Prospect Capital Corp
PSEC- Exchange
- Nasdaq
- SEC CIK
- 0001287032
In the last 90 days, Prospect Capital Corp insiders filed 1 open-market purchase and 0 sales; 204 institutions reported holding it in 13F filings for Q2 2026, worth $206.6M in total; no superinvestor holds it.
Other share classesPSEC.PA
13F holders, Q4 2021
Institutional positions in Prospect Capital Corp as of Dec 31, 2021. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 228
- +35 vs. Q3 2021
- Shares held
- 30.3M
- −3.27M (−9.7%) vs. Q3 2021
- Total value
- $254.5M
- −$3.74M (−1.4%) vs. Q3 2021
- New holders
- 49
- 75 more added
- Sold out
- 14
- 55 more reduced
1 institution that held it in Q3 2021 haven't filed for Q4 2021 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q3 2021: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting PSEC on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 204 | $206.6M |
| Q1 2026 | 218 | $223.8M |
| Q4 2025 | 224 | $214.1M |
| Q3 2025 | 228 | $224.4M |
| Q2 2025 | 224 | $208.4M |
| Q1 2025 | 224 | $239.8M |
| Q4 2024 | 239 | $193.5M |
| Q3 2024 | 226 | $200.9M |
| Q2 2024 | 230 | $221.4M |
| Q1 2024 | 230 | $228.3M |
| Q4 2023 | 244 | $219.5M |
| Q3 2023 | 234 | $195.5M |
| Q2 2023 | 234 | $194.5M |
| Q1 2023 | 250 | $203.2M |
| Q4 2022 | 246 | $206.9M |
| Q3 2022 | 229 | $174.7M |
| Q2 2022 | 228 | $206.6M |
| Q1 2022 | 215 | $232.4M |
| Q4 2021 | 228 | $254.5M |
| Q3 2021 | 194 | $258.3M |
| Q2 2021 | 202 | $316.6M |
| Q1 2021 | 192 | $267.3M |
Institutions, Q4 2021
Shares, value and share of portfolio for each institution holding Prospect Capital Corp; share changes are against Q3 2021.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Smithfield Trust Co | 47 | $0 | 0.00% | −6,198−99.2% | Reduced |
| FMR LLC | 1 | $0 | 0.00% | 00.0% | Unchanged |
| Citigroup Inc | 10 | $0 | 0.00% | 00.0% | Unchanged |
| Bogart Wealth, LLC | 4 | $0 | 0.00% | 00.0% | Unchanged |
| Rockefeller Capital Management L.P. | 100 | $0 | 0.00% | 00.0% | Unchanged |
| SOA Wealth Advisors, LLC. | 2 | $0 | 0.00% | 00.0% | Unchanged |
| Hudock, Inc. | 5 | $0 | 0.00% | +5 | New |
| Ford Financial Group, LLC | 8 | $0 | 0.00% | +8 | New |
| Snowden Capital Advisors LLC | 35 | $0 | 0.00% | +35 | New |
| Barclays PLC | 89 | $1.00K | 0.00% | −36,492−99.8% | Reduced |
| Gradient Investments LLC | 80 | $1.00K | 0.00% | +80 | New |
| Heritage Wealth Advisors | 100 | $1.00K | 0.00% | +100 | New |
| Peoples Financial Services Corp. | 205 | $2.00K | 0.00% | +2+1.0% | Added |
| Aquatic Capital Management LLC | 200 | $2.00K | 0.00% | +200 | New |
| Outfitter Financial LLC | 200 | $2.00K | 0.00% | +200 | New |
| Rise Advisors, LLC | 399 | $2.51K | 0.00% | +399 | New |
| Plante Moran Financial Advisors, LLC | 370 | $3.00K | 0.00% | −370−50.0% | Reduced |
| JNBA Financial Advisors | 415 | $3.00K | 0.00% | 00.0% | Unchanged |
| Sound Income Strategies, LLC | 400 | $3.00K | 0.00% | 00.0% | Unchanged |
| Strategic Asset Management, LLC | 400 | $3.00K | 0.00% | 00.0% | Unchanged |
