Prospect Capital Corp
PSEC- Exchange
- Nasdaq
- SEC CIK
- 0001287032
In the last 90 days, Prospect Capital Corp insiders filed 1 open-market purchase and 0 sales; 204 institutions reported holding it in 13F filings for Q2 2026, worth $206.6M in total; no superinvestor holds it.
Other share classesPSEC.PA
13F holders, Q3 2024
Institutional positions in Prospect Capital Corp as of Sep 30, 2024. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 226
- −2 vs. Q2 2024
- Shares held
- 38.5M
- +409.6K (+1.1%) vs. Q2 2024
- Total value
- $200.9M
- −$10.6M (−5.0%) vs. Q2 2024
- New holders
- 30
- 85 more added
- Sold out
- 32
- 62 more reduced
2 institutions that held it in Q2 2024 haven't filed for Q3 2024 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q2 2024: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting PSEC on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 204 | $206.6M |
| Q1 2026 | 218 | $223.8M |
| Q4 2025 | 224 | $214.1M |
| Q3 2025 | 228 | $224.4M |
| Q2 2025 | 224 | $208.4M |
| Q1 2025 | 224 | $239.8M |
| Q4 2024 | 239 | $193.5M |
| Q3 2024 | 226 | $200.9M |
| Q2 2024 | 230 | $221.4M |
| Q1 2024 | 230 | $228.3M |
| Q4 2023 | 244 | $219.5M |
| Q3 2023 | 234 | $195.5M |
| Q2 2023 | 234 | $194.5M |
| Q1 2023 | 250 | $203.2M |
| Q4 2022 | 246 | $206.9M |
| Q3 2022 | 229 | $174.7M |
| Q2 2022 | 228 | $206.6M |
| Q1 2022 | 215 | $232.4M |
| Q4 2021 | 228 | $254.5M |
| Q3 2021 | 194 | $258.3M |
| Q2 2021 | 202 | $316.6M |
| Q1 2021 | 192 | $267.3M |
Institutions, Q3 2024
Shares, value and share of portfolio for each institution holding Prospect Capital Corp; share changes are against Q2 2024.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| IFP Advisors, Inc | 750 | $4.01K | 0.00% | 00.0% | Unchanged |
| GWM Advisors LLC | 675 | $3.61K | 0.00% | −950−58.5% | Reduced |
| Northwestern Mutual Wealth Management Co | 663 | $3.55K | 0.00% | −1,637−71.2% | Reduced |
| Larson Financial Group LLC | 640 | $3.42K | 0.00% | 00.0% | Unchanged |
| Cape Investment Advisory, Inc. | 559 | $2.99K | 0.00% | 00.0% | Unchanged |
| LRI Investments, LLC | 638 | $2.79K | 0.00% | +6+0.9% | Added |
| Legacy Investment Solutions, LLC | 639 | $2.73K | 0.00% | +639 | New |
| Legacy Wealth Managment, LLC | 639 | $2.73K | 0.00% | +639 | New |
| Central Pacific Bank - Trust Division | 428 | $2.29K | 0.00% | 00.0% | Unchanged |
| Rise Advisors, LLC | 410 | $2.19K | 0.00% | +14+3.5% | Added |
| Assetmark, Inc | 387 | $2.07K | 0.00% | −113−22.6% | Reduced |
| Hilltop National Bank | 380 | $2.03K | 0.00% | 00.0% | Unchanged |
| Quadrant Capital Group LLC | 366 | $1.96K | 0.00% | 00.0% | Unchanged |
| Hexagon Capital Partners LLC | 281 | $1.50K | 0.00% | +232+473.5% | Added |
| Peoples Financial Services Corp. | 205 | $1.10K | 0.00% | 00.0% | Unchanged |
| Heritage Wealth Advisors | 100 | $535 | 0.00% | 00.0% | Unchanged |
| Barclays PLC | 89 | $476 | 0.00% | 00.0% | Unchanged |
| Frazier Financial Advisors, LLC | 15 | $82 | 0.00% | 00.0% | Unchanged |
