Prospect Capital Corp
PSEC- Exchange
- Nasdaq
- SEC CIK
- 0001287032
In the last 90 days, Prospect Capital Corp insiders filed 1 open-market purchase and 0 sales; 204 institutions reported holding it in 13F filings for Q2 2026, worth $206.6M in total; no superinvestor holds it.
Other share classesPSEC.PA
13F holders, Q1 2023
Institutional positions in Prospect Capital Corp as of Mar 31, 2023. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 250
- +8 vs. Q4 2022
- Shares held
- 30.5M
- −551.0K (−1.8%) vs. Q4 2022
- Total value
- $203.2M
- −$3.67M (−1.8%) vs. Q4 2022
- New holders
- 38
- 87 more added
- Sold out
- 30
- 61 more reduced
4 institutions that held it in Q4 2022 haven't filed for Q1 2023 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q4 2022: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting PSEC on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 204 | $206.6M |
| Q1 2026 | 218 | $223.8M |
| Q4 2025 | 224 | $214.1M |
| Q3 2025 | 228 | $224.4M |
| Q2 2025 | 224 | $208.4M |
| Q1 2025 | 224 | $239.8M |
| Q4 2024 | 239 | $193.5M |
| Q3 2024 | 226 | $200.9M |
| Q2 2024 | 230 | $221.4M |
| Q1 2024 | 230 | $228.3M |
| Q4 2023 | 244 | $219.5M |
| Q3 2023 | 234 | $195.5M |
| Q2 2023 | 234 | $194.5M |
| Q1 2023 | 250 | $203.2M |
| Q4 2022 | 246 | $206.9M |
| Q3 2022 | 229 | $174.7M |
| Q2 2022 | 228 | $206.6M |
| Q1 2022 | 215 | $232.4M |
| Q4 2021 | 228 | $254.5M |
| Q3 2021 | 194 | $258.3M |
| Q2 2021 | 202 | $316.6M |
| Q1 2021 | 192 | $267.3M |
Institutions, Q1 2023
Shares, value and share of portfolio for each institution holding Prospect Capital Corp; share changes are against Q4 2022.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Smithfield Trust Co | 47 | $0 | 0.00% | 00.0% | Unchanged |
| SOA Wealth Advisors, LLC. | 2 | $14 | 0.00% | 00.0% | Unchanged |
| FMR LLC | 4 | $28 | 0.00% | +4 | New |
| Citigroup Inc | 10 | $70 | 0.00% | −38,454−100.0% | Reduced |
| Deutsche Bank AG | 19 | $132 | 0.00% | +19 | New |
| Northwestern Mutual Wealth Management Co | 42 | $291 | 0.00% | −1,210−96.6% | Reduced |
| Allworth Financial LP | 43 | $300 | 0.00% | 00.0% | Unchanged |
| Quadrant Capital Group LLC | 43 | $300 | 0.00% | 00.0% | Unchanged |
| Baker Avenue Asset Management, LP | 61 | $425 | 0.00% | 00.0% | Unchanged |
| Barclays PLC | 89 | $619 | 0.00% | 00.0% | Unchanged |
| GHP Investment Advisors, Inc. | 100 | $696 | 0.00% | 00.0% | Unchanged |
| Heritage Wealth Advisors | 100 | $696 | 0.00% | 00.0% | Unchanged |
| Umb Bank N A | 137 | $954 | 0.00% | 00.0% | Unchanged |
| Peoples Financial Services Corp. | 205 | $1.43K | 0.00% | 00.0% | Unchanged |
| Hexagon Capital Partners LLC | 212 | $1.48K | 0.00% | −285−57.3% | Reduced |
| Sageworth Trust Co | 278 | $1.94K | 0.00% | +278 | New |
| Federation des caisses Desjardins du Quebec | 300 | $2.09K | 0.00% | −12,200−97.6% | Reduced |
| Rise Advisors, LLC | 338 | $2.35K | 0.00% | +9+2.7% | Added |
| Assetmark, Inc | 404 | $2.81K | 0.00% | +404 | New |
