Prospect Capital Corp
PSEC- Exchange
- Nasdaq
- SEC CIK
- 0001287032
In the last 90 days, Prospect Capital Corp insiders filed 1 open-market purchase and 0 sales; 204 institutions reported holding it in 13F filings for Q2 2026, worth $206.6M in total; no superinvestor holds it.
Other share classesPSEC.PA
13F holders, Q1 2023
Institutional positions in Prospect Capital Corp as of Mar 31, 2023. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 250
- +8 vs. Q4 2022
- Shares held
- 30.5M
- −551.0K (−1.8%) vs. Q4 2022
- Total value
- $203.2M
- −$3.67M (−1.8%) vs. Q4 2022
- New holders
- 38
- 87 more added
- Sold out
- 30
- 61 more reduced
4 institutions that held it in Q4 2022 haven't filed for Q1 2023 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q4 2022: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting PSEC on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 204 | $206.6M |
| Q1 2026 | 218 | $223.8M |
| Q4 2025 | 224 | $214.1M |
| Q3 2025 | 228 | $224.4M |
| Q2 2025 | 224 | $208.4M |
| Q1 2025 | 224 | $239.8M |
| Q4 2024 | 239 | $193.5M |
| Q3 2024 | 226 | $200.9M |
| Q2 2024 | 230 | $221.4M |
| Q1 2024 | 230 | $228.3M |
| Q4 2023 | 244 | $219.5M |
| Q3 2023 | 234 | $195.5M |
| Q2 2023 | 234 | $194.5M |
| Q1 2023 | 250 | $203.2M |
| Q4 2022 | 246 | $206.9M |
| Q3 2022 | 229 | $174.7M |
| Q2 2022 | 228 | $206.6M |
| Q1 2022 | 215 | $232.4M |
| Q4 2021 | 228 | $254.5M |
| Q3 2021 | 194 | $258.3M |
| Q2 2021 | 202 | $316.6M |
| Q1 2021 | 192 | $267.3M |
Institutions, Q1 2023
Shares, value and share of portfolio for each institution holding Prospect Capital Corp; share changes are against Q4 2022.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Dudley Capital Management, LLC | 28,900 | $201.1K | 0.14% | −4,400−13.2% | Reduced |
| BancorpSouth Bank | 28,296 | $196.9K | 0.02% | +718+2.6% | Added |
| JPMorgan Chase & Co | 27,211 | $189.0K | 0.00% | −26,187−49.0% | Reduced |
| Ausdal Financial Partners, Inc. | 27,006 | $188.0K | 0.03% | +7,274+36.9% | Added |
| Strategies Wealth Advisors, LLC | 26,213 | $182.4K | 0.04% | +561+2.2% | Added |
| Johnson Midwest Financial, LLC | 25,529 | $177.7K | 0.26% | +34+0.1% | Added |
| Heritage Trust Co | 24,585 | $171.1K | 0.03% | 00.0% | Unchanged |
| Independent Financial Group, LLC | 23,870 | $166.1K | 0.01% | 00.0% | Unchanged |
| Dark Forest Capital Management LP | 23,382 | $162.7K | 0.04% | +23,382 | New |
| Atria Wealth Solutions, Inc. | 22,177 | $155.7K | 0.00% | −5,000−18.4% | Reduced |
| Sunesis Advisors, LLC | 22,246 | $154.8K | 0.11% | +22,246 | New |
| Moloney Securities Asset Management, LLC | 21,743 | $151.3K | 0.03% | +21,743 | New |
| J.W. Cole Advisors, Inc. | 21,695 | $151.0K | 0.01% | +468+2.2% | Added |
| Goldman Sachs Group Inc | 21,655 | $150.7K | 0.00% | −2,131−9.0% | Reduced |
| IHT Wealth Management, LLC | 21,406 | $149.0K | 0.01% | +21,406 | New |
| Emerald Mutual Fund Advisers Trust | 21,340 | $148.5K | 0.01% | +21,340 | New |
| Strategic Financial Concepts, LLC | 21,133 | $147.1K | 0.06% | +21,133 | New |
| Envestnet Asset Management Inc | 21,124 | $147.0K | 0.00% | +5,531+35.5% | Added |
