Prospect Capital Corp
PSEC- Exchange
- Nasdaq
- SEC CIK
- 0001287032
In the last 90 days, Prospect Capital Corp insiders filed 1 open-market purchase and 0 sales; 204 institutions reported holding it in 13F filings for Q2 2026, worth $206.6M in total; no superinvestor holds it.
Other share classesPSEC.PA
13F holders, Q3 2024
Institutional positions in Prospect Capital Corp as of Sep 30, 2024. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 226
- −2 vs. Q2 2024
- Shares held
- 38.5M
- +409.6K (+1.1%) vs. Q2 2024
- Total value
- $200.9M
- −$10.6M (−5.0%) vs. Q2 2024
- New holders
- 30
- 85 more added
- Sold out
- 32
- 62 more reduced
2 institutions that held it in Q2 2024 haven't filed for Q3 2024 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q2 2024: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting PSEC on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 204 | $206.6M |
| Q1 2026 | 218 | $223.8M |
| Q4 2025 | 224 | $214.1M |
| Q3 2025 | 228 | $224.4M |
| Q2 2025 | 224 | $208.4M |
| Q1 2025 | 224 | $239.8M |
| Q4 2024 | 239 | $193.5M |
| Q3 2024 | 226 | $200.9M |
| Q2 2024 | 230 | $221.4M |
| Q1 2024 | 230 | $228.3M |
| Q4 2023 | 244 | $219.5M |
| Q3 2023 | 234 | $195.5M |
| Q2 2023 | 234 | $194.5M |
| Q1 2023 | 250 | $203.2M |
| Q4 2022 | 246 | $206.9M |
| Q3 2022 | 229 | $174.7M |
| Q2 2022 | 228 | $206.6M |
| Q1 2022 | 215 | $232.4M |
| Q4 2021 | 228 | $254.5M |
| Q3 2021 | 194 | $258.3M |
| Q2 2021 | 202 | $316.6M |
| Q1 2021 | 192 | $267.3M |
Institutions, Q3 2024
Shares, value and share of portfolio for each institution holding Prospect Capital Corp; share changes are against Q2 2024.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Citadel Advisors LLC | 28,279 | $151.3K | 0.00% | +28,279 | New |
| CI Private Wealth, LLC | 26,196 | $140.1K | 0.00% | +14,459+123.2% | Added |
| Eagle Global Advisors LLC | 25,900 | $138.6K | 0.01% | 00.0% | Unchanged |
| J.W. Cole Advisors, Inc. | 25,424 | $136.0K | 0.01% | +3,877+18.0% | Added |
| Comerica Bank | 25,341 | $135.6K | 0.00% | 00.0% | Unchanged |
| Spire Wealth Management | 25,233 | $135.0K | 0.00% | −33,243−56.8% | Reduced |
| Two Sigma Advisers, LP | 25,100 | $134.3K | 0.00% | +4,500+21.8% | Added |
| Regal Investment Advisors LLC | 24,764 | $132.5K | 0.01% | +628+2.6% | Added |
| Atria Wealth Solutions, Inc. | 24,554 | $131.6K | 0.00% | −128,568−84.0% | Reduced |
| Sequoia Financial Advisors, LLC | 24,150 | $129.2K | 0.00% | +24,150 | New |
| Carnegie Lake Advisors LLC | 23,115 | $124.0K | 0.05% | +23,115 | New |
| WMG Financial Advisors, LLC | 22,850 | $122.2K | 0.06% | +3,500+18.1% | Added |
| Wealthfront Advisers LLC | 22,704 | $121.5K | 0.00% | +8,435+59.1% | Added |
| HighTower Advisors, LLC | 22,615 | $120.0K | 0.00% | −96,436−81.0% | Reduced |
| Envestnet Asset Management Inc | 22,220 | $118.9K | 0.00% | +1,161+5.5% | Added |
| Stephens Inc | 21,717 | $116.2K | 0.00% | −1,700−7.3% | Reduced |
| Creative Financial Designs Inc | 21,473 | $114.9K | 0.01% | +747+3.6% | Added |
| Zimmermann Investment Management & Planning LLC | 21,299 | $113.9K | 0.03% | +436+2.1% | Added |
| Strategic Financial Concepts, LLC | 21,199 | $113.4K | 0.04% | −77,260−78.5% | Reduced |
