Prospect Capital Corp
PSEC- Exchange
- Nasdaq
- SEC CIK
- 0001287032
In the last 90 days, Prospect Capital Corp insiders filed 1 open-market purchase and 0 sales; 204 institutions reported holding it in 13F filings for Q2 2026, worth $206.6M in total; no superinvestor holds it.
Other share classesPSEC.PA
13F holders, Q2 2023
Institutional positions in Prospect Capital Corp as of Jun 30, 2023. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 234
- −15 vs. Q1 2023
- Shares held
- 32.6M
- +2.19M (+7.2%) vs. Q1 2023
- Total value
- $194.5M
- −$8.50M (−4.2%) vs. Q1 2023
- New holders
- 22
- 93 more added
- Sold out
- 37
- 55 more reduced
1 institution that held it in Q1 2023 haven't filed for Q2 2023 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q1 2023: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting PSEC on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 204 | $206.6M |
| Q1 2026 | 218 | $223.8M |
| Q4 2025 | 224 | $214.1M |
| Q3 2025 | 228 | $224.4M |
| Q2 2025 | 224 | $208.4M |
| Q1 2025 | 224 | $239.8M |
| Q4 2024 | 239 | $193.5M |
| Q3 2024 | 226 | $200.9M |
| Q2 2024 | 230 | $221.4M |
| Q1 2024 | 230 | $228.3M |
| Q4 2023 | 244 | $219.5M |
| Q3 2023 | 234 | $195.5M |
| Q2 2023 | 234 | $194.5M |
| Q1 2023 | 250 | $203.2M |
| Q4 2022 | 246 | $206.9M |
| Q3 2022 | 229 | $174.7M |
| Q2 2022 | 228 | $206.6M |
| Q1 2022 | 215 | $232.4M |
| Q4 2021 | 228 | $254.5M |
| Q3 2021 | 194 | $258.3M |
| Q2 2021 | 202 | $316.6M |
| Q1 2021 | 192 | $267.3M |
Institutions, Q2 2023
Shares, value and share of portfolio for each institution holding Prospect Capital Corp; share changes are against Q1 2023.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Moloney Securities Asset Management, LLC | 28,346 | $175.7K | 0.03% | +6,603+30.4% | Added |
| Eagle Global Advisors LLC | 27,800 | $172.4K | 0.01% | −28,170−50.3% | Reduced |
| EMC Capital Management | 5,641 | $172.0K | 0.35% | −11,036−66.2% | Reduced |
| Ausdal Financial Partners, Inc. | 27,006 | $167.4K | 0.02% | 00.0% | Unchanged |
| Strategies Wealth Advisors, LLC | 26,990 | $167.3K | 0.03% | +777+3.0% | Added |
| Johnson Midwest Financial, LLC | 25,568 | $158.5K | 0.14% | +39+0.2% | Added |
| Heritage Trust Co | 24,585 | $152.4K | 0.02% | 00.0% | Unchanged |
| Independent Financial Group, LLC | 23,870 | $148.0K | 0.01% | 00.0% | Unchanged |
| Goldman Sachs Group Inc | 23,401 | $145.1K | 0.00% | +1,746+8.1% | Added |
| J.W. Cole Advisors, Inc. | 22,240 | $137.9K | 0.01% | +545+2.5% | Added |
| Regal Investment Advisors LLC | 21,452 | $133.0K | 0.01% | +490+2.3% | Added |
| IHT Wealth Management, LLC | 21,434 | $132.9K | 0.01% | +28+0.1% | Added |
| Strategic Financial Concepts, LLC | 21,133 | $131.0K | 0.05% | 00.0% | Unchanged |
| BNP Paribas Arbitrage, SA | 21,057 | $130.6K | 0.00% | +2,540+13.7% | Added |
| Davenport & Co LLC | 21,006 | $130.2K | 0.00% | 00.0% | Unchanged |
| Stephens Inc | 20,917 | $129.7K | 0.00% | 00.0% | Unchanged |
| Steward Partners Investment Advisory, LLC | 19,575 | $121.4K | 0.00% | +5,021+34.5% | Added |
| Level Four Advisory Services, LLC | 19,246 | $119.3K | 0.01% | +369+2.0% | Added |