| Citigroup Inc | 10 | $54 | 0.00% | 00.0% | Unchanged |
| Danske Bank A/S | 6 | $32 | 0.00% | +6 | New |
| ORG Partners LLC | 5 | $31 | 0.00% | 00.0% | Unchanged |
| FMR LLC | 1 | $5 | 0.00% | −1−50.0% | Reduced |
| Smithfield Trust Co | 47 | $0 | 0.00% | 00.0% | Unchanged |
| Roble, Belko & Company, Inc | 45 | $0 | 0.00% | +36+400.0% | Added |
| International Assets Investment Management, LLC | 933,083 | – | – | +757,925+432.7% | Added |
| EMC Capital Management | 10,000 | – | – | −10,762−51.8% | Reduced |
| Y.D. More Investments Ltd | 0 | $0 | 0.00% | −5,062,879−100.0% | Sold out |
| Boothbay Fund Management, LLC | 0 | $0 | 0.00% | −161,250−100.0% | Sold out |
| Caxton Associates LP | 0 | $0 | 0.00% | −124,102−100.0% | Sold out |
| Y-Intercept (Hong Kong) Ltd | 0 | $0 | 0.00% | −95,843−100.0% | Sold out |
| HRT Financial LP | 0 | $0 | 0.00% | −92,135−100.0% | Sold out |
| Readystate Asset Management LP | 0 | $0 | 0.00% | −82,898−100.0% | Sold out |
| Centiva Capital, LP | 0 | $0 | 0.00% | −54,604−100.0% | Sold out |
| Verition Fund Management LLC | 0 | $0 | 0.00% | −29,847−100.0% | Sold out |
| Oppenheimer & Co Inc | 0 | $0 | 0.00% | −28,922−100.0% | Sold out |
| Copperwynd Financial, LLC | 0 | $0 | 0.00% | −26,686−100.0% | Sold out |
| Old National Bancorp | 0 | $0 | 0.00% | −24,811−100.0% | Sold out |
| Midland Wealth Advisors LLC | 0 | $0 | 0.00% | −18,416−100.0% | Sold out |
| State of Wyoming | 0 | $0 | 0.00% | −15,571−100.0% | Sold out |
| AE Wealth Management LLC | 0 | $0 | 0.00% | −14,473−100.0% | Sold out |
| National Asset Management, Inc. | 0 | $0 | 0.00% | −13,097−100.0% | Sold out |
| LVW Advisors, LLC | 0 | $0 | 0.00% | −12,348−100.0% | Sold out |
| Wedbush Securities Inc | 0 | $0 | 0.00% | −11,118−100.0% | Sold out |
| Money Concepts Capital Corp | 0 | $0 | 0.00% | −10,000−100.0% | Sold out |
| Catalyst Funds Management Pty Ltd | 0 | $0 | 0.00% | −8,400−100.0% | Sold out |
| AllSquare Wealth Management LLC | 0 | $0 | 0.00% | −6,000−100.0% | Sold out |
| Archer Investment Corp | 0 | $0 | 0.00% | −5,000−100.0% | Sold out |
| Banque Cantonale Vaudoise | 0 | $0 | 0.00% | −4,000−100.0% | Sold out |
| Headlands Technologies LLC | 0 | $0 | 0.00% | −3,785−100.0% | Sold out |
| CoreCap Advisors, LLC | 0 | $0 | 0.00% | −3,184−100.0% | Sold out |
| Silicon Valley Capital Partners | 0 | $0 | 0.00% | −3,017−100.0% | Sold out |
| Nelson, Van Denburg & Campbell Wealth Management Group, LLC | 0 | $0 | 0.00% | −2,662−100.0% | Sold out |
| Redwood Wealth Management Group, LLC | 0 | $0 | 0.00% | −1,950−100.0% | Sold out |
| EdgeRock Capital LLC | 0 | $0 | 0.00% | −505−100.0% | Sold out |
| Coastal Investment Advisors, Inc. | 0 | $0 | 0.00% | −192−100.0% | Sold out |
| Cypress Capital, LLC | 0 | $0 | 0.00% | −100−100.0% | Sold out |
| Allworth Financial LP | 0 | $0 | 0.00% | −49−100.0% | Sold out |
| Mather Group, LLC. | 0 | $0 | 0.00% | −2−100.0% | Sold out |
| BlackRock Inc. | – | – | – | – | Not filed |
| McKinley Capital Management LLC /Delaware | – | – | – | – | Not filed |