Prospect Capital Corp
PSEC- Exchange
- Nasdaq
- SEC CIK
- 0001287032
In the last 90 days, Prospect Capital Corp insiders filed 1 open-market purchase and 0 sales; 204 institutions reported holding it in 13F filings for Q2 2026, worth $206.6M in total; no superinvestor holds it.
Other share classesPSEC.PA
13F holders, Q1 2023
Institutional positions in Prospect Capital Corp as of Mar 31, 2023. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 250
- +8 vs. Q4 2022
- Shares held
- 30.5M
- −551.0K (−1.8%) vs. Q4 2022
- Total value
- $203.2M
- −$3.67M (−1.8%) vs. Q4 2022
- New holders
- 38
- 87 more added
- Sold out
- 30
- 61 more reduced
4 institutions that held it in Q4 2022 haven't filed for Q1 2023 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q4 2022: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting PSEC on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 204 | $206.6M |
| Q1 2026 | 218 | $223.8M |
| Q4 2025 | 224 | $214.1M |
| Q3 2025 | 228 | $224.4M |
| Q2 2025 | 224 | $208.4M |
| Q1 2025 | 224 | $239.8M |
| Q4 2024 | 239 | $193.5M |
| Q3 2024 | 226 | $200.9M |
| Q2 2024 | 230 | $221.4M |
| Q1 2024 | 230 | $228.3M |
| Q4 2023 | 244 | $219.5M |
| Q3 2023 | 234 | $195.5M |
| Q2 2023 | 234 | $194.5M |
| Q1 2023 | 250 | $203.2M |
| Q4 2022 | 246 | $206.9M |
| Q3 2022 | 229 | $174.7M |
| Q2 2022 | 228 | $206.6M |
| Q1 2022 | 215 | $232.4M |
| Q4 2021 | 228 | $254.5M |
| Q3 2021 | 194 | $258.3M |
| Q2 2021 | 202 | $316.6M |
| Q1 2021 | 192 | $267.3M |
Institutions, Q1 2023
Shares, value and share of portfolio for each institution holding Prospect Capital Corp; share changes are against Q4 2022.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| GWM Advisors LLC | 2,554 | $17.8K | 0.00% | 00.0% | Unchanged |
| PEAK6 Investments LLC | 2,384 | $16.6K | 0.00% | +2,384 | New |
| Geneos Wealth Management Inc. | 2,300 | $16.0K | 0.00% | 00.0% | Unchanged |
| Core Wealth Advisors, Inc. | 2,276 | $15.8K | 0.01% | +58+2.6% | Added |
| First Horizon Advisors, Inc. | 2,250 | $15.7K | 0.00% | 00.0% | Unchanged |
| West Branch Capital LLC | 2,018 | $14.0K | 0.01% | 00.0% | Unchanged |
| Nomura Asset Management Co Ltd | 1,808 | $12.6K | 0.00% | +1,341+287.2% | Added |
| IFP Advisors, Inc | 1,750 | $11.9K | 0.00% | −447−20.3% | Reduced |
| Cypress Capital Management LLC (WY) | 1,631 | $11.4K | 0.01% | +39+2.4% | Added |
| McIlrath & Eck, LLC | 1,631 | $11.4K | 0.00% | 00.0% | Unchanged |
| Oliver Lagore Vanvalin Investment Group | 1,575 | $11.0K | 0.00% | −100−6.0% | Reduced |
| Huntington National Bank | 1,500 | $10.4K | 0.00% | 00.0% | Unchanged |
| WealthPLAN Partners, LLC | 1,491 | $10.4K | 0.00% | +1,491 | New |
| Carmichael Hill & Associates, Inc. | 1,465 | $10.2K | 0.01% | 00.0% | Unchanged |
| Toronto Dominion Bank | 1,500 | $10.0K | 0.00% | 00.0% | Unchanged |
| Beacon Capital Management, LLC | 1,407 | $9.80K | 0.00% | +35+2.6% | Added |
| TD Waterhouse Canada Inc. | 1,000 | $9.30K | 0.00% | +1,000 | New |
| Kistler-Tiffany Companies, LLC | 1,334 | $9.29K | 0.00% | 00.0% | Unchanged |
| Cowen Prime Advisors LLC | 1,300 | $9.00K | 0.00% | 00.0% | Unchanged |
| Citadel Advisors LLC | 1,240 | $8.63K | 0.00% | +1,240 | New |
| Ellevest, Inc. | 1,077 | $7.49K | 0.00% | +27+2.6% | Added |
| Gables Capital Management Inc. | 1,000 | $6.96K | 0.00% | 00.0% | Unchanged |
| AdvisorNet Financial, Inc | 914 | $6.37K | 0.00% | +22+2.5% | Added |
| Larson Financial Group LLC | 913 | $6.35K | 0.00% | 00.0% | Unchanged |
| Focused Wealth Management, Inc | 905 | $6.30K | 0.00% | +2+0.2% | Added |
| Fifth Third Bancorp | 811 | $5.64K | 0.00% | −189−18.9% | Reduced |
| Gradient Investments LLC | 657 | $4.57K | 0.00% | +657 | New |
| PSI Advisors, LLC | 575 | $4.00K | 0.00% | 00.0% | Unchanged |
| Cape Investment Advisory, Inc. | 559 | $3.89K | 0.00% | +559 | New |
| Salem Investment Counselors Inc | 500 | $3.51K | 0.00% | −300−37.5% | Reduced |