| Threadgill Financial, LLC | 19,500 | $119.0K | 0.14% | 00.0% | Unchanged |
| Evergreen Capital Management LLC | 19,131 | $118.7K | 0.00% | +2,724+16.6% | Added |
| D. E. Shaw & Co., Inc. | 18,905 | $117.2K | 0.00% | +18,905 | New |
| Inspire Advisors, LLC | 18,877 | $117.0K | 0.02% | +290+1.6% | Added |
| Mercer Global Advisors Inc | 18,629 | $116.0K | 0.00% | +588+3.3% | Added |
| Atria Wealth Solutions, Inc. | 18,315 | $113.6K | 0.00% | −3,862−17.4% | Reduced |
| WMG Financial Advisors, LLC | 18,100 | $112.2K | 0.08% | +6,600+57.4% | Added |
| Aquatic Capital Management LLC | 17,700 | $110.0K | 0.01% | +17,700 | New |
| Zimmermann Investment Management & Planning LLC | 17,723 | $109.9K | 0.05% | +310+1.8% | Added |
| Parallel Advisors, LLC | 17,633 | $109.3K | 0.00% | −26,739−60.3% | Reduced |
| Aigen Investment Management, LP | 17,325 | $107.4K | 0.02% | +17,325 | New |
| Brinker Capital Investments, LLC | 17,132 | $106.2K | 0.00% | +17,132 | New |
| Orion Portfolio Solutions, LLC | 17,132 | $106.2K | 0.00% | +17,132 | New |
| Money Concepts Capital Corp | 16,724 | $103.7K | 0.01% | +6,724+67.2% | Added |
| The PNC Financial Services Group, Inc. | 15,568 | $96.5K | 0.00% | +388+2.6% | Added |
| Walleye Trading LLC | 15,383 | $95.4K | 0.00% | −17,564−53.3% | Reduced |
| First National Bank of Mount Dora, Trust Investment Services | 15,300 | $94.9K | 0.03% | 00.0% | Unchanged |
| Cherry Creek Investment Advisors, Inc. | 15,111 | $93.7K | 0.06% | 00.0% | Unchanged |
| Girard Partners Ltd. | 15,063 | $93.4K | 0.01% | 00.0% | Unchanged |
| MML Investors Services, LLC | 14,668 | $91.0K | 0.00% | +15+0.1% | Added |
| Salvus Wealth Management, LLC | 14,571 | $90.3K | 0.07% | +14,571 | New |
| NinePointTwo Capital | 14,410 | $89.0K | 0.03% | 00.0% | Unchanged |
| Captrust Financial Advisors | 13,990 | $86.7K | 0.00% | +9+0.1% | Added |
| Traynor Capital Management, Inc. | 13,835 | $85.8K | 0.01% | +106+0.8% | Added |
| Arete Wealth Advisors, LLC | 13,439 | $83.0K | 0.01% | +3,262+32.1% | Added |
| MAI Capital Management | 13,105 | $81.3K | 0.00% | −2,120−13.9% | Reduced |
| National Asset Management, Inc. | 12,979 | $81.2K | 0.00% | +830+6.8% | Added |
| Oppenheimer & Co Inc | 13,022 | $80.7K | 0.00% | 00.0% | Unchanged |
| Detalus Advisors, LLC | 12,955 | $80.3K | 0.04% | 00.0% | Unchanged |
| Moneta Group Investment Advisors LLC | 12,797 | $79.3K | 0.00% | +100+0.8% | Added |
| Gerber Kawasaki Wealth & Investment Management | 12,730 | $78.9K | 0.01% | −373−2.8% | Reduced |
| Jump Financial, LLC | 12,585 | $78.0K | 0.00% | +785+6.7% | Added |
| Highlander Capital Management, LLC | 12,500 | $78.0K | 0.04% | 00.0% | Unchanged |
| Envestnet Asset Management Inc | 12,559 | $77.9K | 0.00% | −8,565−40.5% | Reduced |
| LVW Advisors, LLC | 12,152 | $75.3K | 0.02% | +28+0.2% | Added |
| Two Sigma Investments, LP | 12,002 | $74.4K | 0.00% | +1,782+17.4% | Added |
| Silverlake Wealth Management LLC | 11,966 | $74.2K | 0.04% | +126+1.1% | Added |
| PFG Advisors | 11,960 | $74.2K | 0.01% | −2,322−16.3% | Reduced |
| SFI Advisors, LLC | 11,820 | $73.3K | 0.07% | 00.0% | Unchanged |
| Wedbush Securities Inc | 11,116 | $69.0K | 0.00% | −4,249−27.7% | Reduced |