| Cornerstone Advisory, LLC | 400 | $3.00K | 0.00% | +400 | New |
| RE Dickinson Investment Advisors, LLC | 320 | $3.00K | 0.00% | +320 | New |
| Patriot Financial Group Insurance Agency, LLC | 462 | $4.00K | 0.00% | 00.0% | Unchanged |
| Cullen/Frost Bankers, Inc. | 500 | $4.00K | 0.00% | +500 | New |
| Miller Wealth Advisors, LLC | 700 | $6.00K | 0.00% | +700 | New |
| Signaturefd, LLC | 880 | $7.00K | 0.00% | +791+888.8% | Added |
| Fifth Third Bancorp | 1,000 | $8.00K | 0.00% | 00.0% | Unchanged |
| Gables Capital Management Inc. | 1,000 | $8.00K | 0.00% | 00.0% | Unchanged |
| Proequities, Inc. | 917 | $8.00K | 0.00% | +39+4.4% | Added |
| Ellevest, Inc. | 957 | $8.00K | 0.00% | +20+2.1% | Added |
| BNP Paribas Arbitrage, SA | 1,058 | $8.90K | 0.00% | 00.0% | Unchanged |
| McCarthy Asset Management, Inc. | 1,090 | $9.00K | 0.01% | +23+2.2% | Added |
| Kistler-Tiffany Companies, LLC | 1,334 | $11.0K | 0.00% | 00.0% | Unchanged |
| PSI Advisors, LLC | 1,276 | $11.0K | 0.00% | +16+1.3% | Added |
| Carmichael Hill & Associates, Inc. | 1,465 | $12.0K | 0.01% | −2,500−63.1% | Reduced |
| Semmax Financial Advisors Inc. | 1,480 | $12.0K | 0.00% | 00.0% | Unchanged |
| Cypress Capital Management LLC (WY) | 1,450 | $12.0K | 0.01% | +1,450 | New |
| Gemmer Asset Management LLC | 1,600 | $13.0K | 0.00% | −700−30.4% | Reduced |
| Huntington National Bank | 1,500 | $13.0K | 0.00% | 00.0% | Unchanged |
| Clearstead Advisors, LLC | 1,500 | $13.0K | 0.00% | +1,500 | New |
| AdvisorNet Financial, Inc | 1,947 | $16.0K | 0.00% | +38+2.0% | Added |
| West Branch Capital LLC | 2,018 | $17.0K | 0.01% | 00.0% | Unchanged |
| Core Wealth Advisors, Inc. | 2,011 | $17.0K | 0.01% | +45+2.3% | Added |
| Widmann Financial Services, Inc. | 2,500 | $21.0K | 0.02% | +2,500 | New |
| Webster Bank, N. A. | 2,620 | $22.0K | 0.00% | 00.0% | Unchanged |
| Financial Management Professionals, Inc. | 2,609 | $22.0K | 0.00% | +54+2.1% | Added |
| Lindbrook Capital, LLC | 2,748 | $23.0K | 0.00% | +24+0.9% | Added |
| SJS Investment Consulting Inc. | 2,805 | $24.0K | 0.01% | +2,805 | New |
| Founders Capital Management | 3,000 | $25.0K | 0.02% | 00.0% | Unchanged |
| PrairieView Partners, LLC | 3,000 | $25.0K | 0.00% | +1,000+50.0% | Added |
| Selective Wealth Management, Inc. | 2,997 | $25.0K | 0.01% | +2,997 | New |
| Northwestern Mutual Wealth Management Co | 3,252 | $27.0K | 0.00% | −201−5.8% | Reduced |
| TCI Wealth Advisors, Inc. | 3,251 | $27.0K | 0.00% | +68+2.1% | Added |
| Parallel Advisors, LLC | 3,484 | $29.0K | 0.00% | +812+30.4% | Added |
| Umb Bank N A | 3,627 | $31.0K | 0.00% | +3,627 | New |
| CoreCap Advisors, LLC | 3,683 | $31.0K | 0.00% | +3,683 | New |
| Simplex Trading, LLC | 3,944 | $33.0K | 0.00% | +3,944 | New |
| Banque Cantonale Vaudoise | 4,000 | $34.0K | 0.00% | 00.0% | Unchanged |
| Archer Investment Corp | 5,000 | $42.0K | 0.01% | 00.0% | Unchanged |
| Advocacy Wealth Management Services, LLC | 5,100 | $43.0K | 0.01% | 00.0% | Unchanged |
| NEXT Financial Group, Inc | 5,256 | $44.0K | 0.00% | +3,217+157.8% | Added |
