmark Financial Group, LLC | 27,190 | $71.0K | 0.00% | −10.0% | Reduced |
| Massar Capital Management, LP | 27,095 | $70.7K | 0.01% | +3,911+16.9% | Added |
| Arta Finance Wealth Management LLC | 26,944 | $70.3K | 0.03% | −35,773−57.0% | Reduced |
| Modera Wealth Management, LLC | 26,334 | $68.7K | 0.00% | +26,334 | New |
| Apella Capital, LLC | 24,234 | $68.1K | 0.00% | +24,234 | New |
| US Bancorp | 25,408 | $66.3K | 0.00% | −34,592−57.7% | Reduced |
| Allworth Financial LP | 25,245 | $65.9K | 0.00% | −977−3.7% | Reduced |
| Great Valley Advisor Group, Inc. | 23,983 | $62.6K | 0.00% | +1,181+5.2% | Added |
| IFP Advisors, Inc | 23,512 | $61.4K | 0.00% | +1,124+5.0% | Added |
| Mercer Global Advisors Inc | 21,820 | $57.0K | 0.00% | −5,213−19.3% | Reduced |
| Next Level Private LLC | 21,061 | $55.0K | 0.01% | +1,026+5.1% | Added |
| Regal Investment Advisors LLC | 20,788 | $54.3K | 0.00% | +2,766+15.3% | Added |
| Mayport, LLC | 20,570 | $53.7K | 0.01% | 00.0% | Unchanged |
| Foundations Investment Advisors, LLC | 20,506 | $53.5K | 0.00% | +8,431+69.8% | Added |
| Cravens & Co Advisors, LLC | 20,000 | $52.2K | 0.03% | 00.0% | Unchanged |
| Kingsview Wealth Management, LLC | 19,878 | $51.9K | 0.00% | +981+5.2% | Added |
| Samalin Investment Counsel, LLC | 19,529 | $51.0K | 0.02% | −78−0.4% | Reduced |
| TCG Advisory Services, LLC | 19,280 | $50.3K | 0.00% | +19,280 | New |
| Spartan Wealth Advisory Services LLC | 19,000 | $49.6K | 0.00% | +19,000 | New |
| CWM, LLC | 18,759 | $49.0K | 0.00% | +60.0% | Added |
| PFG Investments, LLC | 18,645 | $48.7K | 0.00% | +3,046+19.5% | Added |
| State of Alaska, Department of Revenue | 18,642 | $48.0K | 0.00% | 00.0% | Unchanged |
| Level Four Advisory Services, LLC | 18,176 | $47.4K | 0.00% | +20.0% | Added |
| J.W. Cole Advisors, Inc. | 17,785 | $46.4K | 0.00% | +83+0.5% | Added |
| Stephens Inc | 17,421 | $45.5K | 0.00% | +1,000+6.1% | Added |
| Philadelphia Trust Co | 17,250 | $45.0K | 0.00% | −25,950−60.1% | Reduced |
| Modern Wealth Management, LLC | 16,413 | $43.0K | 0.00% | 00.0% | Unchanged |
| MAI Capital Management | 16,306 | $42.6K | 0.00% | +3,051+23.0% | Added |
| Sculati Wealth Management, LLC | 16,265 | $42.5K | 0.02% | −3,035−15.7% | Reduced |
| The PNC Financial Services Group, Inc. | 15,972 | $41.7K | 0.00% | +44+0.3% | Added |
| Onyx Bridge Wealth Group LLC | 15,872 | $41.4K | 0.00% | +200+1.3% | Added |
| Significant Wealth Partners LLC | 15,527 | $40.5K | 0.05% | +1,747+12.7% | Added |
| Silverlake Wealth Management LLC | 15,483 | $40.4K | 0.01% | +330+2.2% | Added |
| First National Bank of Mount Dora, Trust Investment Services | 15,300 | $39.9K | 0.01% | 00.0% | Unchanged |
| Inspire Advisors, LLC | 15,288 | $39.9K | 0.00% | +2,285+17.6% | Added |
| Oppenheimer & Co Inc | 14,617 | $38.1K | 0.00% | −500−3.3% | Reduced |
| Schonfeld Strategic Advisors LLC | 14,144 | $36.9K | 0.00% | +3,319+30.7% | Added |
| HighTower Advisors, LLC | 13,959 | $36.4K | 0.00% | +13,959 | New |
| Berkeley Capital Partners, LLC | 13,426 | $35.0K | 0.01% | +13,426 | New |
| Concurrent Investment Advisors, LLC | 13,338 | $34.8K | 0.00% | +13,338 | New |
| Aigen Investment Management, LP | 13,255 | $34.6K | 0.01% | −32,571−71.1% | Reduced |
| Farther Finance Advisors, LLC | 12,822 | $33.6K | 0.00% | −114−0.9% | Reduced |
| MML Investors Services, LLC | 12,691 | $33.1K | 0.00% | −814−6.0% | Reduced |
| Wealthcare Advisory Partners LLC | 12,622 | $32.9K | 0.00% | +623+5.2% | Added |
| Nomura Asset Management Co Ltd | 12,614 | $32.9K | 0.00% | +12,614 | New |
| Capital Advisors, Ltd. LLC | 12,352 | $32.0K | 0.00% | 00.0% | Unchanged |
