Prospect Capital Corp
PSEC- Exchange
- Nasdaq
- SEC CIK
- 0001287032
In the last 90 days, Prospect Capital Corp insiders filed 1 open-market purchase and 0 sales; 204 institutions reported holding it in 13F filings for Q2 2026, worth $206.6M in total; no superinvestor holds it.
Other share classesPSEC.PA
13F holders, Q3 2025
Institutional positions in Prospect Capital Corp as of Sep 30, 2025. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 228
- +7 vs. Q2 2025
- Shares held
- 81.6M
- +16.1M (+24.6%) vs. Q2 2025
- Total value
- $224.4M
- +$16.2M (+7.8%) vs. Q2 2025
- New holders
- 34
- 91 more added
- Sold out
- 27
- 59 more reduced
3 institutions that held it in Q2 2025 haven't filed for Q3 2025 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q2 2025: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting PSEC on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 204 | $206.6M |
| Q1 2026 | 218 | $223.8M |
| Q4 2025 | 224 | $214.1M |
| Q3 2025 | 228 | $224.4M |
| Q2 2025 | 224 | $208.4M |
| Q1 2025 | 224 | $239.8M |
| Q4 2024 | 239 | $193.5M |
| Q3 2024 | 226 | $200.9M |
| Q2 2024 | 230 | $221.4M |
| Q1 2024 | 230 | $228.3M |
| Q4 2023 | 244 | $219.5M |
| Q3 2023 | 234 | $195.5M |
| Q2 2023 | 234 | $194.5M |
| Q1 2023 | 250 | $203.2M |
| Q4 2022 | 246 | $206.9M |
| Q3 2022 | 229 | $174.7M |
| Q2 2022 | 228 | $206.6M |
| Q1 2022 | 215 | $232.4M |
| Q4 2021 | 228 | $254.5M |
| Q3 2021 | 194 | $258.3M |
| Q2 2021 | 202 | $316.6M |
| Q1 2021 | 192 | $267.3M |
Institutions, Q3 2025
Shares, value and share of portfolio for each institution holding Prospect Capital Corp; share changes are against Q2 2025.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Natixis | 873 | $2.40K | 0.00% | +25+2.9% | Added |
| TD Waterhouse Canada Inc. | 800 | $2.20K | 0.00% | +800 | New |
| LRI Investments, LLC | 638 | $1.75K | 0.00% | 00.0% | Unchanged |
| Cape Investment Advisory, Inc. | 559 | $1.54K | 0.00% | 00.0% | Unchanged |
| West Branch Capital LLC | 539 | $1.48K | 0.00% | +25+4.9% | Added |
| SRS Capital Advisors, Inc. | 453 | $1.25K | 0.00% | +453 | New |
| Ronald Blue Trust, Inc. | 431 | $1.19K | 0.00% | +430+43,000.0% | Added |
| Sound Income Strategies, LLC | 400 | $1.09K | 0.00% | 00.0% | Unchanged |
| Hilltop National Bank | 380 | $1.04K | 0.00% | 00.0% | Unchanged |
| Quadrant Capital Group LLC | 311 | $856 | 0.00% | +311 | New |
| West Financial Advisors, LLC | 287 | $790 | 0.00% | +13+4.7% | Added |
| American Capital Advisory, LLC | 204 | $561 | 0.00% | +204 | New |
| NBC Securities, Inc. | 200 | $550 | 0.00% | +200 | New |
| Flagship Wealth Advisors, LLC | 163 | $448 | 0.00% | +163 | New |
| Principal Securities, Inc. | 151 | $415 | 0.00% | 00.0% | Unchanged |
| Heritage Wealth Advisors | 100 | $275 | 0.00% | 00.0% | Unchanged |
| GPS Wealth Strategies Group, LLC | 25 | $69 | 0.00% | 00.0% | Unchanged |
| Millstone Evans Group, LLC | 15 | $41 | 0.00% | +1+7.1% | Added |
