Prospect Capital Corp
PSEC- Exchange
- Nasdaq
- SEC CIK
- 0001287032
In the last 90 days, Prospect Capital Corp insiders filed 1 open-market purchase and 0 sales; 204 institutions reported holding it in 13F filings for Q2 2026, worth $206.6M in total; no superinvestor holds it.
Other share classesPSEC.PA
13F holders, Q3 2023
Institutional positions in Prospect Capital Corp as of Sep 30, 2023. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 234
- +2 vs. Q2 2023
- Shares held
- 33.6M
- +994.9K (+3.0%) vs. Q2 2023
- Total value
- $195.5M
- +$999.9K (+0.5%) vs. Q2 2023
- New holders
- 29
- 101 more added
- Sold out
- 27
- 47 more reduced
2 institutions that held it in Q2 2023 haven't filed for Q3 2023 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q2 2023: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting PSEC on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 204 | $206.6M |
| Q1 2026 | 218 | $223.8M |
| Q4 2025 | 224 | $214.1M |
| Q3 2025 | 228 | $224.4M |
| Q2 2025 | 224 | $208.4M |
| Q1 2025 | 224 | $239.8M |
| Q4 2024 | 239 | $193.5M |
| Q3 2024 | 226 | $200.9M |
| Q2 2024 | 230 | $221.4M |
| Q1 2024 | 230 | $228.3M |
| Q4 2023 | 244 | $219.5M |
| Q3 2023 | 234 | $195.5M |
| Q2 2023 | 234 | $194.5M |
| Q1 2023 | 250 | $203.2M |
| Q4 2022 | 246 | $206.9M |
| Q3 2022 | 229 | $174.7M |
| Q2 2022 | 228 | $206.6M |
| Q1 2022 | 215 | $232.4M |
| Q4 2021 | 228 | $254.5M |
| Q3 2021 | 194 | $258.3M |
| Q2 2021 | 202 | $316.6M |
| Q1 2021 | 192 | $267.3M |
Institutions, Q3 2023
Shares, value and share of portfolio for each institution holding Prospect Capital Corp; share changes are against Q2 2023.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| AdvisorNet Financial, Inc | 1,747 | $10.6K | 0.00% | +50+2.9% | Added |
| Cypress Capital Management LLC (WY) | 1,726 | $10.4K | 0.01% | +49+2.9% | Added |
| Coppell Advisory Solutions LLC | 1,465 | $10.2K | 0.00% | −83−5.4% | Reduced |
| Huntington National Bank | 1,500 | $9.07K | 0.00% | 00.0% | Unchanged |
| Toronto Dominion Bank | 1,500 | $9.07K | 0.00% | 00.0% | Unchanged |
| Beacon Capital Management, LLC | 1,449 | $8.98K | 0.00% | 00.0% | Unchanged |
| Carmichael Hill & Associates, Inc. | 1,465 | $8.86K | 0.00% | 00.0% | Unchanged |
| Semmax Financial Advisors Inc. | 1,480 | $8.32K | 0.00% | +1,480 | New |
| Global Retirement Partners, LLC | 1,403 | $8.26K | 0.00% | −4,948−77.9% | Reduced |
| Quadrant Capital Group LLC | 1,238 | $7.49K | 0.00% | +1,238 | New |
| Tower Research Capital LLC (TRC) | 1,077 | $6.52K | 0.00% | +48+4.7% | Added |
| Gables Capital Management Inc. | 1,000 | $6.05K | 0.00% | 00.0% | Unchanged |
| Larson Financial Group LLC | 913 | $5.52K | 0.00% | 00.0% | Unchanged |
| Focused Wealth Management, Inc | 911 | $5.51K | 0.00% | +3+0.3% | Added |
| Leonteq Securities AG | 800 | $4.84K | 0.00% | 00.0% | Unchanged |
| IFP Advisors, Inc | 750 | $4.54K | 0.00% | −1,101−59.5% | Reduced |
| Carmel Capital Partners, LLC | 624 | $3.77K | 0.00% | +624 | New |
| Cape Investment Advisory, Inc. | 559 | $3.38K | 0.00% | 00.0% | Unchanged |
| Nomura Asset Management Co Ltd | 491 | $2.97K | 0.00% | −1,317−72.8% | Reduced |
