Prospect Capital Corp
PSEC- Exchange
- Nasdaq
- SEC CIK
- 0001287032
In the last 90 days, Prospect Capital Corp insiders filed 1 open-market purchase and 0 sales; 204 institutions reported holding it in 13F filings for Q2 2026, worth $206.6M in total; no superinvestor holds it.
Other share classesPSEC.PA
13F holders, Q3 2023
Institutional positions in Prospect Capital Corp as of Sep 30, 2023. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 234
- +2 vs. Q2 2023
- Shares held
- 33.6M
- +994.9K (+3.0%) vs. Q2 2023
- Total value
- $195.5M
- +$999.9K (+0.5%) vs. Q2 2023
- New holders
- 29
- 101 more added
- Sold out
- 27
- 47 more reduced
2 institutions that held it in Q2 2023 haven't filed for Q3 2023 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q2 2023: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting PSEC on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 204 | $206.6M |
| Q1 2026 | 218 | $223.8M |
| Q4 2025 | 224 | $214.1M |
| Q3 2025 | 228 | $224.4M |
| Q2 2025 | 224 | $208.4M |
| Q1 2025 | 224 | $239.8M |
| Q4 2024 | 239 | $193.5M |
| Q3 2024 | 226 | $200.9M |
| Q2 2024 | 230 | $221.4M |
| Q1 2024 | 230 | $228.3M |
| Q4 2023 | 244 | $219.5M |
| Q3 2023 | 234 | $195.5M |
| Q2 2023 | 234 | $194.5M |
| Q1 2023 | 250 | $203.2M |
| Q4 2022 | 246 | $206.9M |
| Q3 2022 | 229 | $174.7M |
| Q2 2022 | 228 | $206.6M |
| Q1 2022 | 215 | $232.4M |
| Q4 2021 | 228 | $254.5M |
| Q3 2021 | 194 | $258.3M |
| Q2 2021 | 202 | $316.6M |
| Q1 2021 | 192 | $267.3M |
Institutions, Q3 2023
Shares, value and share of portfolio for each institution holding Prospect Capital Corp; share changes are against Q2 2023.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Schonfeld Strategic Advisors LLC | 37,700 | $228.1K | 0.00% | +37,700 | New |
| IFG Advisory, LLC | 36,195 | $219.0K | 0.02% | 00.0% | Unchanged |
| Kestra Advisory Services, LLC | 34,748 | $210.2K | 0.00% | −9,997−22.3% | Reduced |
| Harbour Investments, Inc. | 34,603 | $209.3K | 0.01% | +2,538+7.9% | Added |
| Y-Intercept (Hong Kong) Ltd | 33,936 | $205.3K | 0.02% | +33,936 | New |
| Natixis | 32,985 | $199.6K | 0.00% | −1,743−5.0% | Reduced |
| Davenport & Co LLC | 30,006 | $181.5K | 0.00% | +9,000+42.8% | Added |
| Clear Creek Financial Management, LLC | 29,989 | $181.4K | 0.03% | −2,127−6.6% | Reduced |
| BancorpSouth Bank | 29,720 | $179.8K | 0.02% | +585+2.0% | Added |
| Sunbelt Securities, Inc. | 29,296 | $177.2K | 0.02% | −1,921−6.2% | Reduced |
| Dudley Capital Management, LLC | 28,900 | $174.8K | 0.12% | 00.0% | Unchanged |
| Prelude Capital Management, LLC | 28,272 | $171.0K | 0.02% | +28,272 | New |
| Keebeck Alpha, LP | 28,272 | $171.0K | 0.17% | +28,272 | New |
| Tri Locum Partners LP | 27,957 | $169.1K | 0.05% | +27,957 | New |
| Strategies Wealth Advisors, LLC | 27,814 | $168.3K | 0.03% | +824+3.1% | Added |
| Eagle Global Advisors LLC | 27,800 | $168.2K | 0.01% | 00.0% | Unchanged |
| Mercer Global Advisors Inc | 27,125 | $164.0K | 0.00% | +8,496+45.6% | Added |
| Ausdal Financial Partners, Inc. | 26,681 | $161.4K | 0.02% | −325−1.2% | Reduced |