| GWM Advisors LLC | 12 | $33 | 0.00% | 00.0% | Unchanged |
| Citigroup Inc | 10 | $28 | 0.00% | 00.0% | Unchanged |
| ORG Partners LLC | 5 | $15 | 0.00% | 00.0% | Unchanged |
| Point72 Asia (Singapore) Pte. Ltd. | 5 | $14 | 0.00% | 00.0% | Unchanged |
| Annis Gardner Whiting Capital Advisors, LLC | 5 | $14 | 0.00% | 00.0% | Unchanged |
| Hallmark Capital Management Inc | 3 | $8 | 0.00% | +3 | New |
| CIBC Private Wealth Group, LLC | 1 | $3 | 0.00% | 00.0% | Unchanged |
| Larson Financial Group LLC | 0 | $1 | 0.00% | 0 | Unchanged |
| Smithfield Trust Co | 47 | $0 | 0.00% | 00.0% | Unchanged |
| Hantz Financial Services, Inc. | 3 | $0 | 0.00% | 00.0% | Unchanged |
| D.A. Davidson & Co. | 0 | $0 | 0.00% | −351,494−100.0% | Sold out |
| CWM Advisors, LLC | 0 | $0 | 0.00% | −123,278−100.0% | Sold out |
| Newbridge Financial Services Group, Inc. | 0 | $0 | 0.00% | −108,037−100.0% | Sold out |
| Ridgeline Wealth, LLC | 0 | $0 | 0.00% | −94,334−100.0% | Sold out |
| Littlejohn Financial Services, Inc. | 0 | $0 | 0.00% | −58,936−100.0% | Sold out |
| Centiva Capital, LP | 0 | $0 | 0.00% | −57,863−100.0% | Sold out |
| Cypress Capital Group | 0 | $0 | 0.00% | −56,400−100.0% | Sold out |
| HRT Financial LP | 0 | $0 | 0.00% | −52,484−100.0% | Sold out |
| Shaolin Capital Management LLC | 0 | $0 | 0.00% | −50,000−100.0% | Sold out |
| Navis Wealth Advisors, LLC | 0 | $0 | 0.00% | −50,000−100.0% | Sold out |
| OneAscent Investment Solutions LLC | 0 | $0 | 0.00% | −33,243−100.0% | Sold out |
| Jump Financial, LLC | 0 | $0 | 0.00% | −27,463−100.0% | Sold out |
| Captrust Financial Advisors | 0 | $0 | 0.00% | −24,568−100.0% | Sold out |
| Fisher Asset Management, LLC | 0 | $0 | 0.00% | −20,384−100.0% | Sold out |
| Merit Financial Group, LLC | 0 | $0 | 0.00% | −20,007−100.0% | Sold out |
| Wolverine Trading, LLC | 0 | $0 | 0.00% | −16,725−100.0% | Sold out |
| Elwood & Goetz Wealth Advisory Group, LLC | 0 | $0 | 0.00% | −16,437−100.0% | Sold out |
| Comprehensive Money Management Services LLC | 0 | $0 | 0.00% | −15,550−100.0% | Sold out |
| Glenview Trust Co | 0 | $0 | 0.00% | −14,788−100.0% | Sold out |
| HighTower Advisors, LLC | 0 | $0 | 0.00% | −12,980−100.0% | Sold out |
| Oxford Asset Management LLP | 0 | $0 | 0.00% | −12,974−100.0% | Sold out |
| Foundations Investment Advisors, LLC | 0 | $0 | 0.00% | −11,832−100.0% | Sold out |
| American National Bank | 0 | $0 | 0.00% | −10,000−100.0% | Sold out |
| Trust Co of Vermont | 0 | $0 | 0.00% | −1,250−100.0% | Sold out |
| Old Point Trust & Financial Services N A | 0 | $0 | 0.00% | −300−100.0% | Sold out |
| Traub Capital Management LLC | 0 | $0 | 0.00% | −18−100.0% | Sold out |
| Danske Bank A/S | 0 | $0 | 0.00% | −5−100.0% | Sold out |
| Avantax Advisory Services, Inc. | – | – | – | – | Not filed |
| Semmax Financial Advisors Inc. | – | – | – | – | Not filed |
| Legacy Investment Solutions, LLC | – | – | – | – | Not filed |