| Archer Investment Corp | 11,000 | $68.2K | 0.02% | 00.0% | Unchanged |
| KG&L Capital Management,LLC | 10,599 | $65.7K | 0.03% | +88+0.8% | Added |
| Lido Advisors, LLC | 10,593 | $65.7K | 0.00% | +30+0.3% | Added |
| Texas Yale Capital Corp. | 10,500 | $65.1K | 0.00% | 00.0% | Unchanged |
| BBR Partners, LLC | 10,374 | $64.3K | 0.01% | +10,374 | New |
| AlphaQ Advisors LLC | 10,228 | $63.4K | 0.05% | +10.0% | Added |
| Koshinski Asset Management, Inc. | 10,210 | $63.3K | 0.01% | −8,025−44.0% | Reduced |
| Clarity Wealth Advisors, LLC | 10,076 | $62.5K | 0.03% | +10,076 | New |
| Capital Advisors Wealth Management, LLC | 10,000 | $62.0K | 0.02% | −3,500−25.9% | Reduced |
| Capasso Planning Partners LLC | 10,000 | $62.0K | 0.03% | 00.0% | Unchanged |
| Shufro Rose & Co LLC | 10,000 | $62.0K | 0.01% | 00.0% | Unchanged |
| CWM, LLC | 9,852 | $61.0K | 0.00% | −690−6.5% | Reduced |
| Bank Julius Baer & Co. Ltd, Zurich | 9,816 | $61.0K | 0.00% | +9,816 | New |
| WealthPLAN Partners, LLC | 8,330 | $51.6K | 0.01% | +6,839+458.7% | Added |
| CNB Bank | 7,500 | $46.5K | 0.03% | 00.0% | Unchanged |
| Global Retirement Partners, LLC | 6,351 | $39.4K | 0.00% | +84+1.3% | Added |
| AllSquare Wealth Management LLC | 6,000 | $37.4K | 0.02% | 00.0% | Unchanged |
| Quent Capital, LLC | 6,000 | $37.2K | 0.01% | +173+3.0% | Added |
| Asset Dedication, LLC | 5,880 | $36.0K | 0.00% | 00.0% | Unchanged |
| Signaturefd, LLC | 5,724 | $35.5K | 0.00% | −4,483−43.9% | Reduced |
| HHM Wealth Advisors, LLC | 5,372 | $33.3K | 0.01% | 00.0% | Unchanged |
| Private Trust Co NA | 5,014 | $31.1K | 0.00% | 00.0% | Unchanged |
| Farmers & Merchants Trust Co of Chambersburg PA | 5,000 | $31.0K | 0.02% | 00.0% | Unchanged |
| Banque Cantonale Vaudoise | 4,000 | $25.0K | 0.00% | 00.0% | Unchanged |
| Farther Finance Advisors, LLC | 4,000 | $24.8K | 0.01% | 00.0% | Unchanged |
| Avion Wealth | 3,410 | $21.0K | 0.01% | +174+5.4% | Added |
| Coastal Investment Advisors, Inc. | 3,195 | $19.8K | 0.00% | +3,195 | New |
| Founders Capital Management | 3,000 | $18.6K | 0.01% | 00.0% | Unchanged |
| Financial Management Professionals, Inc. | 2,904 | $18.0K | 0.00% | +80+2.8% | Added |
| Lindbrook Capital, LLC | 2,742 | $17.0K | 0.00% | −2,041−42.7% | Reduced |
| Webster Bank, N. A. | 2,620 | $16.2K | 0.00% | 00.0% | Unchanged |
| Core Wealth Advisors, Inc. | 2,344 | $14.5K | 0.01% | +68+3.0% | Added |
| Geneos Wealth Management Inc. | 2,300 | $14.3K | 0.00% | 00.0% | Unchanged |
| First Horizon Advisors, Inc. | 2,250 | $13.9K | 0.00% | 00.0% | Unchanged |
| IFP Advisors, Inc | 1,851 | $12.6K | 0.00% | +101+5.8% | Added |
| West Branch Capital LLC | 2,018 | $12.5K | 0.01% | 00.0% | Unchanged |
| Nomura Asset Management Co Ltd | 1,808 | $11.2K | 0.00% | 00.0% | Unchanged |
| GWM Advisors LLC | 1,795 | $11.1K | 0.00% | −759−29.7% | Reduced |
| AdvisorNet Financial, Inc | 1,697 | $10.5K | 0.00% | +783+85.7% | Added |
| Cypress Capital Management LLC (WY) | 1,677 | $10.4K | 0.01% | +46+2.8% | Added |
| McIlrath & Eck, LLC | 1,631 | $10.1K | 0.00% | 00.0% | Unchanged |
| Coppell Advisory Solutions LLC | 1,548 | $9.63K | 0.00% | +1,548 | New |