Prospect Capital Corp
PSEC- Exchange
- Nasdaq
- SEC CIK
- 0001287032
In the last 90 days, Prospect Capital Corp insiders filed 1 open-market purchase and 0 sales; 204 institutions reported holding it in 13F filings for Q2 2026, worth $206.6M in total; no superinvestor holds it.
Other share classesPSEC.PA
13F holders, Q1 2026
Institutional positions in Prospect Capital Corp as of Mar 31, 2026. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 218
- −1 vs. Q4 2025
- Shares held
- 85.7M
- +3.17M (+3.8%) vs. Q4 2025
- Total value
- $223.8M
- +$9.90M (+4.6%) vs. Q4 2025
- New holders
- 27
- 87 more added
- Sold out
- 28
- 57 more reduced
5 institutions that held it in Q4 2025 haven't filed for Q1 2026 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q4 2025: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting PSEC on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 204 | $206.6M |
| Q1 2026 | 218 | $223.8M |
| Q4 2025 | 224 | $214.1M |
| Q3 2025 | 228 | $224.4M |
| Q2 2025 | 224 | $208.4M |
| Q1 2025 | 224 | $239.8M |
| Q4 2024 | 239 | $193.5M |
| Q3 2024 | 226 | $200.9M |
| Q2 2024 | 230 | $221.4M |
| Q1 2024 | 230 | $228.3M |
| Q4 2023 | 244 | $219.5M |
| Q3 2023 | 234 | $195.5M |
| Q2 2023 | 234 | $194.5M |
| Q1 2023 | 250 | $203.2M |
| Q4 2022 | 246 | $206.9M |
| Q3 2022 | 229 | $174.7M |
| Q2 2022 | 228 | $206.6M |
| Q1 2022 | 215 | $232.4M |
| Q4 2021 | 228 | $254.5M |
| Q3 2021 | 194 | $258.3M |
| Q2 2021 | 202 | $316.6M |
| Q1 2021 | 192 | $267.3M |
Institutions, Q1 2026
Shares, value and share of portfolio for each institution holding Prospect Capital Corp; share changes are against Q4 2025.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Smithfield Trust Co | 47 | $0 | 0.00% | 00.0% | Unchanged |
| Hantz Financial Services, Inc. | 3 | $0 | 0.00% | 00.0% | Unchanged |
| Ronald Blue Trust, Inc. | 1 | $3 | 0.00% | −430−99.8% | Reduced |
| Danske Bank A/S | 5 | $13 | 0.00% | +3+150.0% | Added |
| Annis Gardner Whiting Capital Advisors, LLC | 5 | $14 | 0.00% | 00.0% | Unchanged |
| Golden State Equity Partners | 5 | $15 | 0.00% | +5 | New |
| Barclays PLC | 17 | $44 | 0.00% | +15+750.0% | Added |
| Parvin Asset Management, LLC | 30 | $78 | 0.00% | 00.0% | Unchanged |
| Citigroup Inc | 38 | $99 | 0.00% | +28+280.0% | Added |
| Russell Investments Group, Ltd. | 61 | $159 | 0.00% | +61 | New |
| Heritage Wealth Advisors | 100 | $261 | 0.00% | 00.0% | Unchanged |
| Assetmark, Inc | 147 | $384 | 0.00% | +147 | New |
| NBC Securities, Inc. | 200 | $522 | 0.00% | 00.0% | Unchanged |
| American Capital Advisory, LLC | 204 | $533 | 0.00% | 00.0% | Unchanged |
| Hilltop National Bank | 380 | $992 | 0.00% | 00.0% | Unchanged |
| Sound Income Strategies, LLC | 400 | $1.05K | 0.00% | 00.0% | Unchanged |
| JPMorgan Chase & Co | 599 | $1.50K | 0.00% | −2,054−77.4% | Reduced |
| Sunrise Financial Services, LLC | 595 | $1.55K | 0.00% | −405−40.5% | Reduced |
| LRI Investments, LLC | 638 | $1.67K | 0.00% | 00.0% | Unchanged |
| Triumph Capital Management | 751 | $1.99K | 0.00% | 00.0% | Unchanged |
| Strive Financial Group ,LLC | 794 | $2.00K | 0.00% | +37+4.9% | Added |
