Prospect Capital Corp
PSEC- Exchange
- Nasdaq
- SEC CIK
- 0001287032
In the last 90 days, Prospect Capital Corp insiders filed 1 open-market purchase and 0 sales; 204 institutions reported holding it in 13F filings for Q2 2026, worth $206.6M in total; no superinvestor holds it.
Other share classesPSEC.PA
13F holders, Q3 2025
Institutional positions in Prospect Capital Corp as of Sep 30, 2025. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 228
- +7 vs. Q2 2025
- Shares held
- 81.6M
- +16.1M (+24.6%) vs. Q2 2025
- Total value
- $224.4M
- +$16.2M (+7.8%) vs. Q2 2025
- New holders
- 34
- 91 more added
- Sold out
- 27
- 59 more reduced
3 institutions that held it in Q2 2025 haven't filed for Q3 2025 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q2 2025: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting PSEC on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 204 | $206.6M |
| Q1 2026 | 218 | $223.8M |
| Q4 2025 | 224 | $214.1M |
| Q3 2025 | 228 | $224.4M |
| Q2 2025 | 224 | $208.4M |
| Q1 2025 | 224 | $239.8M |
| Q4 2024 | 239 | $193.5M |
| Q3 2024 | 226 | $200.9M |
| Q2 2024 | 230 | $221.4M |
| Q1 2024 | 230 | $228.3M |
| Q4 2023 | 244 | $219.5M |
| Q3 2023 | 234 | $195.5M |
| Q2 2023 | 234 | $194.5M |
| Q1 2023 | 250 | $203.2M |
| Q4 2022 | 246 | $206.9M |
| Q3 2022 | 229 | $174.7M |
| Q2 2022 | 228 | $206.6M |
| Q1 2022 | 215 | $232.4M |
| Q4 2021 | 228 | $254.5M |
| Q3 2021 | 194 | $258.3M |
| Q2 2021 | 202 | $316.6M |
| Q1 2021 | 192 | $267.3M |
Institutions, Q3 2025
Shares, value and share of portfolio for each institution holding Prospect Capital Corp; share changes are against Q2 2025.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Ethos Financial Group, LLC | 42,835 | $117.8K | 0.01% | −712−1.6% | Reduced |
| LeClair Wealth Partners LLC | 40,435 | $111.2K | 0.07% | −64,785−61.6% | Reduced |
| Bessemer Group Inc | 40,000 | $110.0K | 0.00% | 00.0% | Unchanged |
| Wealthfront Advisers LLC | 39,352 | $108.2K | 0.00% | +364+0.9% | Added |
| BancorpSouth Bank | 39,174 | $107.7K | 0.01% | +1,715+4.6% | Added |
| Sigma Planning Corp | 39,033 | $107.3K | 0.00% | −2,445−5.9% | Reduced |
| Arkadios Wealth Advisors | 38,334 | $105.4K | 0.00% | −5,884−13.3% | Reduced |
| Mariner, LLC | 35,986 | $99.0K | 0.00% | −20,107−35.8% | Reduced |
| Strategies Wealth Advisors, LLC | 34,665 | $95.3K | 0.01% | −3,250−8.6% | Reduced |
| Wealth Enhancement Advisory Services, LLC | 34,244 | $94.2K | 0.00% | +550+1.6% | Added |
| Next Level Private LLC | 33,240 | $92.4K | 0.03% | +865+2.7% | Added |
| Mercer Global Advisors Inc | 32,262 | $88.7K | 0.00% | +10,930+51.2% | Added |
| Cherry Creek Investment Advisors, Inc. | 31,316 | $86.1K | 0.04% | −17,715−36.1% | Reduced |
| Beacon Financial Advisory LLC | 31,185 | $85.8K | 0.02% | +15,779+102.4% | Added |
| Sunbelt Securities, Inc. | 29,344 | $80.7K | 0.01% | +4,260+17.0% | Added |
| Insigneo Advisory Services, LLC | 29,290 | $80.5K | 0.01% | +29,290 | New |
| Allworth Financial LP | 29,160 | $80.2K | 0.00% | +812+2.9% | Added |
| WMG Financial Advisors, LLC | 27,950 | $76.9K | 0.03% | 00.0% | Unchanged |
| Samalin Investment Counsel, LLC | 26,809 | $73.7K | 0.03% | +26,809 | New |