| Moneta Group Investment Advisors LLC | 12,253 | $32.0K | 0.00% | −700−5.4% | Reduced |
| Citadel Advisors LLC | 12,204 | $31.9K | 0.00% | −40,495−76.8% | Reduced |
| Private Trust Co NA | 11,639 | $30.4K | 0.00% | 00.0% | Unchanged |
| Navalign, LLC | 11,551 | $30.1K | 0.01% | +1,123+10.8% | Added |
| Independent Advisor Alliance | 11,362 | $29.7K | 0.00% | −1,188−9.5% | Reduced |
| Creative Financial Designs Inc | 10,940 | $28.6K | 0.00% | +540+5.2% | Added |
| Caitong International Asset Management Co., Ltd | 10,914 | $28.5K | 0.01% | +5,734+110.7% | Added |
| Ausdal Financial Partners, Inc. | 10,781 | $28.4K | 0.00% | −10,097−48.4% | Reduced |
| Stratos Wealth Partners, LTD. | 10,845 | $28.3K | 0.00% | +10,845 | New |
| Envestnet Asset Management Inc | 10,754 | $28.1K | 0.00% | −2,598−19.5% | Reduced |
| Signaturefd, LLC | 10,291 | $26.9K | 0.00% | +1,755+20.6% | Added |
| Traynor Capital Management, Inc. | 10,681 | $26.8K | 0.00% | +26+0.2% | Added |
| Flagship Capital Management Inc. | 10,000 | $26.1K | 0.02% | −2,800−21.9% | Reduced |
| Ameriflex Group, Inc. | 9,830 | $25.7K | 0.01% | 00.0% | Unchanged |
| Aventura Private Wealth, LLC | 9,162 | $23.9K | 0.01% | 00.0% | Unchanged |
| Advisory Services Network, LLC | 8,492 | $22.2K | 0.00% | +8,492 | New |
| Fifth Third Bancorp | 8,251 | $21.5K | 0.00% | +4,051+96.5% | Added |
| CNB Bank | 7,500 | $19.6K | 0.01% | 00.0% | Unchanged |
| Newbridge Financial Services Group, Inc. | 7,157 | $18.7K | 0.00% | 00.0% | Unchanged |
| Axiom Investment Management LLC | 6,400 | $16.7K | 0.01% | +6,400 | New |
| HHM Wealth Advisors, LLC | 5,372 | $14.0K | 0.00% | 00.0% | Unchanged |
| Founders Capital Management | 5,000 | $13.1K | 0.01% | +1,000+25.0% | Added |
| Avion Wealth | 5,100 | $13.0K | 0.00% | +237+4.9% | Added |
| AdvisorNet Financial, Inc | 4,413 | $11.5K | 0.00% | +206+4.9% | Added |
| Parallel Advisors, LLC | 3,977 | $10.4K | 0.00% | +391+10.9% | Added |
| Atlantic Union Bankshares Corp | 3,800 | $9.92K | 0.00% | 00.0% | Unchanged |
| Legacy Wealth Managment, LLC | 3,639 | $9.50K | 0.00% | 00.0% | Unchanged |
| Crewe Advisors LLC | 3,516 | $9.18K | 0.00% | +623+21.5% | Added |
| Activest Wealth Management | 3,300 | $8.61K | 0.00% | +1,000+43.5% | Added |
| Financial Consulate, Inc | 3,121 | $8.15K | 0.00% | 00.0% | Unchanged |
| EverSource Wealth Advisors, LLC | 3,015 | $7.87K | 0.00% | +2,867+1,937.2% | Added |
| Northwestern Mutual Wealth Management Co | 2,926 | $7.64K | 0.00% | −9,761−76.9% | Reduced |
| Larson Financial Group LLC | 2,891 | $7.55K | 0.00% | +2,891 | Added |
| Steward Partners Investment Advisory, LLC | 2,761 | $7.21K | 0.00% | −1,597−36.6% | Reduced |
| Cypress Capital Management LLC (WY) | 2,145 | $5.60K | 0.01% | 00.0% | Unchanged |
| North Star Investment Management Corp. | 2,083 | $5.44K | 0.00% | +2,083 | New |
| Sofos Investments, Inc. | 1,525 | $3.98K | 0.00% | 00.0% | Unchanged |
| Geneos Wealth Management Inc. | 1,500 | $3.92K | 0.00% | 00.0% | Unchanged |
| Gables Capital Management Inc. | 1,200 | $3.13K | 0.00% | 00.0% | Unchanged |
| Jones Financial Companies LLLP | 1,213 | $3.02K | 0.00% | −2,124−63.6% | Reduced |
| West Branch Capital LLC | 1,077 | $2.81K | 0.00% | +519+93.0% | Added |
| CoreCap Advisors, LLC | 1,008 | $2.63K | 0.00% | −1−0.1% | Reduced |
| Natixis | 980 | $2.56K | 0.00% | +46+4.9% | Added |
| Rockefeller Capital Management L.P. | 939 | $2.45K | 0.00% | +939 | New |
| Strive Financial Group ,LLC | 794 | $2.00K | 0.00% | +37+4.9% | Added |
| Triumph Capital Management | 751 | $1.99K | 0.00% | 00.0% | Unchanged |
| LRI Investments, LLC | 638 | $1.67K | 0.00% | 00.0% | Unchanged |