| Rockefeller Capital Management L.P. | 939 | $2.45K | 0.00% | +939 | New |
| Natixis | 980 | $2.56K | 0.00% | +46+4.9% | Added |
| CoreCap Advisors, LLC | 1,008 | $2.63K | 0.00% | −1−0.1% | Reduced |
| West Branch Capital LLC | 1,077 | $2.81K | 0.00% | +519+93.0% | Added |
| Jones Financial Companies LLLP | 1,213 | $3.02K | 0.00% | −2,124−63.6% | Reduced |
| Gables Capital Management Inc. | 1,200 | $3.13K | 0.00% | 00.0% | Unchanged |
| Geneos Wealth Management Inc. | 1,500 | $3.92K | 0.00% | 00.0% | Unchanged |
| Sofos Investments, Inc. | 1,525 | $3.98K | 0.00% | 00.0% | Unchanged |
| North Star Investment Management Corp. | 2,083 | $5.44K | 0.00% | +2,083 | New |
| Cypress Capital Management LLC (WY) | 2,145 | $5.60K | 0.01% | 00.0% | Unchanged |
| Steward Partners Investment Advisory, LLC | 2,761 | $7.21K | 0.00% | −1,597−36.6% | Reduced |
| Larson Financial Group LLC | 2,891 | $7.55K | 0.00% | +2,891 | Added |
| Northwestern Mutual Wealth Management Co | 2,926 | $7.64K | 0.00% | −9,761−76.9% | Reduced |
| EverSource Wealth Advisors, LLC | 3,015 | $7.87K | 0.00% | +2,867+1,937.2% | Added |
| Financial Consulate, Inc | 3,121 | $8.15K | 0.00% | 00.0% | Unchanged |
| Activest Wealth Management | 3,300 | $8.61K | 0.00% | +1,000+43.5% | Added |
| Crewe Advisors LLC | 3,516 | $9.18K | 0.00% | +623+21.5% | Added |
| Legacy Wealth Managment, LLC | 3,639 | $9.50K | 0.00% | 00.0% | Unchanged |
| Atlantic Union Bankshares Corp | 3,800 | $9.92K | 0.00% | 00.0% | Unchanged |
| Parallel Advisors, LLC | 3,977 | $10.4K | 0.00% | +391+10.9% | Added |
| AdvisorNet Financial, Inc | 4,413 | $11.5K | 0.00% | +206+4.9% | Added |
| Avion Wealth | 5,100 | $13.0K | 0.00% | +237+4.9% | Added |
| Founders Capital Management | 5,000 | $13.1K | 0.01% | +1,000+25.0% | Added |
| HHM Wealth Advisors, LLC | 5,372 | $14.0K | 0.00% | 00.0% | Unchanged |
| Axiom Investment Management LLC | 6,400 | $16.7K | 0.01% | +6,400 | New |
| Newbridge Financial Services Group, Inc. | 7,157 | $18.7K | 0.00% | 00.0% | Unchanged |
| CNB Bank | 7,500 | $19.6K | 0.01% | 00.0% | Unchanged |
| Fifth Third Bancorp | 8,251 | $21.5K | 0.00% | +4,051+96.5% | Added |
| Advisory Services Network, LLC | 8,492 | $22.2K | 0.00% | +8,492 | New |
| Aventura Private Wealth, LLC | 9,162 | $23.9K | 0.01% | 00.0% | Unchanged |
| Ameriflex Group, Inc. | 9,830 | $25.7K | 0.01% | 00.0% | Unchanged |
| Flagship Capital Management Inc. | 10,000 | $26.1K | 0.02% | −2,800−21.9% | Reduced |
| Traynor Capital Management, Inc. | 10,681 | $26.8K | 0.00% | +26+0.2% | Added |
| Signaturefd, LLC | 10,291 | $26.9K | 0.00% | +1,755+20.6% | Added |
| Envestnet Asset Management Inc | 10,754 | $28.1K | 0.00% | −2,598−19.5% | Reduced |
| Stratos Wealth Partners, LTD. | 10,845 | $28.3K | 0.00% | +10,845 | New |
| Ausdal Financial Partners, Inc. | 10,781 | $28.4K | 0.00% | −10,097−48.4% | Reduced |
| Caitong International Asset Management Co., Ltd | 10,914 | $28.5K | 0.01% | +5,734+110.7% | Added |
| Creative Financial Designs Inc | 10,940 | $28.6K | 0.00% | +540+5.2% | Added |
| Independent Advisor Alliance | 11,362 | $29.7K | 0.00% | −1,188−9.5% | Reduced |
