Prospect Capital Corp
PSEC- Exchange
- Nasdaq
- SEC CIK
- 0001287032
In the last 90 days, Prospect Capital Corp insiders filed 1 open-market purchase and 0 sales; 204 institutions reported holding it in 13F filings for Q2 2026, worth $206.6M in total; no superinvestor holds it.
Other share classesPSEC.PA
13F holders, Q3 2024
Institutional positions in Prospect Capital Corp as of Sep 30, 2024. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 226
- −2 vs. Q2 2024
- Shares held
- 38.5M
- +409.6K (+1.1%) vs. Q2 2024
- Total value
- $200.9M
- −$10.6M (−5.0%) vs. Q2 2024
- New holders
- 30
- 85 more added
- Sold out
- 32
- 62 more reduced
2 institutions that held it in Q2 2024 haven't filed for Q3 2024 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q2 2024: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting PSEC on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 204 | $206.6M |
| Q1 2026 | 218 | $223.8M |
| Q4 2025 | 224 | $214.1M |
| Q3 2025 | 228 | $224.4M |
| Q2 2025 | 224 | $208.4M |
| Q1 2025 | 224 | $239.8M |
| Q4 2024 | 239 | $193.5M |
| Q3 2024 | 226 | $200.9M |
| Q2 2024 | 230 | $221.4M |
| Q1 2024 | 230 | $228.3M |
| Q4 2023 | 244 | $219.5M |
| Q3 2023 | 234 | $195.5M |
| Q2 2023 | 234 | $194.5M |
| Q1 2023 | 250 | $203.2M |
| Q4 2022 | 246 | $206.9M |
| Q3 2022 | 229 | $174.7M |
| Q2 2022 | 228 | $206.6M |
| Q1 2022 | 215 | $232.4M |
| Q4 2021 | 228 | $254.5M |
| Q3 2021 | 194 | $258.3M |
| Q2 2021 | 202 | $316.6M |
| Q1 2021 | 192 | $267.3M |
Institutions, Q3 2024
Shares, value and share of portfolio for each institution holding Prospect Capital Corp; share changes are against Q2 2024.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Smithfield Trust Co | 47 | $0 | 0.00% | 00.0% | Unchanged |
| Roble, Belko & Company, Inc | 45 | $0 | 0.00% | +36+400.0% | Added |
| FMR LLC | 1 | $5 | 0.00% | −1−50.0% | Reduced |
| ORG Partners LLC | 5 | $31 | 0.00% | 00.0% | Unchanged |
| Danske Bank A/S | 6 | $32 | 0.00% | +6 | New |
| Citigroup Inc | 10 | $54 | 0.00% | 00.0% | Unchanged |
| Frazier Financial Advisors, LLC | 15 | $82 | 0.00% | 00.0% | Unchanged |
| Barclays PLC | 89 | $476 | 0.00% | 00.0% | Unchanged |
| Heritage Wealth Advisors | 100 | $535 | 0.00% | 00.0% | Unchanged |
| Peoples Financial Services Corp. | 205 | $1.10K | 0.00% | 00.0% | Unchanged |
| Hexagon Capital Partners LLC | 281 | $1.50K | 0.00% | +232+473.5% | Added |
| Quadrant Capital Group LLC | 366 | $1.96K | 0.00% | 00.0% | Unchanged |
| Hilltop National Bank | 380 | $2.03K | 0.00% | 00.0% | Unchanged |
| Assetmark, Inc | 387 | $2.07K | 0.00% | −113−22.6% | Reduced |
| Rise Advisors, LLC | 410 | $2.19K | 0.00% | +14+3.5% | Added |
| Central Pacific Bank - Trust Division | 428 | $2.29K | 0.00% | 00.0% | Unchanged |
| Legacy Investment Solutions, LLC | 639 | $2.73K | 0.00% | +639 | New |
| Legacy Wealth Managment, LLC | 639 | $2.73K | 0.00% | +639 | New |
| LRI Investments, LLC | 638 | $2.79K | 0.00% | +6+0.9% | Added |
| Cape Investment Advisory, Inc. | 559 | $2.99K | 0.00% | 00.0% | Unchanged |
