Prospect Capital Corp
PSEC- Exchange
- Nasdaq
- SEC CIK
- 0001287032
In the last 90 days, Prospect Capital Corp insiders filed 1 open-market purchase and 0 sales; 204 institutions reported holding it in 13F filings for Q2 2026, worth $206.6M in total; no superinvestor holds it.
Other share classesPSEC.PA
13F holders, Q2 2023
Institutional positions in Prospect Capital Corp as of Jun 30, 2023. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 234
- −15 vs. Q1 2023
- Shares held
- 32.6M
- +2.19M (+7.2%) vs. Q1 2023
- Total value
- $194.5M
- −$8.50M (−4.2%) vs. Q1 2023
- New holders
- 22
- 93 more added
- Sold out
- 37
- 55 more reduced
1 institution that held it in Q1 2023 haven't filed for Q2 2023 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q1 2023: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting PSEC on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 204 | $206.6M |
| Q1 2026 | 218 | $223.8M |
| Q4 2025 | 224 | $214.1M |
| Q3 2025 | 228 | $224.4M |
| Q2 2025 | 224 | $208.4M |
| Q1 2025 | 224 | $239.8M |
| Q4 2024 | 239 | $193.5M |
| Q3 2024 | 226 | $200.9M |
| Q2 2024 | 230 | $221.4M |
| Q1 2024 | 230 | $228.3M |
| Q4 2023 | 244 | $219.5M |
| Q3 2023 | 234 | $195.5M |
| Q2 2023 | 234 | $194.5M |
| Q1 2023 | 250 | $203.2M |
| Q4 2022 | 246 | $206.9M |
| Q3 2022 | 229 | $174.7M |
| Q2 2022 | 228 | $206.6M |
| Q1 2022 | 215 | $232.4M |
| Q4 2021 | 228 | $254.5M |
| Q3 2021 | 194 | $258.3M |
| Q2 2021 | 202 | $316.6M |
| Q1 2021 | 192 | $267.3M |
Institutions, Q2 2023
Shares, value and share of portfolio for each institution holding Prospect Capital Corp; share changes are against Q1 2023.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Huntington National Bank | 1,500 | $9.30K | 0.00% | 00.0% | Unchanged |
| Carmichael Hill & Associates, Inc. | 1,465 | $9.08K | 0.00% | 00.0% | Unchanged |
| Toronto Dominion Bank | 1,500 | $9.00K | 0.00% | 00.0% | Unchanged |
| Beacon Capital Management, LLC | 1,449 | $8.98K | 0.00% | +42+3.0% | Added |
| Kistler-Tiffany Companies, LLC | 1,334 | $8.27K | 0.00% | 00.0% | Unchanged |
| Northwestern Mutual Wealth Management Co | 1,308 | $8.11K | 0.00% | +1,266+3,014.3% | Added |
| Oliver Lagore Vanvalin Investment Group | 1,300 | $8.06K | 0.00% | −275−17.5% | Reduced |
| Cowen Prime Advisors LLC | 1,300 | $8.06K | 0.00% | 00.0% | Unchanged |
| Tower Research Capital LLC (TRC) | 1,029 | $6.38K | 0.00% | −19,599−95.0% | Reduced |
| Gables Capital Management Inc. | 1,000 | $6.20K | 0.00% | 00.0% | Unchanged |
| Larson Financial Group LLC | 913 | $5.66K | 0.00% | 00.0% | Unchanged |
| Focused Wealth Management, Inc | 908 | $5.63K | 0.00% | +3+0.3% | Added |
| Leonteq Securities AG | 800 | $4.96K | 0.00% | −2,400−75.0% | Reduced |
| PSI Advisors, LLC | 575 | $3.56K | 0.00% | 00.0% | Unchanged |
| Cape Investment Advisory, Inc. | 559 | $3.47K | 0.00% | 00.0% | Unchanged |
| Rise Advisors, LLC | 348 | $2.16K | 0.00% | +10+3.0% | Added |
| Federation des caisses Desjardins du Quebec | 300 | $1.86K | 0.00% | 00.0% | Unchanged |
| Peoples Financial Services Corp. | 205 | $1.27K | 0.00% | 00.0% | Unchanged |
| Cutler Group LP | 215 | $1.00K | 0.00% | +215 | New |
| Baker Avenue Asset Management, LP | 135 | $837 | 0.00% | +74+121.3% | Added |
| Fifth Third Bancorp | 111 | $688 | 0.00% | −700−86.3% | Reduced |
| Venturi Wealth Management, LLC | 110 | $682 | 0.00% | +110 | New |
| Heritage Wealth Advisors | 100 | $620 | 0.00% | 00.0% | Unchanged |