| Sculati Wealth Management, LLC | 26,635 | $73.2K | 0.03% | −2,584−8.8% | Reduced |
| Global Retirement Partners, LLC | 25,500 | $70.1K | 0.00% | +10,300+67.8% | Added |
| Barclays PLC | 22,400 | $61.6K | 0.00% | +22,400 | New |
| Ausdal Financial Partners, Inc. | 21,718 | $59.7K | 0.00% | −4,123−16.0% | Reduced |
| Great Valley Advisor Group, Inc. | 21,622 | $59.5K | 0.00% | +955+4.6% | Added |
| Inspire Advisors, LLC | 21,591 | $59.4K | 0.01% | −5,841−21.3% | Reduced |
| J.W. Cole Advisors, Inc. | 21,330 | $58.7K | 0.00% | −1,687−7.3% | Reduced |
| IFP Advisors, Inc | 21,266 | $58.5K | 0.00% | +947+4.7% | Added |
| Modern Wealth Management, LLC | 20,839 | $57.3K | 0.00% | −12,763−38.0% | Reduced |
| Mayport, LLC | 20,570 | $56.6K | 0.01% | +20,570 | New |
| Cravens & Co Advisors, LLC | 20,000 | $55.0K | 0.04% | 00.0% | Unchanged |
| Cerity Partners LLC | 19,900 | $54.7K | 0.00% | +4,500+29.2% | Added |
| Calton & Associates, Inc. | 19,367 | $53.3K | 0.01% | +19,367 | New |
| IFG Advisory, LLC | 19,120 | $52.6K | 0.00% | +75+0.4% | Added |
| Ameriflex Group, Inc. | 19,100 | $52.5K | 0.02% | +19,100 | New |
| Level Four Advisory Services, LLC | 18,752 | $51.6K | 0.00% | −2,568−12.0% | Reduced |
| State of Alaska, Department of Revenue | 18,642 | $51.0K | 0.00% | +18,642 | New |
| Equitable Holdings, Inc. | 18,375 | $50.5K | 0.00% | +18,375 | New |
| Headlands Technologies LLC | 18,367 | $50.5K | 0.00% | +6,528+55.1% | Added |
| CWM, LLC | 18,246 | $50.0K | 0.00% | +50.0% | Added |
| Significant Wealth Partners LLC | 17,947 | $49.4K | 0.02% | +6,664+59.1% | Added |
| Sowell Financial Services LLC | 17,945 | $49.3K | 0.00% | −949−5.0% | Reduced |
| Kingsview Wealth Management, LLC | 17,917 | $49.3K | 0.00% | −573−3.1% | Reduced |
| Regal Investment Advisors LLC | 17,867 | $49.1K | 0.00% | −269−1.5% | Reduced |
| Stephens Inc | 16,421 | $45.2K | 0.00% | 00.0% | Unchanged |
| Shufro Rose & Co LLC | 11,000 | $45.1K | 0.00% | −1,700−13.4% | Reduced |
| The PNC Financial Services Group, Inc. | 15,884 | $43.7K | 0.00% | −922−5.5% | Reduced |
| Oppenheimer & Co Inc | 15,878 | $43.7K | 0.00% | 00.0% | Unchanged |
| PFG Investments, LLC | 15,628 | $43.0K | 0.00% | +1,764+12.7% | Added |
| First National Bank of Mount Dora, Trust Investment Services | 15,300 | $42.1K | 0.01% | 00.0% | Unchanged |
| Silverlake Wealth Management LLC | 14,824 | $40.8K | 0.01% | +279+1.9% | Added |
| Family Wealth Group, LLC | 14,814 | $40.7K | 0.03% | −13,131−47.0% | Reduced |
| Envestnet Asset Management Inc | 14,236 | $39.1K | 0.00% | −4,739−25.0% | Reduced |
| Berkeley Capital Partners, LLC | 13,426 | $36.9K | 0.01% | 00.0% | Unchanged |
| MAI Capital Management | 13,255 | $36.5K | 0.00% | 00.0% | Unchanged |
| Moneta Group Investment Advisors LLC | 12,953 | $35.6K | 0.00% | +400+3.2% | Added |
| Teamwork Financial Advisors, LLC | 12,733 | $35.0K | 0.00% | −3,141−19.8% | Reduced |
| A4 Wealth Advisors LLC | 12,390 | $34.1K | 0.03% | +12,390 | New |
| Capital Advisors, Ltd. LLC | 12,352 | $34.0K | 0.00% | 00.0% | Unchanged |
| MML Investors Services, LLC | 12,238 | $33.7K | 0.00% | −479−3.8% | Reduced |