| Asset Dedication, LLC | 5,880 | $49.0K | 0.01% | 00.0% | Unchanged |
| AllSquare Wealth Management LLC | 6,000 | $50.0K | 0.03% | 00.0% | Unchanged |
| First Horizon Advisors, Inc. | 7,915 | $66.0K | 0.00% | +125+1.6% | Added |
| Reilly Financial Advisors, LLC | 8,000 | $67.0K | 0.00% | 00.0% | Unchanged |
| Marshall Wace, LLP | 9,838 | $82.0K | 0.00% | +9,838 | New |
| Shufro Rose & Co LLC | 10,000 | $84.0K | 0.01% | −3,800−27.5% | Reduced |
| Johnson Midwest Financial, LLC | 10,000 | $84.0K | 0.06% | 00.0% | Unchanged |
| Karp Capital Management Corp | 10,000 | $84.0K | 0.01% | +10,000 | New |
| Dynamic Technology Lab Private Ltd | 10,114 | $85.0K | 0.01% | −9,112−47.4% | Reduced |
| Carmel Capital Partners, LLC | 10,100 | $85.0K | 0.06% | +10,100 | New |
| KCM Investment Advisors LLC | 10,386 | $87.0K | 0.00% | 00.0% | Unchanged |
| Envestnet Asset Management Inc | 10,314 | $87.0K | 0.00% | +10,314 | New |
| Lido Advisors, LLC | 10,620 | $89.0K | 0.00% | −419−3.8% | Reduced |
| Mitchell McLeod Pugh & Williams Inc | 10,628 | $89.0K | 0.03% | +10,628 | New |
| IHT Wealth Management, LLC | 10,750 | $90.0K | 0.01% | −335−3.0% | Reduced |
| Silverlake Wealth Management LLC | 11,400 | $95.9K | 0.05% | +11,400 | New |
| Bank Hapoalim BM | 11,700 | $98.0K | 0.01% | +11,700 | New |
| State of Wyoming | 11,654 | $98.0K | 0.05% | +11,654 | New |
| Detalus Advisors, LLC | 11,790 | $99.0K | 0.05% | −7,974−40.3% | Reduced |
| Callahan Advisors, LLC | 12,000 | $101.0K | 0.01% | 00.0% | Unchanged |
| LVW Advisors, LLC | 12,124 | $102.0K | 0.02% | 00.0% | Unchanged |
| BBR Partners, LLC | 12,195 | $103.0K | 0.01% | 00.0% | Unchanged |
| SFI Advisors, LLC | 11,820 | $103.0K | 0.09% | +11,820 | New |
| Ferguson Shapiro LLC | 12,327 | $104.0K | 0.06% | 00.0% | Unchanged |
| Highlander Capital Management, LLC | 12,500 | $105.0K | 0.05% | 00.0% | Unchanged |
| Federation des caisses Desjardins du Quebec | 12,500 | $105.1K | 0.00% | +1,200+10.6% | Added |
| Gerber Kawasaki Wealth & Investment Management | 13,059 | $109.0K | 0.01% | +13,056+435,200.0% | Added |
| Steward Partners Investment Advisory, LLC | 13,109 | $110.0K | 0.00% | +29+0.2% | Added |
| Oppenheimer & Co Inc | 13,222 | $111.0K | 0.00% | 00.0% | Unchanged |
| Regal Investment Advisors LLC | 13,179 | $111.0K | 0.01% | +1,485+12.7% | Added |
| Morling Financial Advisors, LLC | 13,226 | $111.0K | 0.11% | +13,226 | New |
| The PNC Financial Services Group, Inc. | 13,506 | $113.0K | 0.00% | +274+2.1% | Added |
| Rhumbline Advisers | 13,555 | $114.0K | 0.00% | +14+0.1% | Added |
| Stephens Inc | 14,416 | $121.0K | 0.00% | +3,477+31.8% | Added |
| National Wealth Management Group, LLC | 14,504 | $122.0K | 0.11% | +14,504 | New |
| PFG Advisors | 14,534 | $122.0K | 0.01% | +14,534 | New |
| Warther Private Wealth, LLC | 14,552 | $124.0K | 0.09% | 00.0% | Unchanged |
| Wetherby Asset Management Inc | 15,003 | $126.0K | 0.01% | 00.0% | Unchanged |
| Two Sigma Securities, LLC | 15,185 | $128.0K | 0.02% | +15,185 | New |