| Level Four Advisory Services, LLC | 21,735 | $112.8K | 0.00% | +710+3.4% | Added |
| Buckingham Strategic Partners | 20,705 | $110.8K | 0.00% | +4,182+25.3% | Added |
| Bank of New York Mellon Corp | 19,837 | $106.1K | 0.00% | +10.0% | Added |
| Brevan Howard Capital Management LP | 19,630 | $105.0K | 0.01% | +9,342+90.8% | Added |
| Great Valley Advisor Group, Inc. | 19,561 | $104.7K | 0.00% | +19,561 | New |
| CWM, LLC | 19,310 | $103.0K | 0.00% | +9,721+101.4% | Added |
| Wealth Enhancement Advisory Services, LLC | 18,579 | $99.4K | 0.00% | −684−3.6% | Reduced |
| Triumph Capital Management | 18,368 | $99.4K | 0.04% | −8,143−30.7% | Reduced |
| PFG Investments, LLC | 17,634 | $94.3K | 0.01% | +17,634 | New |
| West Michigan Advisors, LLC | 16,992 | $91.9K | 0.03% | +16,992 | New |
| MML Investors Services, LLC | 16,961 | $91.0K | 0.00% | −133−0.8% | Reduced |
| XTX Topco Ltd | 16,509 | $88.3K | 0.01% | +16,509 | New |
| Dark Forest Capital Management LP | 16,066 | $86.0K | 0.01% | −30,345−65.4% | Reduced |
| Kingsview Wealth Management, LLC | 16,013 | $85.7K | 0.00% | −967−5.7% | Reduced |
| Cherry Creek Investment Advisors, Inc. | 15,959 | $85.4K | 0.04% | +525+3.4% | Added |
| Sage Capital Management, LLC | 15,500 | $82.9K | 0.04% | +1,500+10.7% | Added |
| First National Bank of Mount Dora, Trust Investment Services | 15,300 | $81.9K | 0.02% | 00.0% | Unchanged |
| SpiderRock Advisors, LLC | 15,225 | $81.5K | 0.00% | 00.0% | Unchanged |
| Inspire Advisors, LLC | 15,130 | $80.9K | 0.01% | −7,241−32.4% | Reduced |
| Empowered Funds, LLC | 15,088 | $80.7K | 0.00% | +1,886+14.3% | Added |
| Wealthcare Advisory Partners LLC | 14,834 | $79.4K | 0.00% | 00.0% | Unchanged |
| Simplex Trading, LLC | 14,878 | $79.0K | 0.00% | +14,878 | New |
| Manufacturers Life Insurance Company, The | 14,742 | $78.9K | 0.00% | −10.0% | Reduced |
| Captrust Financial Advisors | 14,247 | $76.2K | 0.00% | +3,686+34.9% | Added |
| Family Wealth Partners, LLC | 13,888 | $74.3K | 0.04% | +13,888 | New |
| Vanguard Capital Wealth Advisors | 13,563 | $72.6K | 0.08% | −6,740−33.2% | Reduced |
| Shufro Rose & Co LLC | 12,700 | $70.2K | 0.01% | 00.0% | Unchanged |
| Detalus Advisors, LLC | 13,000 | $69.5K | 0.02% | +1,000+8.3% | Added |
| Silverlake Wealth Management LLC | 12,746 | $68.2K | 0.03% | +179+1.4% | Added |
| Janney Montgomery Scott LLC | 12,608 | $67.0K | 0.00% | −11,993−48.8% | Reduced |
| Cutter & CO Brokerage, Inc. | 12,473 | $66.7K | 0.02% | +368+3.0% | Added |
| Moneta Group Investment Advisors LLC | 12,252 | $65.5K | 0.00% | −700−5.4% | Reduced |
| Global Assets Advisory, LLC | 11,992 | $64.0K | 0.04% | +11,992 | New |
| Arkadios Wealth Advisors | 11,901 | $63.7K | 0.00% | −11,024−48.1% | Reduced |
| Aquatic Capital Management LLC | 11,800 | $63.1K | 0.00% | +11,800 | New |
| MAI Capital Management | 11,790 | $63.1K | 0.00% | 00.0% | Unchanged |
| Farther Finance Advisors, LLC | 11,520 | $61.6K | 0.00% | 00.0% | Unchanged |
| Laird Norton Trust Company, LLC | 10,684 | $57.8K | 0.01% | +10,684 | New |
| Wiley Bros.-Aintree Capital, LLC | 10,596 | $56.7K | 0.00% | +10,596 | New |