| AE Wealth Management LLC | 12,018 | $33.1K | 0.00% | +226+1.9% | Added |
| Signaturefd, LLC | 11,985 | $33.0K | 0.00% | +6,811+131.6% | Added |
| Private Trust Co NA | 11,639 | $32.0K | 0.00% | 00.0% | Unchanged |
| Advisory Services Network, LLC | 11,512 | $31.7K | 0.00% | 00.0% | Unchanged |
| Wealthcare Advisory Partners LLC | 11,377 | $31.3K | 0.00% | +525+4.8% | Added |
| Carnegie Lake Advisors LLC | 11,000 | $30.3K | 0.01% | −1,800−14.1% | Reduced |
| Traynor Capital Management, Inc. | 10,972 | $30.2K | 0.00% | −1,212−9.9% | Reduced |
| KG&L Capital Management,LLC | 10,276 | $28.3K | 0.01% | +180+1.8% | Added |
| Janney Montgomery Scott LLC | 10,058 | $28.0K | 0.00% | +16+0.2% | Added |
| Navalign, LLC | 10,071 | $27.7K | 0.01% | +10,071 | New |
| Creative Financial Designs Inc | 9,861 | $27.1K | 0.00% | +456+4.8% | Added |
| Aventura Private Wealth, LLC | 9,162 | $25.2K | 0.01% | 00.0% | Unchanged |
| CNB Bank | 7,500 | $20.6K | 0.01% | 00.0% | Unchanged |
| Jones Financial Companies LLLP | 7,593 | $19.8K | 0.00% | +256+3.5% | Added |
| Steward Partners Investment Advisory, LLC | 7,014 | $19.3K | 0.00% | +12+0.2% | Added |
| VSM Wealth Advisory, LLC | 6,993 | $19.2K | 0.01% | +340+5.1% | Added |
| Asset Dedication, LLC | 5,880 | $16.2K | 0.00% | 00.0% | Unchanged |
| Ameritas Advisory Services, LLC | 5,678 | $15.6K | 0.00% | −782−12.1% | Reduced |
| HHM Wealth Advisors, LLC | 5,372 | $14.8K | 0.00% | 00.0% | Unchanged |
| Parallel Advisors, LLC | 4,423 | $12.2K | 0.00% | −262−5.6% | Reduced |
| Avion Wealth | 4,626 | $12.0K | 0.00% | +203+4.6% | Added |
| AdvisorNet Financial, Inc | 4,002 | $11.0K | 0.00% | +175+4.6% | Added |
| Founders Capital Management | 4,000 | $11.0K | 0.01% | 00.0% | Unchanged |
| Financial Consulate, Inc | 3,878 | $10.7K | 0.00% | +3,878 | New |
| Atlantic Union Bankshares Corp | 3,800 | $10.4K | 0.00% | +3,800 | New |
| Legacy Wealth Managment, LLC | 3,639 | $10.0K | 0.00% | +3,000+469.5% | Added |
| Activest Wealth Management | 3,300 | $9.07K | 0.00% | 00.0% | Unchanged |
| Northwestern Mutual Wealth Management Co | 2,635 | $7.25K | 0.00% | +1,819+222.9% | Added |
| Crewe Advisors LLC | 2,527 | $6.95K | 0.00% | +165+7.0% | Added |
| Optiver Holding B.V. | 2,435 | $6.70K | 0.00% | +2,435 | New |
| Cypress Capital Management LLC (WY) | 2,145 | $5.90K | 0.01% | 00.0% | Unchanged |
| Rockefeller Capital Management L.P. | 2,038 | $5.61K | 0.00% | +2,038 | New |
| Point72 Europe (London) LLP | 1,924 | $5.29K | 0.00% | +1,924 | New |
| EverSource Wealth Advisors, LLC | 1,809 | $4.97K | 0.00% | +1,692+1,446.2% | Added |
| Sofos Investments, Inc. | 1,525 | $4.19K | 0.00% | +1,525 | New |
| Huntington National Bank | 1,500 | $4.13K | 0.00% | 00.0% | Unchanged |
| Geneos Wealth Management Inc. | 1,500 | $4.13K | 0.00% | 00.0% | Unchanged |
| Caitong International Asset Management Co., Ltd | 1,493 | $4.11K | 0.00% | −1,461−49.5% | Reduced |
| Farther Finance Advisors, LLC | 1,455 | $4.00K | 0.00% | 00.0% | Unchanged |
| Harbor Asset Planning, Inc. | 1,275 | $3.51K | 0.00% | 00.0% | Unchanged |
| Gables Capital Management Inc. | 1,200 | $3.30K | 0.00% | +1,200 | New |