| Davenport & Co LLC | 21,006 | $146.2K | 0.00% | −15,000−41.7% | Reduced |
| Regal Investment Advisors LLC | 20,962 | $145.9K | 0.01% | +81+0.4% | Added |
| Stephens Inc | 20,917 | $145.6K | 0.00% | 00.0% | Unchanged |
| Tower Research Capital LLC (TRC) | 20,628 | $144.0K | 0.00% | +16,994+467.6% | Added |
| Threadgill Financial, LLC | 19,500 | $135.7K | 0.17% | 00.0% | Unchanged |
| IFG Advisory, LLC | 19,046 | $132.6K | 0.01% | +10.0% | Added |
| Level Four Advisory Services, LLC | 18,877 | $131.4K | 0.01% | +18,877 | New |
| Inspire Advisors, LLC | 18,587 | $129.4K | 0.03% | +903+5.1% | Added |
| BNP Paribas Arbitrage, SA | 18,517 | $128.9K | 0.00% | +17,459+1,650.2% | Added |
| Janney Montgomery Scott LLC | 18,422 | $128.0K | 0.00% | +2,580+16.3% | Added |
| Koshinski Asset Management, Inc. | 18,235 | $126.9K | 0.01% | −2,000−9.9% | Reduced |
| Mercer Global Advisors Inc | 18,041 | $126.0K | 0.00% | −7,839−30.3% | Reduced |
| WMG Financial Advisors, LLC | 11,500 | $126.0K | 0.10% | −8,400−42.2% | Reduced |
| Zimmermann Investment Management & Planning LLC | 17,413 | $121.2K | 0.06% | +268+1.6% | Added |
| EMC Capital Management | 16,677 | $116.0K | 0.10% | 00.0% | Unchanged |
| Evergreen Capital Management LLC | 16,407 | $115.2K | 0.01% | +16,407 | New |
| State of Wyoming | 16,351 | $113.8K | 0.04% | +16,351 | New |
| Virtu Financial LLC | 16,119 | $112.0K | 0.01% | +5,848+56.9% | Added |
| Qube Research & Technologies Ltd | 15,759 | $109.7K | 0.00% | −13,250−45.7% | Reduced |
| Wedbush Securities Inc | 15,365 | $107.0K | 0.01% | 00.0% | Unchanged |
| First National Bank of Mount Dora, Trust Investment Services | 15,300 | $106.5K | 0.03% | 00.0% | Unchanged |
| MAI Capital Management | 15,225 | $106.0K | 0.00% | +2,120+16.2% | Added |
| The PNC Financial Services Group, Inc. | 15,180 | $105.7K | 0.00% | −3,612−19.2% | Reduced |
| Cherry Creek Investment Advisors, Inc. | 15,111 | $105.2K | 0.08% | 00.0% | Unchanged |
| Girard Partners Ltd. | 15,063 | $104.8K | 0.01% | 00.0% | Unchanged |
| MML Investors Services, LLC | 14,653 | $102.0K | 0.00% | +150+1.0% | Added |
| Steward Partners Investment Advisory, LLC | 14,554 | $101.3K | 0.00% | +50+0.3% | Added |
| Integrated Advisors Network LLC | 14,472 | $100.7K | 0.01% | −2,518−14.8% | Reduced |
| NinePointTwo Capital | 14,410 | $100.0K | 0.04% | 00.0% | Unchanged |
| PFG Advisors | 14,282 | $99.4K | 0.01% | −335−2.3% | Reduced |
| Captrust Financial Advisors | 13,981 | $97.3K | 0.00% | −722−4.9% | Reduced |
| PFG Investments, LLC | 13,948 | $97.1K | 0.02% | +13,948 | New |
| Cipher Capital LP | 13,942 | $97.0K | 0.02% | +3,817+37.7% | Added |
| Traynor Capital Management, Inc. | 13,729 | $95.6K | 0.01% | −2,388−14.8% | Reduced |
| Capital Advisors Wealth Management, LLC | 13,500 | $94.0K | 0.03% | 00.0% | Unchanged |
| Cypress Wealth Services, LLC | 13,450 | $93.6K | 0.03% | +13,450 | New |
| Gerber Kawasaki Wealth & Investment Management | 13,103 | $91.2K | 0.01% | +10+0.1% | Added |
| Oppenheimer & Co Inc | 13,022 | $90.6K | 0.00% | −200−1.5% | Reduced |
| Detalus Advisors, LLC | 12,955 | $90.2K | 0.04% | 00.0% | Unchanged |
| Sawtooth Solutions, LLC | 12,724 | $88.6K | 0.00% | +12,724 | New |