| Assetmark, Inc | 404 | $2.81K | 0.00% | +404 | New |
| Rise Advisors, LLC | 338 | $2.35K | 0.00% | +9+2.7% | Added |
| Federation des caisses Desjardins du Quebec | 300 | $2.09K | 0.00% | −12,200−97.6% | Reduced |
| Sageworth Trust Co | 278 | $1.94K | 0.00% | +278 | New |
| Hexagon Capital Partners LLC | 212 | $1.48K | 0.00% | −285−57.3% | Reduced |
| Peoples Financial Services Corp. | 205 | $1.43K | 0.00% | 00.0% | Unchanged |
| Umb Bank N A | 137 | $954 | 0.00% | 00.0% | Unchanged |
| GHP Investment Advisors, Inc. | 100 | $696 | 0.00% | 00.0% | Unchanged |
| Heritage Wealth Advisors | 100 | $696 | 0.00% | 00.0% | Unchanged |
| Barclays PLC | 89 | $619 | 0.00% | 00.0% | Unchanged |
| Baker Avenue Asset Management, LP | 61 | $425 | 0.00% | 00.0% | Unchanged |
| Allworth Financial LP | 43 | $300 | 0.00% | 00.0% | Unchanged |
| Quadrant Capital Group LLC | 43 | $300 | 0.00% | 00.0% | Unchanged |
| Northwestern Mutual Wealth Management Co | 42 | $291 | 0.00% | −1,210−96.6% | Reduced |
| Deutsche Bank AG | 19 | $132 | 0.00% | +19 | New |
| Citigroup Inc | 10 | $70 | 0.00% | −38,454−100.0% | Reduced |
| FMR LLC | 4 | $28 | 0.00% | +4 | New |
| SOA Wealth Advisors, LLC. | 2 | $14 | 0.00% | 00.0% | Unchanged |
| Smithfield Trust Co | 47 | $0 | 0.00% | 00.0% | Unchanged |
| Y.D. More Investments Ltd | 1,273,209 | – | – | 00.0% | Unchanged |
| D. E. Shaw & Co., Inc. | 0 | $0 | 0.00% | −148,007−100.0% | Sold out |
| Skandinaviska Enskilda Banken AB (publ) | 0 | $0 | 0.00% | −138,100−100.0% | Sold out |
| Merit Financial Group, LLC | 0 | $0 | 0.00% | −109,074−100.0% | Sold out |
| GraniteShares Advisors LLC | 0 | $0 | 0.00% | −86,535−100.0% | Sold out |
| Victory Capital Management Inc | 0 | $0 | 0.00% | −32,044−100.0% | Sold out |
| United Capital Financial Advisers, LLC | 0 | $0 | 0.00% | −20,527−100.0% | Sold out |
| Kingsview Wealth Management, LLC | 0 | $0 | 0.00% | −17,804−100.0% | Sold out |
| Rhumbline Advisers | 0 | $0 | 0.00% | −13,880−100.0% | Sold out |
| CIBC Asset Management Inc | 0 | $0 | 0.00% | −13,027−100.0% | Sold out |
| Y-Intercept (Hong Kong) Ltd | 0 | $0 | 0.00% | −12,902−100.0% | Sold out |
| BBR Partners, LLC | 0 | $0 | 0.00% | −12,195−100.0% | Sold out |
| LVM Capital Management Ltd | 0 | $0 | 0.00% | −12,000−100.0% | Sold out |
| Prosperity Wealth Management, Inc. | 0 | $0 | 0.00% | −10,421−100.0% | Sold out |
| Running Point Capital Advisors, LLC | 0 | $0 | 0.00% | −10,000−100.0% | Sold out |
| Rockefeller Capital Management L.P. | 0 | $0 | 0.00% | −6,700−100.0% | Sold out |
| WFA of San Diego, LLC | 0 | $0 | 0.00% | −6,500−100.0% | Sold out |
| PrairieView Partners, LLC | 0 | $0 | 0.00% | −3,000−100.0% | Sold out |
| Paragon Wealth Strategies, LLC | 0 | $0 | 0.00% | −2,096−100.0% | Sold out |
| Aquatic Capital Management LLC | 0 | $0 | 0.00% | −1,600−100.0% | Sold out |
| Coppell Advisory Solutions LLC | 0 | $0 | 0.00% | −1,465−100.0% | Sold out |
| Coppell Advisory Solutions Corp. | 0 | $0 | 0.00% | −1,465−100.0% | Sold out |
| EWG Elevate Inc. | 0 | $0 | 0.00% | −1,228−100.0% | Sold out |
| Accurate Wealth Management, LLC | 0 | $0 | 0.00% | −807−100.0% | Sold out |
| Headlands Technologies LLC | 0 | $0 | 0.00% | −641−100.0% | Sold out |
| Freedom Wealth Alliance, LLC | 0 | $0 | 0.00% | −400−100.0% | Sold out |
| RE Dickinson Investment Advisors, LLC | 0 | $0 | 0.00% | −320−100.0% | Sold out |
| Truvestments Capital LLC | 0 | $0 | 0.00% | −137−100.0% | Sold out |
| Exchange Traded Concepts, LLC | 0 | $0 | 0.00% | −14−100.0% | Sold out |
| VitalStone Financial, LLC | 0 | $0 | 0.00% | −20−100.0% | Sold out |
| Sofos Investments, Inc. | 0 | $0 | 0.00% | −7−100.0% | Sold out |
| CoreCap Advisors, LLC | – | – | – | – | Not filed |
| Semmax Financial Advisors Inc. | – | – | – | – | Not filed |
| Cribstone Capital Management, LLC | – | – | – | – | Not filed |
| Align Wealth Management, LLC | – | – | – | – | Not filed |