Prospect Capital Corp
PSEC- Exchange
- Nasdaq
- SEC CIK
- 0001287032
In the last 90 days, Prospect Capital Corp insiders filed 1 open-market purchase and 0 sales; 204 institutions reported holding it in 13F filings for Q2 2026, worth $206.6M in total; no superinvestor holds it.
Other share classesPSEC.PA
13F holders, Q4 2021
Institutional positions in Prospect Capital Corp as of Dec 31, 2021. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 228
- +35 vs. Q3 2021
- Shares held
- 30.3M
- −3.27M (−9.7%) vs. Q3 2021
- Total value
- $254.5M
- −$3.74M (−1.4%) vs. Q3 2021
- New holders
- 49
- 75 more added
- Sold out
- 14
- 55 more reduced
1 institution that held it in Q3 2021 haven't filed for Q4 2021 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q3 2021: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting PSEC on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 204 | $206.6M |
| Q1 2026 | 218 | $223.8M |
| Q4 2025 | 224 | $214.1M |
| Q3 2025 | 228 | $224.4M |
| Q2 2025 | 224 | $208.4M |
| Q1 2025 | 224 | $239.8M |
| Q4 2024 | 239 | $193.5M |
| Q3 2024 | 226 | $200.9M |
| Q2 2024 | 230 | $221.4M |
| Q1 2024 | 230 | $228.3M |
| Q4 2023 | 244 | $219.5M |
| Q3 2023 | 234 | $195.5M |
| Q2 2023 | 234 | $194.5M |
| Q1 2023 | 250 | $203.2M |
| Q4 2022 | 246 | $206.9M |
| Q3 2022 | 229 | $174.7M |
| Q2 2022 | 228 | $206.6M |
| Q1 2022 | 215 | $232.4M |
| Q4 2021 | 228 | $254.5M |
| Q3 2021 | 194 | $258.3M |
| Q2 2021 | 202 | $316.6M |
| Q1 2021 | 192 | $267.3M |
Institutions, Q4 2021
Shares, value and share of portfolio for each institution holding Prospect Capital Corp; share changes are against Q3 2021.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Cetera Advisor Networks LLC | 29,185 | $245.0K | 0.00% | +550+1.9% | Added |
| Koshinski Asset Management, Inc. | 27,892 | $234.6K | 0.02% | +440+1.6% | Added |
| Wedbush Securities Inc | 27,765 | $234.0K | 0.01% | +10.0% | Added |
| Stifel Financial Corp | 27,792 | $234.0K | 0.00% | +4,921+21.5% | Added |
| Camelot Portfolios, LLC | 27,107 | $228.0K | 0.09% | +6,066+28.8% | Added |
| Cadence Bank NA | 25,000 | $210.0K | 0.06% | 00.0% | Unchanged |
| Squarepoint Ops LLC | 24,406 | $205.0K | 0.00% | +8,741+55.8% | Added |
| Strategies Wealth Advisors, LLC | 23,253 | $195.6K | 0.05% | +23,253 | New |
| Geneos Wealth Management Inc. | 23,063 | $193.0K | 0.01% | −532−2.3% | Reduced |
| Qube Research & Technologies Ltd | 22,502 | $189.0K | 0.00% | +9,772+76.8% | Added |
| Goldman Sachs Group Inc | 21,836 | $184.0K | 0.00% | −34,713−61.4% | Reduced |
| Jump Financial, LLC | 21,928 | $184.0K | 0.01% | +21,928 | New |
| ExodusPoint Capital Management, LP | 21,364 | $180.0K | 0.00% | +21,364 | New |
| WMG Financial Advisors, LLC | 21,100 | $178.0K | 0.14% | +21,100 | New |
| MML Investors Services, LLC | 20,758 | $175.0K | 0.00% | +3,993+23.8% | Added |
| Clear Creek Financial Management, LLC | 20,405 | $172.0K | 0.03% | +2,047+11.2% | Added |
| CIBC Asset Management Inc | 20,194 | $170.0K | 0.00% | +409+2.1% | Added |
| J.W. Cole Advisors, Inc. | 19,908 | $167.0K | 0.01% | +19,908 | New |
| Threadgill Financial, LLC | 19,500 | $163.0K | 0.10% | 00.0% | Unchanged |