| Larson Financial Group LLC | 640 | $3.42K | 0.00% | 00.0% | Unchanged |
| Northwestern Mutual Wealth Management Co | 663 | $3.55K | 0.00% | −1,637−71.2% | Reduced |
| GWM Advisors LLC | 675 | $3.61K | 0.00% | −950−58.5% | Reduced |
| IFP Advisors, Inc | 750 | $4.01K | 0.00% | 00.0% | Unchanged |
| Natixis | 756 | $4.04K | 0.00% | −32,630−97.7% | Reduced |
| Jaffetilchin Investment Partners, LLC | 890 | $4.76K | 0.00% | +890 | New |
| Gables Capital Management Inc. | 1,000 | $5.35K | 0.00% | 00.0% | Unchanged |
| NBC Securities, Inc. | 1,200 | $6.00K | 0.00% | −1,000−45.5% | Reduced |
| Semmax Financial Advisors Inc. | 1,480 | $6.41K | 0.00% | 00.0% | Unchanged |
| Bokf, NA | 1,222 | $6.45K | 0.00% | +1,222 | New |
| Carmichael Hill & Associates, Inc. | 1,465 | $7.84K | 0.00% | 00.0% | Unchanged |
| Webster Bank, N. A. | 1,620 | $8.67K | 0.00% | 00.0% | Unchanged |
| Beacon Capital Management, LLC | 1,679 | $8.98K | 0.00% | +56+3.5% | Added |
| Huntington National Bank | 1,697 | $9.08K | 0.00% | +167+10.9% | Added |
| Tower Research Capital LLC (TRC) | 1,750 | $9.36K | 0.00% | −3,941−69.2% | Reduced |
| Coppell Advisory Solutions LLC | 1,793 | $9.52K | 0.00% | +59+3.4% | Added |
| Cypress Capital Management LLC (WY) | 1,960 | $10.5K | 0.01% | +65+3.4% | Added |
| AdvisorNet Financial, Inc | 1,983 | $10.6K | 0.00% | +65+3.4% | Added |
| West Branch Capital LLC | 2,018 | $10.8K | 0.00% | 00.0% | Unchanged |
| Principal Securities, Inc. | 2,148 | $11.5K | 0.00% | +1,842+602.0% | Added |
| Geneos Wealth Management Inc. | 2,300 | $12.3K | 0.00% | 00.0% | Unchanged |
| Lindbrook Capital, LLC | 2,722 | $14.6K | 0.00% | −718−20.9% | Reduced |
| CIBC Private Wealth Group, LLC | 3,000 | $16.1K | 0.00% | 00.0% | Unchanged |
| Global Retirement Partners, LLC | 3,153 | $16.9K | 0.00% | +2+0.1% | Added |
| Activest Wealth Management | 3,300 | $17.7K | 0.01% | +1,000+43.5% | Added |
| Ronald Blue Trust, Inc. | 3,303 | $18.3K | 0.00% | +2,872+666.4% | Added |
| Deutsche Bank AG | 3,774 | $20.2K | 0.00% | 00.0% | Unchanged |
| Avion Wealth | 3,985 | $21.0K | 0.01% | +131+3.4% | Added |
| Founders Capital Management | 4,000 | $21.4K | 0.01% | +1,000+33.3% | Added |
| EverSource Wealth Advisors, LLC | 4,136 | $22.1K | 0.00% | +3,704+857.4% | Added |
| Rothschild Investment LLC | 4,900 | $26.2K | 0.00% | 00.0% | Unchanged |
| Optiver Holding B.V. | 5,311 | $28.4K | 0.00% | +5,311 | New |
| HHM Wealth Advisors, LLC | 5,372 | $28.7K | 0.00% | −300−5.3% | Reduced |
| Asset Dedication, LLC | 5,880 | $31.5K | 0.00% | 00.0% | Unchanged |
| Signaturefd, LLC | 5,914 | $31.6K | 0.00% | −1,566−20.9% | Reduced |
| Jones Financial Companies LLLP | 6,095 | $32.4K | 0.00% | +5,633+1,219.3% | Added |
| Steward Partners Investment Advisory, LLC | 7,036 | $37.6K | 0.00% | −5,580−44.2% | Reduced |
| CNB Bank | 7,500 | $40.1K | 0.02% | 00.0% | Unchanged |
| Private Trust Co NA | 8,401 | $44.9K | 0.00% | 00.0% | Unchanged |
| Parallel Advisors, LLC | 9,995 | $53.5K | 0.00% | −2,444−19.6% | Reduced |
| NWF Advisory Services Inc. | 10,100 | $54.0K | 0.01% | 00.0% | Unchanged |