| Traynor Capital Management, Inc. | 10,560 | $56.5K | 0.00% | −3,781−26.4% | Reduced |
| KG&L Capital Management,LLC | 10,480 | $56.1K | 0.02% | +116+1.1% | Added |
| Main Street Research LLC | 10,207 | $55.2K | 0.00% | +10,207 | New |
| StoneX Group Inc. | 10,186 | $54.6K | 0.00% | +10,186 | New |
| Nebula Research & Development LLC | 10,118 | $54.1K | 0.01% | +10,118 | New |
| NWF Advisory Services Inc. | 10,100 | $54.0K | 0.01% | 00.0% | Unchanged |
| Parallel Advisors, LLC | 9,995 | $53.5K | 0.00% | −2,444−19.6% | Reduced |
| Private Trust Co NA | 8,401 | $44.9K | 0.00% | 00.0% | Unchanged |
| CNB Bank | 7,500 | $40.1K | 0.02% | 00.0% | Unchanged |
| Steward Partners Investment Advisory, LLC | 7,036 | $37.6K | 0.00% | −5,580−44.2% | Reduced |
| Jones Financial Companies LLLP | 6,095 | $32.4K | 0.00% | +5,633+1,219.3% | Added |
| Signaturefd, LLC | 5,914 | $31.6K | 0.00% | −1,566−20.9% | Reduced |
| Asset Dedication, LLC | 5,880 | $31.5K | 0.00% | 00.0% | Unchanged |
| HHM Wealth Advisors, LLC | 5,372 | $28.7K | 0.00% | −300−5.3% | Reduced |
| Optiver Holding B.V. | 5,311 | $28.4K | 0.00% | +5,311 | New |
| Rothschild Investment LLC | 4,900 | $26.2K | 0.00% | 00.0% | Unchanged |
| EverSource Wealth Advisors, LLC | 4,136 | $22.1K | 0.00% | +3,704+857.4% | Added |
| Founders Capital Management | 4,000 | $21.4K | 0.01% | +1,000+33.3% | Added |
| Avion Wealth | 3,985 | $21.0K | 0.01% | +131+3.4% | Added |
| Deutsche Bank AG | 3,774 | $20.2K | 0.00% | 00.0% | Unchanged |
| Ronald Blue Trust, Inc. | 3,303 | $18.3K | 0.00% | +2,872+666.4% | Added |
| Activest Wealth Management | 3,300 | $17.7K | 0.01% | +1,000+43.5% | Added |
| Global Retirement Partners, LLC | 3,153 | $16.9K | 0.00% | +2+0.1% | Added |
| CIBC Private Wealth Group, LLC | 3,000 | $16.1K | 0.00% | 00.0% | Unchanged |
| Lindbrook Capital, LLC | 2,722 | $14.6K | 0.00% | −718−20.9% | Reduced |
| Geneos Wealth Management Inc. | 2,300 | $12.3K | 0.00% | 00.0% | Unchanged |
| Principal Securities, Inc. | 2,148 | $11.5K | 0.00% | +1,842+602.0% | Added |
| West Branch Capital LLC | 2,018 | $10.8K | 0.00% | 00.0% | Unchanged |
| AdvisorNet Financial, Inc | 1,983 | $10.6K | 0.00% | +65+3.4% | Added |
| Cypress Capital Management LLC (WY) | 1,960 | $10.5K | 0.01% | +65+3.4% | Added |
| Coppell Advisory Solutions LLC | 1,793 | $9.52K | 0.00% | +59+3.4% | Added |
| Tower Research Capital LLC (TRC) | 1,750 | $9.36K | 0.00% | −3,941−69.2% | Reduced |
| Huntington National Bank | 1,697 | $9.08K | 0.00% | +167+10.9% | Added |
| Beacon Capital Management, LLC | 1,679 | $8.98K | 0.00% | +56+3.5% | Added |
| Webster Bank, N. A. | 1,620 | $8.67K | 0.00% | 00.0% | Unchanged |
| Carmichael Hill & Associates, Inc. | 1,465 | $7.84K | 0.00% | 00.0% | Unchanged |
| Bokf, NA | 1,222 | $6.45K | 0.00% | +1,222 | New |
| Semmax Financial Advisors Inc. | 1,480 | $6.41K | 0.00% | 00.0% | Unchanged |
| NBC Securities, Inc. | 1,200 | $6.00K | 0.00% | −1,000−45.5% | Reduced |
| Gables Capital Management Inc. | 1,000 | $5.35K | 0.00% | 00.0% | Unchanged |
| Jaffetilchin Investment Partners, LLC | 890 | $4.76K | 0.00% | +890 | New |
| Natixis | 756 | $4.04K | 0.00% | −32,630−97.7% | Reduced |