| NinePointTwo Capital | 19,462 | $163.0K | 0.05% | 00.0% | Unchanged |
| KG&L Capital Management,LLC | 18,721 | $157.0K | 0.06% | +111+0.6% | Added |
| Susquehanna Fundamental Investments, LLC | 18,321 | $154.0K | 0.00% | −20,623−53.0% | Reduced |
| Zimmermann Investment Management & Planning LLC | 16,185 | $136.0K | 0.08% | +16,185 | New |
| Gotham Asset Management, LLC | 16,041 | $135.0K | 0.00% | +2,960+22.6% | Added |
| Traynor Capital Management, Inc. | 16,024 | $134.0K | 0.02% | −1,863−10.4% | Reduced |
| First National Bank of Mount Dora, Trust Investment Services | 15,300 | $129.0K | 0.04% | 00.0% | Unchanged |
| Two Sigma Securities, LLC | 15,185 | $128.0K | 0.02% | +15,185 | New |
| Gitterman Wealth Management, LLC | 15,167 | $128.0K | 0.09% | +15,167 | New |
| Wetherby Asset Management Inc | 15,003 | $126.0K | 0.01% | 00.0% | Unchanged |
| Warther Private Wealth, LLC | 14,552 | $124.0K | 0.09% | 00.0% | Unchanged |
| PFG Advisors | 14,534 | $122.0K | 0.01% | +14,534 | New |
| National Wealth Management Group, LLC | 14,504 | $122.0K | 0.11% | +14,504 | New |
| Stephens Inc | 14,416 | $121.0K | 0.00% | +3,477+31.8% | Added |
| Rhumbline Advisers | 13,555 | $114.0K | 0.00% | +14+0.1% | Added |
| The PNC Financial Services Group, Inc. | 13,506 | $113.0K | 0.00% | +274+2.1% | Added |
| Oppenheimer & Co Inc | 13,222 | $111.0K | 0.00% | 00.0% | Unchanged |
| Regal Investment Advisors LLC | 13,179 | $111.0K | 0.01% | +1,485+12.7% | Added |
| Morling Financial Advisors, LLC | 13,226 | $111.0K | 0.11% | +13,226 | New |
| Steward Partners Investment Advisory, LLC | 13,109 | $110.0K | 0.00% | +29+0.2% | Added |
| Gerber Kawasaki Wealth & Investment Management | 13,059 | $109.0K | 0.01% | +13,056+435,200.0% | Added |
| Federation des caisses Desjardins du Quebec | 12,500 | $105.1K | 0.00% | +1,200+10.6% | Added |
| Highlander Capital Management, LLC | 12,500 | $105.0K | 0.05% | 00.0% | Unchanged |
| Ferguson Shapiro LLC | 12,327 | $104.0K | 0.06% | 00.0% | Unchanged |
| BBR Partners, LLC | 12,195 | $103.0K | 0.01% | 00.0% | Unchanged |
| SFI Advisors, LLC | 11,820 | $103.0K | 0.09% | +11,820 | New |
| LVW Advisors, LLC | 12,124 | $102.0K | 0.02% | 00.0% | Unchanged |
| Callahan Advisors, LLC | 12,000 | $101.0K | 0.01% | 00.0% | Unchanged |
| Detalus Advisors, LLC | 11,790 | $99.0K | 0.05% | −7,974−40.3% | Reduced |
| Bank Hapoalim BM | 11,700 | $98.0K | 0.01% | +11,700 | New |
| State of Wyoming | 11,654 | $98.0K | 0.05% | +11,654 | New |
| Silverlake Wealth Management LLC | 11,400 | $95.9K | 0.05% | +11,400 | New |
| IHT Wealth Management, LLC | 10,750 | $90.0K | 0.01% | −335−3.0% | Reduced |
| Lido Advisors, LLC | 10,620 | $89.0K | 0.00% | −419−3.8% | Reduced |
| Mitchell McLeod Pugh & Williams Inc | 10,628 | $89.0K | 0.03% | +10,628 | New |
| KCM Investment Advisors LLC | 10,386 | $87.0K | 0.00% | 00.0% | Unchanged |
| Envestnet Asset Management Inc | 10,314 | $87.0K | 0.00% | +10,314 | New |
| Dynamic Technology Lab Private Ltd | 10,114 | $85.0K | 0.01% | −9,112−47.4% | Reduced |
| Carmel Capital Partners, LLC | 10,100 | $85.0K | 0.06% | +10,100 | New |