| Salem Investment Counselors Inc | 500 | $3.51K | 0.00% | −300−37.5% | Reduced |
| Cape Investment Advisory, Inc. | 559 | $3.89K | 0.00% | +559 | New |
| PSI Advisors, LLC | 575 | $4.00K | 0.00% | 00.0% | Unchanged |
| Gradient Investments LLC | 657 | $4.57K | 0.00% | +657 | New |
| Fifth Third Bancorp | 811 | $5.64K | 0.00% | −189−18.9% | Reduced |
| Focused Wealth Management, Inc | 905 | $6.30K | 0.00% | +2+0.2% | Added |
| Larson Financial Group LLC | 913 | $6.35K | 0.00% | 00.0% | Unchanged |
| AdvisorNet Financial, Inc | 914 | $6.37K | 0.00% | +22+2.5% | Added |
| Gables Capital Management Inc. | 1,000 | $6.96K | 0.00% | 00.0% | Unchanged |
| Ellevest, Inc. | 1,077 | $7.49K | 0.00% | +27+2.6% | Added |
| Citadel Advisors LLC | 1,240 | $8.63K | 0.00% | +1,240 | New |
| Cowen Prime Advisors LLC | 1,300 | $9.00K | 0.00% | 00.0% | Unchanged |
| Kistler-Tiffany Companies, LLC | 1,334 | $9.29K | 0.00% | 00.0% | Unchanged |
| TD Waterhouse Canada Inc. | 1,000 | $9.30K | 0.00% | +1,000 | New |
| Beacon Capital Management, LLC | 1,407 | $9.80K | 0.00% | +35+2.6% | Added |
| Toronto Dominion Bank | 1,500 | $10.0K | 0.00% | 00.0% | Unchanged |
| Carmichael Hill & Associates, Inc. | 1,465 | $10.2K | 0.01% | 00.0% | Unchanged |
| WealthPLAN Partners, LLC | 1,491 | $10.4K | 0.00% | +1,491 | New |
| Huntington National Bank | 1,500 | $10.4K | 0.00% | 00.0% | Unchanged |
| Oliver Lagore Vanvalin Investment Group | 1,575 | $11.0K | 0.00% | −100−6.0% | Reduced |
| McIlrath & Eck, LLC | 1,631 | $11.4K | 0.00% | 00.0% | Unchanged |
| Cypress Capital Management LLC (WY) | 1,631 | $11.4K | 0.01% | +39+2.4% | Added |
| IFP Advisors, Inc | 1,750 | $11.9K | 0.00% | −447−20.3% | Reduced |
| Nomura Asset Management Co Ltd | 1,808 | $12.6K | 0.00% | +1,341+287.2% | Added |
| West Branch Capital LLC | 2,018 | $14.0K | 0.01% | 00.0% | Unchanged |
| First Horizon Advisors, Inc. | 2,250 | $15.7K | 0.00% | 00.0% | Unchanged |
| Core Wealth Advisors, Inc. | 2,276 | $15.8K | 0.01% | +58+2.6% | Added |
| Geneos Wealth Management Inc. | 2,300 | $16.0K | 0.00% | 00.0% | Unchanged |
| PEAK6 Investments LLC | 2,384 | $16.6K | 0.00% | +2,384 | New |
| GWM Advisors LLC | 2,554 | $17.8K | 0.00% | 00.0% | Unchanged |
| Webster Bank, N. A. | 2,620 | $18.2K | 0.00% | 00.0% | Unchanged |
| Financial Management Professionals, Inc. | 2,824 | $20.0K | 0.00% | +68+2.5% | Added |
| Founders Capital Management | 3,000 | $21.0K | 0.02% | 00.0% | Unchanged |
| Avion Wealth | 3,236 | $22.0K | 0.01% | +79+2.5% | Added |
| Leonteq Securities AG | 3,200 | $22.3K | 0.00% | −2,500−43.9% | Reduced |
| TCI Wealth Advisors, Inc. | 3,883 | $27.0K | 0.00% | +88+2.3% | Added |
| Farther Finance Advisors, LLC | 4,000 | $27.8K | 0.01% | −360−8.3% | Reduced |
| Banque Cantonale Vaudoise | 4,000 | $28.0K | 0.00% | 00.0% | Unchanged |
| Lindbrook Capital, LLC | 4,783 | $33.3K | 0.00% | +2,106+78.7% | Added |
| Private Trust Co NA | 5,014 | $34.9K | 0.00% | 00.0% | Unchanged |
| Farmers & Merchants Trust Co of Chambersburg PA | 5,000 | $35.0K | 0.02% | 00.0% | Unchanged |