| Navalign, LLC | 11,551 | $30.1K | 0.01% | +1,123+10.8% | Added |
| Private Trust Co NA | 11,639 | $30.4K | 0.00% | 00.0% | Unchanged |
| Citadel Advisors LLC | 12,204 | $31.9K | 0.00% | −40,495−76.8% | Reduced |
| Moneta Group Investment Advisors LLC | 12,253 | $32.0K | 0.00% | −700−5.4% | Reduced |
| Capital Advisors, Ltd. LLC | 12,352 | $32.0K | 0.00% | 00.0% | Unchanged |
| Nomura Asset Management Co Ltd | 12,614 | $32.9K | 0.00% | +12,614 | New |
| Wealthcare Advisory Partners LLC | 12,622 | $32.9K | 0.00% | +623+5.2% | Added |
| MML Investors Services, LLC | 12,691 | $33.1K | 0.00% | −814−6.0% | Reduced |
| Farther Finance Advisors, LLC | 12,822 | $33.6K | 0.00% | −114−0.9% | Reduced |
| Aigen Investment Management, LP | 13,255 | $34.6K | 0.01% | −32,571−71.1% | Reduced |
| Concurrent Investment Advisors, LLC | 13,338 | $34.8K | 0.00% | +13,338 | New |
| Berkeley Capital Partners, LLC | 13,426 | $35.0K | 0.01% | +13,426 | New |
| HighTower Advisors, LLC | 13,959 | $36.4K | 0.00% | +13,959 | New |
| Schonfeld Strategic Advisors LLC | 14,144 | $36.9K | 0.00% | +3,319+30.7% | Added |
| Oppenheimer & Co Inc | 14,617 | $38.1K | 0.00% | −500−3.3% | Reduced |
| Inspire Advisors, LLC | 15,288 | $39.9K | 0.00% | +2,285+17.6% | Added |
| First National Bank of Mount Dora, Trust Investment Services | 15,300 | $39.9K | 0.01% | 00.0% | Unchanged |
| Silverlake Wealth Management LLC | 15,483 | $40.4K | 0.01% | +330+2.2% | Added |
| Significant Wealth Partners LLC | 15,527 | $40.5K | 0.05% | +1,747+12.7% | Added |
| Onyx Bridge Wealth Group LLC | 15,872 | $41.4K | 0.00% | +200+1.3% | Added |
| The PNC Financial Services Group, Inc. | 15,972 | $41.7K | 0.00% | +44+0.3% | Added |
| Sculati Wealth Management, LLC | 16,265 | $42.5K | 0.02% | −3,035−15.7% | Reduced |
| MAI Capital Management | 16,306 | $42.6K | 0.00% | +3,051+23.0% | Added |
| Modern Wealth Management, LLC | 16,413 | $43.0K | 0.00% | 00.0% | Unchanged |
| Philadelphia Trust Co | 17,250 | $45.0K | 0.00% | −25,950−60.1% | Reduced |
| Stephens Inc | 17,421 | $45.5K | 0.00% | +1,000+6.1% | Added |
| J.W. Cole Advisors, Inc. | 17,785 | $46.4K | 0.00% | +83+0.5% | Added |
| Level Four Advisory Services, LLC | 18,176 | $47.4K | 0.00% | +20.0% | Added |
| State of Alaska, Department of Revenue | 18,642 | $48.0K | 0.00% | 00.0% | Unchanged |
| PFG Investments, LLC | 18,645 | $48.7K | 0.00% | +3,046+19.5% | Added |
| CWM, LLC | 18,759 | $49.0K | 0.00% | +60.0% | Added |
| Spartan Wealth Advisory Services LLC | 19,000 | $49.6K | 0.00% | +19,000 | New |
| TCG Advisory Services, LLC | 19,280 | $50.3K | 0.00% | +19,280 | New |
| Samalin Investment Counsel, LLC | 19,529 | $51.0K | 0.02% | −78−0.4% | Reduced |
| Kingsview Wealth Management, LLC | 19,878 | $51.9K | 0.00% | +981+5.2% | Added |
| Cravens & Co Advisors, LLC | 20,000 | $52.2K | 0.03% | 00.0% | Unchanged |
| Foundations Investment Advisors, LLC | 20,506 | $53.5K | 0.00% | +8,431+69.8% | Added |
| Mayport, LLC | 20,570 | $53.7K | 0.01% | 00.0% | Unchanged |
| Regal Investment Advisors LLC | 20,788 | $54.3K | 0.00% | +2,766+15.3% | Added |