Prospect Capital Corp
PSEC- Exchange
- Nasdaq
- SEC CIK
- 0001287032
In the last 90 days, Prospect Capital Corp insiders filed 1 open-market purchase and 0 sales; 204 institutions reported holding it in 13F filings for Q2 2026, worth $206.6M in total; no superinvestor holds it.
Other share classesPSEC.PA
13F holders, Q3 2025
Institutional positions in Prospect Capital Corp as of Sep 30, 2025. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 228
- +7 vs. Q2 2025
- Shares held
- 81.6M
- +16.1M (+24.6%) vs. Q2 2025
- Total value
- $224.4M
- +$16.2M (+7.8%) vs. Q2 2025
- New holders
- 34
- 91 more added
- Sold out
- 27
- 59 more reduced
3 institutions that held it in Q2 2025 haven't filed for Q3 2025 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q2 2025: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting PSEC on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 204 | $206.6M |
| Q1 2026 | 218 | $223.8M |
| Q4 2025 | 224 | $214.1M |
| Q3 2025 | 228 | $224.4M |
| Q2 2025 | 224 | $208.4M |
| Q1 2025 | 224 | $239.8M |
| Q4 2024 | 239 | $193.5M |
| Q3 2024 | 226 | $200.9M |
| Q2 2024 | 230 | $221.4M |
| Q1 2024 | 230 | $228.3M |
| Q4 2023 | 244 | $219.5M |
| Q3 2023 | 234 | $195.5M |
| Q2 2023 | 234 | $194.5M |
| Q1 2023 | 250 | $203.2M |
| Q4 2022 | 246 | $206.9M |
| Q3 2022 | 229 | $174.7M |
| Q2 2022 | 228 | $206.6M |
| Q1 2022 | 215 | $232.4M |
| Q4 2021 | 228 | $254.5M |
| Q3 2021 | 194 | $258.3M |
| Q2 2021 | 202 | $316.6M |
| Q1 2021 | 192 | $267.3M |
Institutions, Q3 2025
Shares, value and share of portfolio for each institution holding Prospect Capital Corp; share changes are against Q2 2025.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Smithfield Trust Co | 47 | $0 | 0.00% | 00.0% | Unchanged |
| Hantz Financial Services, Inc. | 3 | $0 | 0.00% | 00.0% | Unchanged |
| Larson Financial Group LLC | 0 | $1 | 0.00% | 0 | Unchanged |
| CIBC Private Wealth Group, LLC | 1 | $3 | 0.00% | 00.0% | Unchanged |
| Hallmark Capital Management Inc | 3 | $8 | 0.00% | +3 | New |
| Point72 Asia (Singapore) Pte. Ltd. | 5 | $14 | 0.00% | 00.0% | Unchanged |
| Annis Gardner Whiting Capital Advisors, LLC | 5 | $14 | 0.00% | 00.0% | Unchanged |
| ORG Partners LLC | 5 | $15 | 0.00% | 00.0% | Unchanged |
| Citigroup Inc | 10 | $28 | 0.00% | 00.0% | Unchanged |
| GWM Advisors LLC | 12 | $33 | 0.00% | 00.0% | Unchanged |
| Millstone Evans Group, LLC | 15 | $41 | 0.00% | +1+7.1% | Added |
| GPS Wealth Strategies Group, LLC | 25 | $69 | 0.00% | 00.0% | Unchanged |
| Heritage Wealth Advisors | 100 | $275 | 0.00% | 00.0% | Unchanged |
| Principal Securities, Inc. | 151 | $415 | 0.00% | 00.0% | Unchanged |
| Flagship Wealth Advisors, LLC | 163 | $448 | 0.00% | +163 | New |
| NBC Securities, Inc. | 200 | $550 | 0.00% | +200 | New |
| American Capital Advisory, LLC | 204 | $561 | 0.00% | +204 | New |
| West Financial Advisors, LLC | 287 | $790 | 0.00% | +13+4.7% | Added |
| Quadrant Capital Group LLC | 311 | $856 | 0.00% | +311 | New |
| Hilltop National Bank | 380 | $1.04K | 0.00% | 00.0% | Unchanged |
