Prospect Capital Corp
PSEC- Exchange
- Nasdaq
- SEC CIK
- 0001287032
In the last 90 days, Prospect Capital Corp insiders filed 1 open-market purchase and 0 sales; 204 institutions reported holding it in 13F filings for Q2 2026, worth $206.6M in total; no superinvestor holds it.
Other share classesPSEC.PA
13F holders, Q1 2026
Institutional positions in Prospect Capital Corp as of Mar 31, 2026. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 218
- −1 vs. Q4 2025
- Shares held
- 85.7M
- +3.17M (+3.8%) vs. Q4 2025
- Total value
- $223.8M
- +$9.90M (+4.6%) vs. Q4 2025
- New holders
- 27
- 87 more added
- Sold out
- 28
- 57 more reduced
5 institutions that held it in Q4 2025 haven't filed for Q1 2026 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q4 2025: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting PSEC on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 204 | $206.6M |
| Q1 2026 | 218 | $223.8M |
| Q4 2025 | 224 | $214.1M |
| Q3 2025 | 228 | $224.4M |
| Q2 2025 | 224 | $208.4M |
| Q1 2025 | 224 | $239.8M |
| Q4 2024 | 239 | $193.5M |
| Q3 2024 | 226 | $200.9M |
| Q2 2024 | 230 | $221.4M |
| Q1 2024 | 230 | $228.3M |
| Q4 2023 | 244 | $219.5M |
| Q3 2023 | 234 | $195.5M |
| Q2 2023 | 234 | $194.5M |
| Q1 2023 | 250 | $203.2M |
| Q4 2022 | 246 | $206.9M |
| Q3 2022 | 229 | $174.7M |
| Q2 2022 | 228 | $206.6M |
| Q1 2022 | 215 | $232.4M |
| Q4 2021 | 228 | $254.5M |
| Q3 2021 | 194 | $258.3M |
| Q2 2021 | 202 | $316.6M |
| Q1 2021 | 192 | $267.3M |
Institutions, Q1 2026
Shares, value and share of portfolio for each institution holding Prospect Capital Corp; share changes are against Q4 2025.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Sunrise Financial Services, LLC | 595 | $1.55K | 0.00% | −405−40.5% | Reduced |
| JPMorgan Chase & Co | 599 | $1.50K | 0.00% | −2,054−77.4% | Reduced |
| Sound Income Strategies, LLC | 400 | $1.05K | 0.00% | 00.0% | Unchanged |
| Hilltop National Bank | 380 | $992 | 0.00% | 00.0% | Unchanged |
| American Capital Advisory, LLC | 204 | $533 | 0.00% | 00.0% | Unchanged |
| NBC Securities, Inc. | 200 | $522 | 0.00% | 00.0% | Unchanged |
| Assetmark, Inc | 147 | $384 | 0.00% | +147 | New |
| Heritage Wealth Advisors | 100 | $261 | 0.00% | 00.0% | Unchanged |
| Russell Investments Group, Ltd. | 61 | $159 | 0.00% | +61 | New |
| Citigroup Inc | 38 | $99 | 0.00% | +28+280.0% | Added |
| Parvin Asset Management, LLC | 30 | $78 | 0.00% | 00.0% | Unchanged |
| Barclays PLC | 17 | $44 | 0.00% | +15+750.0% | Added |
| Golden State Equity Partners | 5 | $15 | 0.00% | +5 | New |
| Annis Gardner Whiting Capital Advisors, LLC | 5 | $14 | 0.00% | 00.0% | Unchanged |
| Danske Bank A/S | 5 | $13 | 0.00% | +3+150.0% | Added |
| Ronald Blue Trust, Inc. | 1 | $3 | 0.00% | −430−99.8% | Reduced |
| Smithfield Trust Co | 47 | $0 | 0.00% | 00.0% | Unchanged |
| Hantz Financial Services, Inc. | 3 | $0 | 0.00% | 00.0% | Unchanged |
| Two Sigma Advisers, LP | 0 | $0 | 0.00% | −8,944,200−100.0% | Sold out |
| Point72 Asset Management, L.P. | 0 | $0 | 0.00% | −1,065,592−100.0% | Sold out |
| Northern Trust Corp | 0 | $0 | 0.00% | −421,590−100.0% | Sold out |
| LeClair Wealth Partners LLC | 0 | $0 | 0.00% | −239,118−100.0% | Sold out |
| XTX Topco Ltd | 0 | $0 | 0.00% | −221,995−100.0% | Sold out |
| Verition Fund Management LLC | 0 | $0 | 0.00% | −177,706−100.0% | Sold out |
| Gsa Capital Partners LLP | 0 | $0 | 0.00% | −174,627−100.0% | Sold out |
| Qube Research & Technologies Ltd | 0 | $0 | 0.00% | −174,452−100.0% | Sold out |
| Exchange Traded Concepts, LLC | 0 | $0 | 0.00% | −162,859−100.0% | Sold out |
| Jump Financial, LLC | 0 | $0 | 0.00% | −95,704−100.0% | Sold out |
| Alpine Global Management, LLC | 0 | $0 | 0.00% | −71,712−100.0% | Sold out |
| HighPoint Advisor Group LLC | 0 | $0 | 0.00% | −28,406−100.0% | Sold out |
| Rpo LLC | 0 | $0 | 0.00% | −25,568−100.0% | Sold out |
| Calton & Associates, Inc. | 0 | $0 | 0.00% | −17,789−100.0% | Sold out |
| WealthPLAN Partners, LLC | 0 | $0 | 0.00% | −15,430−100.0% | Sold out |
| Family Wealth Group, LLC | 0 | $0 | 0.00% | −14,913−100.0% | Sold out |
| GWM Advisors LLC | 0 | $0 | 0.00% | −13,904−100.0% | Sold out |
| Boothbay Fund Management, LLC | 0 | $0 | 0.00% | −12,784−100.0% | Sold out |
| Ground Swell Capital, LLC | 0 | $0 | 0.00% | −10,763−100.0% | Sold out |
| KG&L Capital Management,LLC | 0 | $0 | 0.00% | −10,043−100.0% | Sold out |
| Catalyst Financial Partners LLC | 0 | $0 | 0.00% | −10,000−100.0% | Sold out |
| Commonwealth Retirement Investments LLC | 0 | $0 | 0.00% | −5,790−100.0% | Sold out |
| Quadrant Capital Group LLC | 0 | $0 | 0.00% | −1,762−100.0% | Sold out |
| Garton & Associates Financial Advisors LLC | 0 | $0 | 0.00% | −1,649−100.0% | Sold out |
| Cape Investment Advisory, Inc. | 0 | $0 | 0.00% | −559−100.0% | Sold out |
| IMG Wealth Management, Inc. | 0 | $0 | 0.00% | −381−100.0% | Sold out |
| West Financial Advisors, LLC | 0 | $0 | 0.00% | −302−100.0% | Sold out |
| Flagship Harbor Advisors, LLC | 0 | $0 | 0.00% | −8−100.0% | Sold out |
| BancorpSouth Bank | – | – | – | – | Not filed |
| Global Retirement Partners, LLC | – | – | – | – | Not filed |
| Comerica Bank | – | – | – | – | Not filed |
| ORG Partners LLC | – | – | – | – | Not filed |
| CIBC Private Wealth Group, LLC | – | – | – | – | Not filed |