| Rise Advisors, LLC | 359 | $2.17K | 0.00% | +11+3.2% | Added |
| Federation des caisses Desjardins du Quebec | 300 | $1.81K | 0.00% | 00.0% | Unchanged |
| Peoples Financial Services Corp. | 205 | $1.24K | 0.00% | 00.0% | Unchanged |
| Barclays PLC | 178 | $1.08K | 0.00% | +89+100.0% | Added |
| Rogco, LP | 165 | $998 | 0.00% | +165 | New |
| Fifth Third Bancorp | 111 | $672 | 0.00% | 00.0% | Unchanged |
| Heritage Wealth Advisors | 100 | $605 | 0.00% | 00.0% | Unchanged |
| Hexagon Capital Partners LLC | 82 | $496 | 0.00% | −2−2.4% | Reduced |
| Baker Avenue Asset Management, LP | 74 | $448 | 0.00% | −61−45.2% | Reduced |
| Sound Income Strategies, LLC | 73 | $442 | 0.00% | +73 | New |
| Northwestern Mutual Wealth Management Co | 42 | $253 | 0.00% | −1,266−96.8% | Reduced |
| FMR LLC | 2 | $12 | 0.00% | −2−50.0% | Reduced |
| Smithfield Trust Co | 47 | $0 | 0.00% | 00.0% | Unchanged |
| Ronald Blue Trust, Inc. | 1 | $0 | 0.00% | +1 | New |
| Y.D. More Investments Ltd | 1,273,209 | – | – | 00.0% | Unchanged |
| PSI Advisors, LLC | 0 | $0 | 0.00% | −575−100.0% | Sold out |
| Cubist Systematic Strategies, LLC | 0 | $0 | 0.00% | −318,384−100.0% | Sold out |
| Mackenzie Financial Corp | 0 | $0 | 0.00% | −78,083−100.0% | Sold out |
| Virtu Financial LLC | 0 | $0 | 0.00% | −73,343−100.0% | Sold out |
| IHT Wealth Management, LLC | 0 | $0 | 0.00% | −21,434−100.0% | Sold out |
| Threadgill Financial, LLC | 0 | $0 | 0.00% | −19,500−100.0% | Sold out |
| Evergreen Capital Management LLC | 0 | $0 | 0.00% | −19,131−100.0% | Sold out |
| D. E. Shaw & Co., Inc. | 0 | $0 | 0.00% | −18,905−100.0% | Sold out |
| WMG Financial Advisors, LLC | 0 | $0 | 0.00% | −18,100−100.0% | Sold out |
| Aquatic Capital Management LLC | 0 | $0 | 0.00% | −17,700−100.0% | Sold out |
| Walleye Trading LLC | 0 | $0 | 0.00% | −15,383−100.0% | Sold out |
| Salvus Wealth Management, LLC | 0 | $0 | 0.00% | −14,571−100.0% | Sold out |
| Captrust Financial Advisors | 0 | $0 | 0.00% | −13,990−100.0% | Sold out |
| Arete Wealth Advisors, LLC | 0 | $0 | 0.00% | −13,439−100.0% | Sold out |
| Clarity Wealth Advisors, LLC | 0 | $0 | 0.00% | −10,076−100.0% | Sold out |
| Capital Advisors Wealth Management, LLC | 0 | $0 | 0.00% | −10,000−100.0% | Sold out |
| Capasso Planning Partners LLC | 0 | $0 | 0.00% | −10,000−100.0% | Sold out |
| Bank Julius Baer & Co. Ltd, Zurich | 0 | $0 | 0.00% | −9,816−100.0% | Sold out |
| Financial Management Professionals, Inc. | 0 | $0 | 0.00% | −2,904−100.0% | Sold out |
| McIlrath & Eck, LLC | 0 | $0 | 0.00% | −1,631−100.0% | Sold out |
| Oliver Lagore Vanvalin Investment Group | 0 | $0 | 0.00% | −1,300−100.0% | Sold out |
| Cutler Group LP | 0 | $0 | 0.00% | −215−100.0% | Sold out |
| Venturi Wealth Management, LLC | 0 | $0 | 0.00% | −110−100.0% | Sold out |
| Quantbot Technologies LP | 0 | $0 | 0.00% | −47−100.0% | Sold out |
| Sofos Investments, Inc. | 0 | $0 | 0.00% | −6−100.0% | Sold out |
| Gradient Investments LLC | 0 | $0 | 0.00% | −2−100.0% | Sold out |
| VitalStone Financial, LLC | 0 | $0 | 0.00% | −20−100.0% | Sold out |
| Kistler-Tiffany Companies, LLC | – | – | – | – | Not filed |
| Cowen Prime Advisors LLC | – | – | – | – | Not filed |