| Sound Income Strategies, LLC | 400 | $1.09K | 0.00% | 00.0% | Unchanged |
| Ronald Blue Trust, Inc. | 431 | $1.19K | 0.00% | +430+43,000.0% | Added |
| SRS Capital Advisors, Inc. | 453 | $1.25K | 0.00% | +453 | New |
| West Branch Capital LLC | 539 | $1.48K | 0.00% | +25+4.9% | Added |
| Cape Investment Advisory, Inc. | 559 | $1.54K | 0.00% | 00.0% | Unchanged |
| LRI Investments, LLC | 638 | $1.75K | 0.00% | 00.0% | Unchanged |
| TD Waterhouse Canada Inc. | 800 | $2.20K | 0.00% | +800 | New |
| Natixis | 873 | $2.40K | 0.00% | +25+2.9% | Added |
| Gables Capital Management Inc. | 1,200 | $3.30K | 0.00% | +1,200 | New |
| Harbor Asset Planning, Inc. | 1,275 | $3.51K | 0.00% | 00.0% | Unchanged |
| Farther Finance Advisors, LLC | 1,455 | $4.00K | 0.00% | 00.0% | Unchanged |
| Caitong International Asset Management Co., Ltd | 1,493 | $4.11K | 0.00% | −1,461−49.5% | Reduced |
| Huntington National Bank | 1,500 | $4.13K | 0.00% | 00.0% | Unchanged |
| Geneos Wealth Management Inc. | 1,500 | $4.13K | 0.00% | 00.0% | Unchanged |
| Sofos Investments, Inc. | 1,525 | $4.19K | 0.00% | +1,525 | New |
| EverSource Wealth Advisors, LLC | 1,809 | $4.97K | 0.00% | +1,692+1,446.2% | Added |
| Point72 Europe (London) LLP | 1,924 | $5.29K | 0.00% | +1,924 | New |
| Rockefeller Capital Management L.P. | 2,038 | $5.61K | 0.00% | +2,038 | New |
| Cypress Capital Management LLC (WY) | 2,145 | $5.90K | 0.01% | 00.0% | Unchanged |
| Optiver Holding B.V. | 2,435 | $6.70K | 0.00% | +2,435 | New |
| Crewe Advisors LLC | 2,527 | $6.95K | 0.00% | +165+7.0% | Added |
| Northwestern Mutual Wealth Management Co | 2,635 | $7.25K | 0.00% | +1,819+222.9% | Added |
| Activest Wealth Management | 3,300 | $9.07K | 0.00% | 00.0% | Unchanged |
| Legacy Wealth Managment, LLC | 3,639 | $10.0K | 0.00% | +3,000+469.5% | Added |
| Atlantic Union Bankshares Corp | 3,800 | $10.4K | 0.00% | +3,800 | New |
| Financial Consulate, Inc | 3,878 | $10.7K | 0.00% | +3,878 | New |
| Founders Capital Management | 4,000 | $11.0K | 0.01% | 00.0% | Unchanged |
| AdvisorNet Financial, Inc | 4,002 | $11.0K | 0.00% | +175+4.6% | Added |
| Avion Wealth | 4,626 | $12.0K | 0.00% | +203+4.6% | Added |
| Parallel Advisors, LLC | 4,423 | $12.2K | 0.00% | −262−5.6% | Reduced |
| HHM Wealth Advisors, LLC | 5,372 | $14.8K | 0.00% | 00.0% | Unchanged |
| Ameritas Advisory Services, LLC | 5,678 | $15.6K | 0.00% | −782−12.1% | Reduced |
| Asset Dedication, LLC | 5,880 | $16.2K | 0.00% | 00.0% | Unchanged |
| VSM Wealth Advisory, LLC | 6,993 | $19.2K | 0.01% | +340+5.1% | Added |
| Steward Partners Investment Advisory, LLC | 7,014 | $19.3K | 0.00% | +12+0.2% | Added |
| Jones Financial Companies LLLP | 7,593 | $19.8K | 0.00% | +256+3.5% | Added |
| CNB Bank | 7,500 | $20.6K | 0.01% | 00.0% | Unchanged |
| Aventura Private Wealth, LLC | 9,162 | $25.2K | 0.01% | 00.0% | Unchanged |
| Creative Financial Designs Inc | 9,861 | $27.1K | 0.00% | +456+4.8% | Added |
| Navalign, LLC | 10,071 | $27.7K | 0.01% | +10,071 | New |
| Janney Montgomery Scott LLC | 10,058 | $28.0K | 0.00% | +16+0.2% | Added |