| Atom Investors LP | 25,997 | $157.3K | 0.04% | +25,997 | New |
| Johnson Midwest Financial, LLC | 25,596 | $154.9K | 0.35% | +28+0.1% | Added |
| Highlander Capital Management, LLC | 24,615 | $149.0K | 0.06% | +12,115+96.9% | Added |
| Heritage Trust Co | 24,585 | $148.7K | 0.02% | 00.0% | Unchanged |
| Independent Financial Group, LLC | 23,870 | $144.4K | 0.01% | 00.0% | Unchanged |
| Sunesis Advisors, LLC | 22,246 | $134.6K | 0.10% | +22,246 | New |
| J.W. Cole Advisors, Inc. | 21,818 | $132.0K | 0.01% | −422−1.9% | Reduced |
| Regal Investment Advisors LLC | 21,697 | $131.3K | 0.01% | +245+1.1% | Added |
| Susquehanna International Group, LLP | 21,455 | $129.8K | 0.00% | −6,907−24.4% | Reduced |
| Stephens Inc | 21,417 | $129.6K | 0.00% | +500+2.4% | Added |
| Strategic Financial Concepts, LLC | 21,133 | $127.9K | 0.04% | 00.0% | Unchanged |
| BNP Paribas Arbitrage, SA | 20,149 | $121.9K | 0.00% | −908−4.3% | Reduced |
| Inspire Advisors, LLC | 19,995 | $121.0K | 0.02% | +1,118+5.9% | Added |
| Level Four Advisory Services, LLC | 19,637 | $118.8K | 0.01% | +391+2.0% | Added |
| Steward Partners Investment Advisory, LLC | 19,575 | $118.4K | 0.00% | 00.0% | Unchanged |
| Zimmermann Investment Management & Planning LLC | 18,053 | $109.2K | 0.05% | +330+1.9% | Added |
| Wealth Enhancement Advisory Services, LLC | 17,722 | $107.2K | 0.00% | +17,722 | New |
| Gries Financial LLC | 17,308 | $104.7K | 0.03% | +17,308 | New |
| EMC Capital Management | 16,677 | $101.0K | 0.07% | +11,036+195.6% | Added |
| Wedbush Securities Inc | 16,316 | $99.0K | 0.00% | +5,200+46.8% | Added |
| First National Bank of Mount Dora, Trust Investment Services | 15,300 | $92.6K | 0.03% | 00.0% | Unchanged |
| Cherry Creek Investment Advisors, Inc. | 15,111 | $91.4K | 0.06% | 00.0% | Unchanged |
| Girard Partners Ltd. | 15,063 | $91.1K | 0.01% | 00.0% | Unchanged |
| Money Concepts Capital Corp | 15,000 | $90.8K | 0.01% | −1,724−10.3% | Reduced |
| Parallel Advisors, LLC | 14,395 | $87.1K | 0.00% | −3,238−18.4% | Reduced |
| NinePointTwo Capital | 14,410 | $87.0K | 0.04% | 00.0% | Unchanged |
| Envestnet Asset Management Inc | 14,079 | $85.2K | 0.00% | +1,520+12.1% | Added |
| MQS Management LLC | 13,984 | $84.6K | 0.05% | +13,984 | New |
| Traynor Capital Management, Inc. | 13,947 | $84.4K | 0.01% | +112+0.8% | Added |
| Detalus Advisors, LLC | 13,500 | $81.7K | 0.04% | +545+4.2% | Added |
| StoneX Group Inc. | 13,455 | $81.5K | 0.01% | +13,455 | New |
| National Asset Management, Inc. | 13,116 | $80.1K | 0.00% | +137+1.1% | Added |
| MAI Capital Management | 13,105 | $79.3K | 0.00% | 00.0% | Unchanged |
| MML Investors Services, LLC | 13,008 | $79.0K | 0.00% | −1,660−11.3% | Reduced |
| Two Sigma Securities, LLC | 13,000 | $78.7K | 0.00% | +13,000 | New |
| Moneta Group Investment Advisors LLC | 12,747 | $77.1K | 0.00% | −50−0.4% | Reduced |
| Gerber Kawasaki Wealth & Investment Management | 12,725 | $77.0K | 0.01% | −50.0% | Reduced |
| Merit Financial Group, LLC | 12,453 | $75.3K | 0.00% | +12,453 | New |
| LVW Advisors, LLC | 12,196 | $73.8K | 0.02% | +44+0.4% | Added |