| Moneta Group Investment Advisors LLC | 12,697 | $88.4K | 0.00% | +12,697 | New |
| Highlander Capital Management, LLC | 12,500 | $87.0K | 0.04% | 00.0% | Unchanged |
| National Asset Management, Inc. | 12,149 | $85.3K | 0.00% | +120+1.0% | Added |
| LVW Advisors, LLC | 12,124 | $84.4K | 0.02% | 00.0% | Unchanged |
| Silverlake Wealth Management LLC | 11,840 | $82.4K | 0.05% | +108+0.9% | Added |
| SFI Advisors, LLC | 11,820 | $82.3K | 0.08% | 00.0% | Unchanged |
| Jump Financial, LLC | 11,800 | $82.1K | 0.00% | +11,800 | New |
| Two Sigma Advisers, LP | 11,700 | $81.4K | 0.00% | −383,500−97.0% | Reduced |
| Archer Investment Corp | 11,000 | $76.6K | 0.03% | 00.0% | Unchanged |
| Equitable Trust Co | 11,000 | $76.6K | 0.01% | +11,000 | New |
| National Wealth Management Group, LLC | 12,310 | $74.8K | 0.09% | −657−5.1% | Reduced |
| Lido Advisors, LLC | 10,563 | $73.5K | 0.00% | +27+0.3% | Added |
| KG&L Capital Management,LLC | 10,511 | $73.2K | 0.04% | +75+0.7% | Added |
| Texas Yale Capital Corp. | 10,500 | $73.1K | 0.00% | 00.0% | Unchanged |
| CWM, LLC | 10,542 | $73.0K | 0.00% | +8,396+391.2% | Added |
| Balyasny Asset Management LLC | 10,228 | $71.2K | 0.00% | +10,228 | New |
| AlphaQ Advisors LLC | 10,227 | $71.2K | 0.06% | −10.0% | Reduced |
| Two Sigma Investments, LP | 10,220 | $71.1K | 0.00% | +10,220 | New |
| Signaturefd, LLC | 10,207 | $71.0K | 0.00% | +3,701+56.9% | Added |
| Arete Wealth Advisors, LLC | 10,177 | $71.0K | 0.01% | +10,177 | New |
| Capasso Planning Partners LLC | 10,000 | $69.7K | 0.04% | 00.0% | Unchanged |
| Money Concepts Capital Corp | 10,000 | $69.6K | 0.00% | −128,345−92.8% | Reduced |
| Shufro Rose & Co LLC | 10,000 | $69.6K | 0.01% | 00.0% | Unchanged |
| Carmel Capital Partners, LLC | 9,850 | $68.6K | 0.04% | +9,850 | New |
| CNB Bank | 7,500 | $52.2K | 0.03% | 00.0% | Unchanged |
| Ameritas Advisory Services, LLC | 6,529 | $45.3K | 0.00% | +6,529 | New |
| AllSquare Wealth Management LLC | 6,000 | $41.8K | 0.03% | 00.0% | Unchanged |
| Asset Dedication, LLC | 5,880 | $41.0K | 0.00% | 00.0% | Unchanged |
| Quent Capital, LLC | 5,827 | $40.6K | 0.01% | +5,827 | New |
| Global Retirement Partners, LLC | 6,267 | $39.4K | 0.00% | +2,267+56.7% | Added |
| HHM Wealth Advisors, LLC | 5,372 | $37.4K | 0.01% | 00.0% | Unchanged |
| Farmers & Merchants Trust Co of Chambersburg PA | 5,000 | $35.0K | 0.02% | 00.0% | Unchanged |
| Private Trust Co NA | 5,014 | $34.9K | 0.00% | 00.0% | Unchanged |
| Lindbrook Capital, LLC | 4,783 | $33.3K | 0.00% | +2,106+78.7% | Added |
| Banque Cantonale Vaudoise | 4,000 | $28.0K | 0.00% | 00.0% | Unchanged |
| Farther Finance Advisors, LLC | 4,000 | $27.8K | 0.01% | −360−8.3% | Reduced |
| TCI Wealth Advisors, Inc. | 3,883 | $27.0K | 0.00% | +88+2.3% | Added |
| Leonteq Securities AG | 3,200 | $22.3K | 0.00% | −2,500−43.9% | Reduced |
| Avion Wealth | 3,236 | $22.0K | 0.01% | +79+2.5% | Added |
| Founders Capital Management | 3,000 | $21.0K | 0.02% | 00.0% | Unchanged |
| Financial Management Professionals, Inc. | 2,824 | $20.0K | 0.00% | +68+2.5% | Added |
| Webster Bank, N. A. | 2,620 | $18.2K | 0.00% | 00.0% | Unchanged |