| Barclays PLC | 89 | $552 | 0.00% | 00.0% | Unchanged |
| Hexagon Capital Partners LLC | 84 | $521 | 0.00% | −128−60.4% | Reduced |
| Quantbot Technologies LP | 47 | $291 | 0.00% | +47 | New |
| Allworth Financial LP | 35 | $217 | 0.00% | −8−18.6% | Reduced |
| Sofos Investments, Inc. | 6 | $116 | 0.00% | +6 | New |
| Citigroup Inc | 10 | $62 | 0.00% | 00.0% | Unchanged |
| FMR LLC | 4 | $25 | 0.00% | 00.0% | Unchanged |
| Gradient Investments LLC | 2 | $12 | 0.00% | −655−99.7% | Reduced |
| Smithfield Trust Co | 47 | $0 | 0.00% | 00.0% | Unchanged |
| VitalStone Financial, LLC | 20 | $0 | 0.00% | +20 | New |
| Y.D. More Investments Ltd | 1,273,209 | – | – | 00.0% | Unchanged |
| Sona Asset Management (US) LLC | 0 | $0 | 0.00% | −160,000−100.0% | Sold out |
| Nissay Asset Management Corp | 0 | $0 | 0.00% | −116,246−100.0% | Sold out |
| Acrisure Capital Management, LLC | 0 | $0 | 0.00% | −83,906−100.0% | Sold out |
| Millennium Management LLC | 0 | $0 | 0.00% | −80,198−100.0% | Sold out |
| Centaurus Financial, Inc. | 0 | $0 | 0.00% | −63,286−100.0% | Sold out |
| Wealth Management Solutions, LLC | 0 | $0 | 0.00% | −55,329−100.0% | Sold out |
| Prostatis Group LLC | 0 | $0 | 0.00% | −51,638−100.0% | Sold out |
| Belpointe Asset Management LLC | 0 | $0 | 0.00% | −40,258−100.0% | Sold out |
| Dynamic Technology Lab Private Ltd | 0 | $0 | 0.00% | −38,223−100.0% | Sold out |
| XTX Topco Ltd | 0 | $0 | 0.00% | −36,626−100.0% | Sold out |
| Measured Wealth Private Client Group, LLC | 0 | $0 | 0.00% | −34,367−100.0% | Sold out |
| Emerald Mutual Fund Advisers Trust | 0 | $0 | 0.00% | −21,340−100.0% | Sold out |
| Janney Montgomery Scott LLC | 0 | $0 | 0.00% | −18,422−100.0% | Sold out |
| State of Wyoming | 0 | $0 | 0.00% | −16,351−100.0% | Sold out |
| Integrated Advisors Network LLC | 0 | $0 | 0.00% | −14,472−100.0% | Sold out |
| PFG Investments, LLC | 0 | $0 | 0.00% | −13,948−100.0% | Sold out |
| Cipher Capital LP | 0 | $0 | 0.00% | −13,942−100.0% | Sold out |
| Cypress Wealth Services, LLC | 0 | $0 | 0.00% | −13,450−100.0% | Sold out |
| Sawtooth Solutions, LLC | 0 | $0 | 0.00% | −12,724−100.0% | Sold out |
| Two Sigma Advisers, LP | 0 | $0 | 0.00% | −11,700−100.0% | Sold out |
| Equitable Trust Co | 0 | $0 | 0.00% | −11,000−100.0% | Sold out |
| National Wealth Management Group, LLC | 0 | $0 | 0.00% | −12,310−100.0% | Sold out |
| Carmel Capital Partners, LLC | 0 | $0 | 0.00% | −9,850−100.0% | Sold out |
| Ameritas Advisory Services, LLC | 0 | $0 | 0.00% | −6,529−100.0% | Sold out |
| TCI Wealth Advisors, Inc. | 0 | $0 | 0.00% | −3,883−100.0% | Sold out |
| PEAK6 Investments LLC | 0 | $0 | 0.00% | −2,384−100.0% | Sold out |
| TD Waterhouse Canada Inc. | 0 | $0 | 0.00% | −1,000−100.0% | Sold out |
| Citadel Advisors LLC | 0 | $0 | 0.00% | −1,240−100.0% | Sold out |
| Ellevest, Inc. | 0 | $0 | 0.00% | −1,077−100.0% | Sold out |
| Salem Investment Counselors Inc | 0 | $0 | 0.00% | −500−100.0% | Sold out |
| Assetmark, Inc | 0 | $0 | 0.00% | −404−100.0% | Sold out |
| Sageworth Trust Co | 0 | $0 | 0.00% | −278−100.0% | Sold out |
| Umb Bank N A | 0 | $0 | 0.00% | −137−100.0% | Sold out |
| GHP Investment Advisors, Inc. | 0 | $0 | 0.00% | −100−100.0% | Sold out |
| Quadrant Capital Group LLC | 0 | $0 | 0.00% | −43−100.0% | Sold out |
| Deutsche Bank AG | 0 | $0 | 0.00% | −19−100.0% | Sold out |
| SOA Wealth Advisors, LLC. | 0 | $0 | 0.00% | −2−100.0% | Sold out |
| Sunesis Advisors, LLC | – | – | – | – | Not filed |