| Shufro Rose & Co LLC | 10,000 | $84.0K | 0.01% | −3,800−27.5% | Reduced |
| Johnson Midwest Financial, LLC | 10,000 | $84.0K | 0.06% | 00.0% | Unchanged |
| Karp Capital Management Corp | 10,000 | $84.0K | 0.01% | +10,000 | New |
| Marshall Wace, LLP | 9,838 | $82.0K | 0.00% | +9,838 | New |
| Reilly Financial Advisors, LLC | 8,000 | $67.0K | 0.00% | 00.0% | Unchanged |
| First Horizon Advisors, Inc. | 7,915 | $66.0K | 0.00% | +125+1.6% | Added |
| AllSquare Wealth Management LLC | 6,000 | $50.0K | 0.03% | 00.0% | Unchanged |
| Asset Dedication, LLC | 5,880 | $49.0K | 0.01% | 00.0% | Unchanged |
| NEXT Financial Group, Inc | 5,256 | $44.0K | 0.00% | +3,217+157.8% | Added |
| Advocacy Wealth Management Services, LLC | 5,100 | $43.0K | 0.01% | 00.0% | Unchanged |
| Archer Investment Corp | 5,000 | $42.0K | 0.01% | 00.0% | Unchanged |
| Banque Cantonale Vaudoise | 4,000 | $34.0K | 0.00% | 00.0% | Unchanged |
| Simplex Trading, LLC | 3,944 | $33.0K | 0.00% | +3,944 | New |
| Umb Bank N A | 3,627 | $31.0K | 0.00% | +3,627 | New |
| CoreCap Advisors, LLC | 3,683 | $31.0K | 0.00% | +3,683 | New |
| Parallel Advisors, LLC | 3,484 | $29.0K | 0.00% | +812+30.4% | Added |
| Northwestern Mutual Wealth Management Co | 3,252 | $27.0K | 0.00% | −201−5.8% | Reduced |
| TCI Wealth Advisors, Inc. | 3,251 | $27.0K | 0.00% | +68+2.1% | Added |
| Founders Capital Management | 3,000 | $25.0K | 0.02% | 00.0% | Unchanged |
| PrairieView Partners, LLC | 3,000 | $25.0K | 0.00% | +1,000+50.0% | Added |
| Selective Wealth Management, Inc. | 2,997 | $25.0K | 0.01% | +2,997 | New |
| SJS Investment Consulting Inc. | 2,805 | $24.0K | 0.01% | +2,805 | New |
| Lindbrook Capital, LLC | 2,748 | $23.0K | 0.00% | +24+0.9% | Added |
| Webster Bank, N. A. | 2,620 | $22.0K | 0.00% | 00.0% | Unchanged |
| Financial Management Professionals, Inc. | 2,609 | $22.0K | 0.00% | +54+2.1% | Added |
| Widmann Financial Services, Inc. | 2,500 | $21.0K | 0.02% | +2,500 | New |
| West Branch Capital LLC | 2,018 | $17.0K | 0.01% | 00.0% | Unchanged |
| Core Wealth Advisors, Inc. | 2,011 | $17.0K | 0.01% | +45+2.3% | Added |
| AdvisorNet Financial, Inc | 1,947 | $16.0K | 0.00% | +38+2.0% | Added |
| Gemmer Asset Management LLC | 1,600 | $13.0K | 0.00% | −700−30.4% | Reduced |
| Huntington National Bank | 1,500 | $13.0K | 0.00% | 00.0% | Unchanged |
| Clearstead Advisors, LLC | 1,500 | $13.0K | 0.00% | +1,500 | New |
| Carmichael Hill & Associates, Inc. | 1,465 | $12.0K | 0.01% | −2,500−63.1% | Reduced |
| Semmax Financial Advisors Inc. | 1,480 | $12.0K | 0.00% | 00.0% | Unchanged |
| Cypress Capital Management LLC (WY) | 1,450 | $12.0K | 0.01% | +1,450 | New |
| Kistler-Tiffany Companies, LLC | 1,334 | $11.0K | 0.00% | 00.0% | Unchanged |
| PSI Advisors, LLC | 1,276 | $11.0K | 0.00% | +16+1.3% | Added |
| McCarthy Asset Management, Inc. | 1,090 | $9.00K | 0.01% | +23+2.2% | Added |
| BNP Paribas Arbitrage, SA | 1,058 | $8.90K | 0.00% | 00.0% | Unchanged |
| Fifth Third Bancorp | 1,000 | $8.00K | 0.00% | 00.0% | Unchanged |
| Gables Capital Management Inc. | 1,000 | $8.00K | 0.00% | 00.0% | Unchanged |
| Proequities, Inc. | 917 | $8.00K | 0.00% | +39+4.4% | Added |