| HHM Wealth Advisors, LLC | 5,372 | $37.4K | 0.01% | 00.0% | Unchanged |
| Global Retirement Partners, LLC | 6,267 | $39.4K | 0.00% | +2,267+56.7% | Added |
| Quent Capital, LLC | 5,827 | $40.6K | 0.01% | +5,827 | New |
| Asset Dedication, LLC | 5,880 | $41.0K | 0.00% | 00.0% | Unchanged |
| AllSquare Wealth Management LLC | 6,000 | $41.8K | 0.03% | 00.0% | Unchanged |
| Ameritas Advisory Services, LLC | 6,529 | $45.3K | 0.00% | +6,529 | New |
| CNB Bank | 7,500 | $52.2K | 0.03% | 00.0% | Unchanged |
| Carmel Capital Partners, LLC | 9,850 | $68.6K | 0.04% | +9,850 | New |
| Money Concepts Capital Corp | 10,000 | $69.6K | 0.00% | −128,345−92.8% | Reduced |
| Shufro Rose & Co LLC | 10,000 | $69.6K | 0.01% | 00.0% | Unchanged |
| Capasso Planning Partners LLC | 10,000 | $69.7K | 0.04% | 00.0% | Unchanged |
| Arete Wealth Advisors, LLC | 10,177 | $71.0K | 0.01% | +10,177 | New |
| Signaturefd, LLC | 10,207 | $71.0K | 0.00% | +3,701+56.9% | Added |
| Two Sigma Investments, LP | 10,220 | $71.1K | 0.00% | +10,220 | New |
| AlphaQ Advisors LLC | 10,227 | $71.2K | 0.06% | −10.0% | Reduced |
| Balyasny Asset Management LLC | 10,228 | $71.2K | 0.00% | +10,228 | New |
| CWM, LLC | 10,542 | $73.0K | 0.00% | +8,396+391.2% | Added |
| Texas Yale Capital Corp. | 10,500 | $73.1K | 0.00% | 00.0% | Unchanged |
| KG&L Capital Management,LLC | 10,511 | $73.2K | 0.04% | +75+0.7% | Added |
| Lido Advisors, LLC | 10,563 | $73.5K | 0.00% | +27+0.3% | Added |
| National Wealth Management Group, LLC | 12,310 | $74.8K | 0.09% | −657−5.1% | Reduced |
| Archer Investment Corp | 11,000 | $76.6K | 0.03% | 00.0% | Unchanged |
| Equitable Trust Co | 11,000 | $76.6K | 0.01% | +11,000 | New |
| Two Sigma Advisers, LP | 11,700 | $81.4K | 0.00% | −383,500−97.0% | Reduced |
| Jump Financial, LLC | 11,800 | $82.1K | 0.00% | +11,800 | New |
| SFI Advisors, LLC | 11,820 | $82.3K | 0.08% | 00.0% | Unchanged |
| Silverlake Wealth Management LLC | 11,840 | $82.4K | 0.05% | +108+0.9% | Added |
| LVW Advisors, LLC | 12,124 | $84.4K | 0.02% | 00.0% | Unchanged |
| National Asset Management, Inc. | 12,149 | $85.3K | 0.00% | +120+1.0% | Added |
| Highlander Capital Management, LLC | 12,500 | $87.0K | 0.04% | 00.0% | Unchanged |
| Moneta Group Investment Advisors LLC | 12,697 | $88.4K | 0.00% | +12,697 | New |
| Sawtooth Solutions, LLC | 12,724 | $88.6K | 0.00% | +12,724 | New |
| Detalus Advisors, LLC | 12,955 | $90.2K | 0.04% | 00.0% | Unchanged |
| Oppenheimer & Co Inc | 13,022 | $90.6K | 0.00% | −200−1.5% | Reduced |
| Gerber Kawasaki Wealth & Investment Management | 13,103 | $91.2K | 0.01% | +10+0.1% | Added |
| Cypress Wealth Services, LLC | 13,450 | $93.6K | 0.03% | +13,450 | New |
| Capital Advisors Wealth Management, LLC | 13,500 | $94.0K | 0.03% | 00.0% | Unchanged |
| Traynor Capital Management, Inc. | 13,729 | $95.6K | 0.01% | −2,388−14.8% | Reduced |
| Cipher Capital LP | 13,942 | $97.0K | 0.02% | +3,817+37.7% | Added |
| PFG Investments, LLC | 13,948 | $97.1K | 0.02% | +13,948 | New |