| Silverlake Wealth Management LLC | 12,099 | $73.2K | 0.04% | +133+1.1% | Added |
| PFG Advisors | 11,960 | $72.4K | 0.01% | 00.0% | Unchanged |
| Balyasny Asset Management LLC | 11,851 | $71.7K | 0.00% | −148,410−92.6% | Reduced |
| SFI Advisors, LLC | 11,820 | $71.5K | 0.07% | 00.0% | Unchanged |
| Oppenheimer & Co Inc | 11,522 | $69.7K | 0.00% | −1,500−11.5% | Reduced |
| Verition Fund Management LLC | 11,347 | $68.6K | 0.00% | +11,347 | New |
| CI Private Wealth, LLC | 11,215 | $67.9K | 0.00% | +11,215 | New |
| Texas Yale Capital Corp. | 11,150 | $67.5K | 0.00% | +650+6.2% | Added |
| Archer Investment Corp | 11,000 | $66.5K | 0.02% | 00.0% | Unchanged |
| KG&L Capital Management,LLC | 10,660 | $64.5K | 0.03% | +61+0.6% | Added |
| Lido Advisors, LLC | 10,626 | $64.3K | 0.00% | +33+0.3% | Added |
| Fox Run Management, L.L.C. | 10,523 | $63.7K | 0.02% | +10,523 | New |
| BBR Partners, LLC | 10,385 | $62.8K | 0.01% | +11+0.1% | Added |
| WealthPLAN Partners, LLC | 10,330 | $62.5K | 0.01% | +2,000+24.0% | Added |
| AlphaQ Advisors LLC | 10,228 | $61.9K | 0.05% | 00.0% | Unchanged |
| Koshinski Asset Management, Inc. | 10,210 | $61.8K | 0.01% | 00.0% | Unchanged |
| Shufro Rose & Co LLC | 10,000 | $60.5K | 0.01% | 00.0% | Unchanged |
| CWM, LLC | 9,863 | $60.0K | 0.00% | +11+0.1% | Added |
| Citigroup Inc | 8,037 | $48.6K | 0.00% | +8,027+80,270.0% | Added |
| CNB Bank | 7,842 | $47.4K | 0.03% | +342+4.6% | Added |
| Quent Capital, LLC | 6,183 | $37.4K | 0.01% | +183+3.1% | Added |
| AllSquare Wealth Management LLC | 6,000 | $36.3K | 0.02% | 00.0% | Unchanged |
| Signaturefd, LLC | 5,973 | $36.1K | 0.00% | +249+4.4% | Added |
| Asset Dedication, LLC | 5,880 | $36.0K | 0.00% | 00.0% | Unchanged |
| NBC Securities, Inc. | 5,700 | $34.0K | 0.00% | +5,700 | New |
| Citadel Advisors LLC | 5,510 | $33.3K | 0.00% | +5,510 | New |
| HHM Wealth Advisors, LLC | 5,372 | $32.5K | 0.01% | 00.0% | Unchanged |
| Private Trust Co NA | 5,014 | $30.3K | 0.00% | 00.0% | Unchanged |
| Farmers & Merchants Trust Co of Chambersburg PA | 5,000 | $30.0K | 0.02% | 00.0% | Unchanged |
| Farther Finance Advisors, LLC | 4,000 | $24.2K | 0.00% | 00.0% | Unchanged |
| Comerica Bank | 4,000 | $24.2K | 0.00% | +4,000 | New |
| Banque Cantonale Vaudoise | 4,000 | $24.0K | 0.00% | 00.0% | Unchanged |
| Lindbrook Capital, LLC | 3,922 | $23.7K | 0.00% | +1,180+43.0% | Added |
| Avion Wealth | 3,509 | $21.0K | 0.01% | +99+2.9% | Added |
| Coastal Investment Advisors, Inc. | 3,195 | $19.8K | 0.00% | 00.0% | Unchanged |
| Founders Capital Management | 3,000 | $18.1K | 0.01% | 00.0% | Unchanged |
| Webster Bank, N. A. | 2,620 | $15.9K | 0.00% | 00.0% | Unchanged |
| Core Wealth Advisors, Inc. | 2,415 | $14.6K | 0.01% | +71+3.0% | Added |
| Geneos Wealth Management Inc. | 2,300 | $13.9K | 0.00% | 00.0% | Unchanged |
| First Horizon Advisors, Inc. | 2,250 | $13.6K | 0.00% | 00.0% | Unchanged |
| Allworth Financial LP | 2,183 | $13.2K | 0.00% | +2,148+6,137.1% | Added |
| West Branch Capital LLC | 2,018 | $12.2K | 0.01% | 00.0% | Unchanged |
| GWM Advisors LLC | 1,812 | $11.0K | 0.00% | +17+0.9% | Added |