| Nebula Research & Development LLC | 10,118 | $54.1K | 0.01% | +10,118 | New |
| StoneX Group Inc. | 10,186 | $54.6K | 0.00% | +10,186 | New |
| Main Street Research LLC | 10,207 | $55.2K | 0.00% | +10,207 | New |
| KG&L Capital Management,LLC | 10,480 | $56.1K | 0.02% | +116+1.1% | Added |
| Traynor Capital Management, Inc. | 10,560 | $56.5K | 0.00% | −3,781−26.4% | Reduced |
| Wiley Bros.-Aintree Capital, LLC | 10,596 | $56.7K | 0.00% | +10,596 | New |
| Laird Norton Trust Company, LLC | 10,684 | $57.8K | 0.01% | +10,684 | New |
| Farther Finance Advisors, LLC | 11,520 | $61.6K | 0.00% | 00.0% | Unchanged |
| MAI Capital Management | 11,790 | $63.1K | 0.00% | 00.0% | Unchanged |
| Aquatic Capital Management LLC | 11,800 | $63.1K | 0.00% | +11,800 | New |
| Arkadios Wealth Advisors | 11,901 | $63.7K | 0.00% | −11,024−48.1% | Reduced |
| Global Assets Advisory, LLC | 11,992 | $64.0K | 0.04% | +11,992 | New |
| Moneta Group Investment Advisors LLC | 12,252 | $65.5K | 0.00% | −700−5.4% | Reduced |
| Cutter & CO Brokerage, Inc. | 12,473 | $66.7K | 0.02% | +368+3.0% | Added |
| Janney Montgomery Scott LLC | 12,608 | $67.0K | 0.00% | −11,993−48.8% | Reduced |
| Silverlake Wealth Management LLC | 12,746 | $68.2K | 0.03% | +179+1.4% | Added |
| Detalus Advisors, LLC | 13,000 | $69.5K | 0.02% | +1,000+8.3% | Added |
| Shufro Rose & Co LLC | 12,700 | $70.2K | 0.01% | 00.0% | Unchanged |
| Vanguard Capital Wealth Advisors | 13,563 | $72.6K | 0.08% | −6,740−33.2% | Reduced |
| Family Wealth Partners, LLC | 13,888 | $74.3K | 0.04% | +13,888 | New |
| Captrust Financial Advisors | 14,247 | $76.2K | 0.00% | +3,686+34.9% | Added |
| Manufacturers Life Insurance Company, The | 14,742 | $78.9K | 0.00% | −10.0% | Reduced |
| Simplex Trading, LLC | 14,878 | $79.0K | 0.00% | +14,878 | New |
| Wealthcare Advisory Partners LLC | 14,834 | $79.4K | 0.00% | 00.0% | Unchanged |
| Empowered Funds, LLC | 15,088 | $80.7K | 0.00% | +1,886+14.3% | Added |
| Inspire Advisors, LLC | 15,130 | $80.9K | 0.01% | −7,241−32.4% | Reduced |
| SpiderRock Advisors, LLC | 15,225 | $81.5K | 0.00% | 00.0% | Unchanged |
| First National Bank of Mount Dora, Trust Investment Services | 15,300 | $81.9K | 0.02% | 00.0% | Unchanged |
| Sage Capital Management, LLC | 15,500 | $82.9K | 0.04% | +1,500+10.7% | Added |
| Cherry Creek Investment Advisors, Inc. | 15,959 | $85.4K | 0.04% | +525+3.4% | Added |
| Kingsview Wealth Management, LLC | 16,013 | $85.7K | 0.00% | −967−5.7% | Reduced |
| Dark Forest Capital Management LP | 16,066 | $86.0K | 0.01% | −30,345−65.4% | Reduced |
| XTX Topco Ltd | 16,509 | $88.3K | 0.01% | +16,509 | New |
| MML Investors Services, LLC | 16,961 | $91.0K | 0.00% | −133−0.8% | Reduced |
| West Michigan Advisors, LLC | 16,992 | $91.9K | 0.03% | +16,992 | New |
| PFG Investments, LLC | 17,634 | $94.3K | 0.01% | +17,634 | New |
| Triumph Capital Management | 18,368 | $99.4K | 0.04% | −8,143−30.7% | Reduced |
| Wealth Enhancement Advisory Services, LLC | 18,579 | $99.4K | 0.00% | −684−3.6% | Reduced |
| CWM, LLC | 19,310 | $103.0K | 0.00% | +9,721+101.4% | Added |