| KG&L Capital Management,LLC | 10,276 | $28.3K | 0.01% | +180+1.8% | Added |
| Traynor Capital Management, Inc. | 10,972 | $30.2K | 0.00% | −1,212−9.9% | Reduced |
| Carnegie Lake Advisors LLC | 11,000 | $30.3K | 0.01% | −1,800−14.1% | Reduced |
| Wealthcare Advisory Partners LLC | 11,377 | $31.3K | 0.00% | +525+4.8% | Added |
| Advisory Services Network, LLC | 11,512 | $31.7K | 0.00% | 00.0% | Unchanged |
| Private Trust Co NA | 11,639 | $32.0K | 0.00% | 00.0% | Unchanged |
| Signaturefd, LLC | 11,985 | $33.0K | 0.00% | +6,811+131.6% | Added |
| AE Wealth Management LLC | 12,018 | $33.1K | 0.00% | +226+1.9% | Added |
| MML Investors Services, LLC | 12,238 | $33.7K | 0.00% | −479−3.8% | Reduced |
| Capital Advisors, Ltd. LLC | 12,352 | $34.0K | 0.00% | 00.0% | Unchanged |
| A4 Wealth Advisors LLC | 12,390 | $34.1K | 0.03% | +12,390 | New |
| Teamwork Financial Advisors, LLC | 12,733 | $35.0K | 0.00% | −3,141−19.8% | Reduced |
| Moneta Group Investment Advisors LLC | 12,953 | $35.6K | 0.00% | +400+3.2% | Added |
| MAI Capital Management | 13,255 | $36.5K | 0.00% | 00.0% | Unchanged |
| Berkeley Capital Partners, LLC | 13,426 | $36.9K | 0.01% | 00.0% | Unchanged |
| Envestnet Asset Management Inc | 14,236 | $39.1K | 0.00% | −4,739−25.0% | Reduced |
| Family Wealth Group, LLC | 14,814 | $40.7K | 0.03% | −13,131−47.0% | Reduced |
| Silverlake Wealth Management LLC | 14,824 | $40.8K | 0.01% | +279+1.9% | Added |
| First National Bank of Mount Dora, Trust Investment Services | 15,300 | $42.1K | 0.01% | 00.0% | Unchanged |
| PFG Investments, LLC | 15,628 | $43.0K | 0.00% | +1,764+12.7% | Added |
| Oppenheimer & Co Inc | 15,878 | $43.7K | 0.00% | 00.0% | Unchanged |
| The PNC Financial Services Group, Inc. | 15,884 | $43.7K | 0.00% | −922−5.5% | Reduced |
| Shufro Rose & Co LLC | 11,000 | $45.1K | 0.00% | −1,700−13.4% | Reduced |
| Stephens Inc | 16,421 | $45.2K | 0.00% | 00.0% | Unchanged |
| Regal Investment Advisors LLC | 17,867 | $49.1K | 0.00% | −269−1.5% | Reduced |
| Kingsview Wealth Management, LLC | 17,917 | $49.3K | 0.00% | −573−3.1% | Reduced |
| Sowell Financial Services LLC | 17,945 | $49.3K | 0.00% | −949−5.0% | Reduced |
| Significant Wealth Partners LLC | 17,947 | $49.4K | 0.02% | +6,664+59.1% | Added |
| CWM, LLC | 18,246 | $50.0K | 0.00% | +50.0% | Added |
| Headlands Technologies LLC | 18,367 | $50.5K | 0.00% | +6,528+55.1% | Added |
| Equitable Holdings, Inc. | 18,375 | $50.5K | 0.00% | +18,375 | New |
| State of Alaska, Department of Revenue | 18,642 | $51.0K | 0.00% | +18,642 | New |
| Level Four Advisory Services, LLC | 18,752 | $51.6K | 0.00% | −2,568−12.0% | Reduced |
| Ameriflex Group, Inc. | 19,100 | $52.5K | 0.02% | +19,100 | New |
| IFG Advisory, LLC | 19,120 | $52.6K | 0.00% | +75+0.4% | Added |
| Calton & Associates, Inc. | 19,367 | $53.3K | 0.01% | +19,367 | New |
| Cerity Partners LLC | 19,900 | $54.7K | 0.00% | +4,500+29.2% | Added |
| Cravens & Co Advisors, LLC | 20,000 | $55.0K | 0.04% | 00.0% | Unchanged |
| Mayport, LLC | 20,570 | $56.6K | 0.01% | +20,570 | New |